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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-0.47%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.33B
AUM Growth
-$97.6M
Cap. Flow
-$81M
Cap. Flow %
-6.09%
Top 10 Hldgs %
22.26%
Holding
525
New
24
Increased
203
Reduced
214
Closed
59

Top Buys

Rank Stock Value
1
MU icon
Micron Technology
MU
+$3.95M
2
CINF icon
Cincinnati Financial
CINF
+$3.29M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$3.22M
4
KNSL icon
Kinsale Capital Group
KNSL
+$2.34M
5
FLTR icon
VanEck IG Floating Rate ETF
FLTR
+$2.15M

Top Sells

Rank Stock Value
1
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$7.4M
2
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$7.09M
3
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$5.29M
4
BUFF icon
Innovator Laddered Allocation Power Buffer ETF
BUFF
+$5.27M
5
CPRI icon
Capri Holdings
CPRI
+$5.07M

Sector Composition

Rank Sector Weight
1 Technology 9.44%
2 Consumer Staples 5.12%
3 Healthcare 4.85%
4 Financials 4.3%
5 Consumer Discretionary 3.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AON icon
226
Aon
AON
$76B
$1.01M 0.08%
+2,810
New +$1.03M
CYBR
227
DELISTED
CyberArk
CYBR
$1.01M 0.08%
3,022
+86
+3% +$26.1K
HUBS icon
228
HubSpot
HUBS
$10.5B
$999K 0.08%
1,434
+149
+12% +$95.8K
ABT icon
229
Abbott
ABT
$187B
$986K 0.07%
8,720
-1,141
-12% -$132K
ZETA icon
230
Zeta Global
ZETA
$6.69B
$986K 0.07%
54,821
+4,819
+10% +$122K
IEI icon
231
iShares 3-7 Year Treasury Bond ETF
IEI
$17.7B
$976K 0.07%
8,450
-3,783
-31% -$442K
MET icon
232
MetLife
MET
$62.1B
$971K 0.07%
11,863
+107
+0.9% +$8.9K
FISV
233
Fiserv Inc
FISV
$27.9B
$956K 0.07%
4,653
-703
-13% -$144K
IJS icon
234
iShares S&P Small-Cap 600 Value ETF
IJS
$8.37B
$955K 0.07%
8,796
+694
+9% +$76.9K
SGOV icon
235
iShares 0-3 Month Treasury Bond ETF
SGOV
$101B
$953K 0.07%
9,500
-9,235
-49% -$928K
MA icon
236
Mastercard
MA
$493B
$948K 0.07%
1,801
-169
-9% -$87.5K
DIA icon
237
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$48.5B
$947K 0.07%
2,225
+478
+27% +$207K
NFLX icon
238
Netflix
NFLX
$309B
$935K 0.07%
10,490
-80
-0.8% -$6.58K
TFLO icon
239
iShares Treasury Floating Rate Bond ETF
TFLO
$6.72B
$925K 0.07%
18,325
+3,161
+21% +$160K
GTLS
240
DELISTED
Chart Industries
GTLS
$908K 0.07%
4,756
-77
-2% -$12.4K
AMT icon
241
American Tower
AMT
$80.4B
$904K 0.07%
4,930
+914
+23% +$189K
VNQI icon
242
Vanguard Global ex-US Real Estate ETF
VNQI
$3.57B
$890K 0.07%
22,500
+1,502
+7% +$65K
PLTR icon
243
Palantir
PLTR
$413B
$881K 0.07%
11,648
-21,490
-65% -$1.25M
ONEQ icon
244
Fidelity Nasdaq Composite Index ETF
ONEQ
$10.9B
$871K 0.07%
11,449
-94,689
-89% -$7.09M
JXN icon
245
Jackson Financial
JXN
$8.8B
$861K 0.06%
9,889
+275
+3% +$26.9K
SDVY icon
246
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
$11.8B
$855K 0.06%
23,850
+9,531
+67% +$357K
ICSH icon
247
iShares Ultra Short Duration Bond Active ETF
ICSH
$8.4B
$848K 0.06%
16,825
-228
-1% -$11.5K
IDV icon
248
iShares International Select Dividend ETF
IDV
$8.57B
$837K 0.06%
30,587
+2,316
+8% +$66.3K
RUNN icon
249
Strategic Trust Running Oak Efficient Growth ETF
RUNN
$410M
$832K 0.06%
+25,393
New +$865K
ORCL icon
250
Oracle
ORCL
$423B
$823K 0.06%
4,938
-312
-6% -$55.4K
8 9
10
11 12

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
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SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
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WJA
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OMC
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Regal Investment Advisors's Q4 2024 Portfolio in Review

As of Q4 2024, Regal Investment Advisors held 525 positions worth $1.33B, down 6.8% from $1.43B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Regal Investment Advisors withdrew a net $81M in Q4 2024, closing 59 positions and reducing 214 holdings. Its most notable exit was Janus Henderson AAA CLO ETF, an estimated $5.29M position sold in full.

By sector, the portfolio is most concentrated in Technology at 9.4% of assets, up from 8.8% a quarter earlier, followed by Consumer Staples and Healthcare.

Against the trend, Regal Investment Advisors opened a new position in Micron Technology worth $3.27M.

  • Regal Investment Advisors's largest Q4 2024 buy was Micron Technology: 38,829 shares worth $3.27M.
  • Regal Investment Advisors added most to Cincinnati Financial in Q4 2024, an estimated $3.29M increase.
  • Regal Investment Advisors's biggest Q4 2024 reduction was iShares Core S&P Total US Stock Market ETF, cutting an estimated $7.4M.
  • Regal Investment Advisors fully exited Janus Henderson AAA CLO ETF in Q4 2024, selling an estimated $5.29M.
  • Regal Investment Advisors's ten largest holdings make up 22% of its $1.33B portfolio in Q4 2024.
  • Regal Investment Advisors opened 24 new positions and closed 59 in Q4 2024.
  • Regal Investment Advisors's portfolio value fell 6.8% quarter-over-quarter to $1.33B.

Based on Regal Investment Advisors's 13F filing for Q4 2024, filed 13 Feb 2025.