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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-0.56%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$331M
AUM Growth
+$50.1M
Cap. Flow
+$53.9M
Cap. Flow %
16.29%
Top 10 Hldgs %
19.29%
Holding
1,024
New
97
Increased
293
Reduced
238
Closed
59

Top Buys

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$11M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$4.66M
3
AAXJ icon
iShares MSCI All Country Asia ex Japan ETF
AAXJ
+$3.68M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$3.21M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$2.66M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$5.25M
2
VNQ icon
Vanguard Real Estate ETF
VNQ
+$3.19M
3
APO icon
Apollo Global Management
APO
+$2.15M
4
WMT icon
Walmart Inc
WMT
+$2.08M
5
FXU icon
First Trust Utilities AlphaDEX Fund
FXU
+$1.57M

Sector Composition

Rank Sector Weight
1 Energy 6.25%
2 Healthcare 5.62%
3 Financials 5.54%
4 Consumer Staples 5.35%
5 Consumer Discretionary 4.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HSBC.PRA
251
DELISTED
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
$153K 0.05%
6,100
-400
-6% -$10.1K
FITB
252
Fifth Third Bancorp
FITB
$51.8B
$152K 0.05%
7,616
+1
+0% +$21
DD
253
DELISTED
Du Pont De Nemours E I
DD
$151K 0.05%
2,214
+93
+4% +$5.86K
ENB icon
254
Enbridge
ENB
$112B
$149K 0.05%
3,113
+1,987
+176% +$98.1K
CLB icon
255
Core Laboratories
CLB
$521M
$148K 0.04%
1,014
+693
+216% +$107K
SMH icon
256
VanEck Semiconductor ETF
SMH
$73.2B
$148K 0.04%
+5,810
New +$147K
VOD icon
257
Vodafone
VOD
$37.4B
$148K 0.04%
4,490
+326
+8% +$10.9K
CCJ icon
258
Cameco
CCJ
$42.4B
$147K 0.04%
8,303
+5,544
+201% +$109K
OMC icon
259
Omnicom Group
OMC
$23.4B
$147K 0.04%
2,142
+4
+0.2% +$285
BPL
260
DELISTED
Buckeye Partners, L.P.
BPL
$146K 0.04%
1,835
– –
IEMG icon
261
iShares Core MSCI Emerging Markets ETF
IEMG
$156B
$144K 0.04%
2,877
– –
RPM icon
262
RPM International
RPM
$15B
$144K 0.04%
3,145
– –
GOVT icon
263
iShares US Treasury Bond ETF
GOVT
$43.6B
$143K 0.04%
+5,762
New +$143K
PRF icon
264
Invesco FTSE RAFI US 1000 ETF
PRF
$10B
$143K 0.04%
8,140
+1,100
+16% +$19.6K
HD icon
265
Home Depot
HD
$355B
$142K 0.04%
1,550
-156
-9% -$13.4K
IHF icon
266
iShares US Healthcare Providers ETF
IHF
$1.27B
$142K 0.04%
+6,645
New +$142K
KMI icon
267
Kinder Morgan
KMI
$68.7B
$142K 0.04%
3,700
+300
+9% +$11.4K
JPM icon
268
JPMorgan Chase
JPM
$950B
$139K 0.04%
2,300
+50
+2% +$2.92K
EMC
269
DELISTED
EMC CORPORATION
EMC
$138K 0.04%
4,700
-486
-9% -$14K
ETP
270
DELISTED
Energy Transfer Partners L.p.
ETP
$138K 0.04%
2,158
– –
OKS
271
DELISTED
Oneok Partners LP
OKS
$137K 0.04%
2,454
– –
ADRE
272
DELISTED
Invesco BLDRS Emerging Markets 50 ADR Index Fund
ADRE
$135K 0.04%
3,433
– –
STH
273
DELISTED
SABRIENT STEALTH PRT CLAYMORE EXCH TRD FD
STH
$135K 0.04%
+5,229
New +$135K
GNR icon
274
State Street SPDR S&P Global Natural Resources ETF
GNR
$4.9B
$134K 0.04%
+2,758
New +$143K
EFG icon
275
iShares MSCI EAFE Growth ETF
EFG
$17.3B
$131K 0.04%
1,922
-17
-0.9% -$1.2K
9 10
11
12 13

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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, Regal Investment Advisors held 1,024 positions worth $331M, up 18% from $281M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors deployed $53.9M of net new capital in Q3 2014, opening 97 new positions and adding to 293 existing holdings. Its largest new stake was iShares MSCI All Country Asia ex Japan ETF: 56,951 shares worth $3.49M.

By sector, the portfolio is most concentrated in Energy at 6.3% of assets, down from 6.7% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $5.25M trimmed.

  • Regal Investment Advisors's largest Q3 2014 buy was iShares MSCI All Country Asia ex Japan ETF: 56,951 shares worth $3.49M.
  • Regal Investment Advisors added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2014, an estimated $11M increase.
  • Regal Investment Advisors's biggest Q3 2014 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $5.25M.
  • Regal Investment Advisors fully exited Nuveen Michigan Quality Municipal Income Fund in Q3 2014, selling an estimated $261K.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $331M portfolio in Q3 2014.
  • Regal Investment Advisors opened 97 new positions and closed 59 in Q3 2014.
  • Regal Investment Advisors's portfolio value rose 18% quarter-over-quarter to $331M.

Based on Regal Investment Advisors's 13F filing for Q3 2014, filed 14 Nov 2014.