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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+3.53%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$281M
AUM Growth
+$44.5M
Cap. Flow
+$34.4M
Cap. Flow %
12.25%
Top 10 Hldgs %
18.03%
Holding
994
New
85
Increased
274
Reduced
215
Closed
66

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$7.84M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$4.56M
3
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$3.19M
4
TIP icon
iShares TIPS Bond ETF
TIP
+$2.61M
5
DKS icon
Dick's Sporting Goods
DKS
+$2.6M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$2.73M
2
AAP icon
Advance Auto Parts
AAP
+$2.3M
3
NEU icon
NewMarket
NEU
+$2.3M
4
ARLP icon
Alliance Resource Partners
ARLP
+$2.15M
5
LUV icon
Southwest Airlines
LUV
+$2.13M

Sector Composition

Rank Sector Weight
1 Financials 7.07%
2 Energy 6.65%
3 Consumer Staples 6.23%
4 Healthcare 5.97%
5 Consumer Discretionary 5.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PRF icon
251
Invesco FTSE RAFI US 1000 ETF
PRF
$9.95B
$125K 0.04%
7,040
– –
VV icon
252
Vanguard Morningstar Large-Cap ETF
VV
$54B
$125K 0.04%
1,390
– –
ETP
253
DELISTED
Energy Transfer Partners L.p.
ETP
$125K 0.04%
2,158
-350
-14% -$19.6K
KMI icon
254
Kinder Morgan
KMI
$69.7B
$123K 0.04%
3,400
– –
PAA icon
255
Plains All American Pipeline
PAA
$16.6B
$123K 0.04%
2,040
– –
VGIT icon
256
Vanguard Intermediate-Term Treasury ETF
VGIT
$41.6B
$122K 0.04%
1,906
-1,420
-43% -$90.4K
CELG
257
DELISTED
Celgene Corp
CELG
$122K 0.04%
1,426
-26,100
-95% -$1.98M
RDS.A
258
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$119K 0.04%
1,543
-37
-2% -$2.7K
BKNG icon
259
Booking.com
BKNG
$156B
$118K 0.04%
2,450
-41,400
-94% -$1.99M
MS icon
260
Morgan Stanley
MS
$336B
$117K 0.04%
3,618
– –
WMB icon
261
Williams Companies
WMB
$87.8B
$116K 0.04%
2,000
– –
ADM icon
262
Archer Daniels Midland
ADM
$37.4B
$115K 0.04%
2,600
+100
+4% +$4.42K
ILCB icon
263
iShares Morningstar US Equity ETF
ILCB
$1.31B
$115K 0.04%
4,040
– –
VEU icon
264
Vanguard FTSE All-World ex-US ETF
VEU
$67.8B
$115K 0.04%
2,194
+1,673
+321% +$86.2K
WPC icon
265
W.P. Carey
WPC
$16.4B
$115K 0.04%
1,827
+752
+70% +$45.9K
SRC
266
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
$115K 0.04%
2,250
– –
MA icon
267
Mastercard
MA
$505B
$112K 0.04%
1,525
-28,123
-95% -$2.09M
AWR icon
268
American States Water
AWR
$3.36B
$110K 0.04%
3,325
– –
VBK icon
269
Vanguard Morningstar Small-Cap Growth ETF
VBK
$23.9B
$109K 0.04%
852
-479
-36% -$58.1K
AAP icon
270
Advance Auto Parts
AAP
$3.49B
$107K 0.04%
794
-18,583
-96% -$2.3M
CMCSA icon
271
Comcast
CMCSA
$89.3B
$107K 0.04%
3,974
+398
+11% +$10.2K
FTSL icon
272
First Trust Senior Loan Fund ETF
FTSL
$2.33B
$105K 0.04%
2,100
+600
+40% +$29.8K
IJT icon
273
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.38B
$104K 0.04%
1,726
– –
NEU icon
274
NewMarket
NEU
$8.21B
$104K 0.04%
264
-5,961
-96% -$2.3M
UL icon
275
Unilever
UL
$137B
$104K 0.04%
2,041
+1,019
+100% +$51.1K
9 10
11
12 13

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
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SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
MAM
Meeder Asset Management Dublin, Ohio $1.75B AUM 34.85% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
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Regal Investment Advisors's Q2 2014 Portfolio in Review

As of Q2 2014, Regal Investment Advisors held 994 positions worth $281M, up 19% from $236M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Regal Investment Advisors deployed $34.4M of net new capital in Q2 2014, opening 85 new positions and adding to 274 existing holdings. Its largest new stake was Dick's Sporting Goods: 53,308 shares worth $2.48M.

By sector, the portfolio is most concentrated in Financials at 7.1% of assets, up from 5.1% a quarter earlier, followed by Energy and Consumer Staples.

On the sell side, the largest reduction was Apple, an estimated $2.73M trimmed.

  • Regal Investment Advisors's largest Q2 2014 buy was Dick's Sporting Goods: 53,308 shares worth $2.48M.
  • Regal Investment Advisors added most to iShares 20+ Year Treasury Bond ETF in Q2 2014, an estimated $7.84M increase.
  • Regal Investment Advisors's biggest Q2 2014 reduction was Apple, cutting an estimated $2.73M.
  • Regal Investment Advisors fully exited Interparfums in Q2 2014, selling an estimated $2.02M.
  • Regal Investment Advisors's ten largest holdings make up 18% of its $281M portfolio in Q2 2014.
  • Regal Investment Advisors opened 85 new positions and closed 66 in Q2 2014.
  • Regal Investment Advisors's portfolio value rose 19% quarter-over-quarter to $281M.

Based on Regal Investment Advisors's 13F filing for Q2 2014, filed 4 Aug 2014.