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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+2.54%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$362M
AUM Growth
+$9.27M
Cap. Flow
+$4.52M
Cap. Flow %
1.25%
Top 10 Hldgs %
18.74%
Holding
277
New
20
Increased
104
Reduced
113
Closed
33

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.63M
2
FTA icon
First Trust Large Cap Value AlphaDEX Fund
FTA
+$3.43M
3
GBX icon
The Greenbrier Companies
GBX
+$2.79M
4
INSY
Insys Therapeutics, Inc.
INSY
+$2.59M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$2.11M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.88M
2
VAR
Varian Medical Systems, Inc.
VAR
+$3.28M
3
DINO icon
HF Sinclair
DINO
+$2.7M
4
NFLX icon
Netflix
NFLX
+$1.36M
5
MBB icon
iShares MBS ETF
MBB
+$1.3M

Sector Composition

Rank Sector Weight
1 Healthcare 8.07%
2 Consumer Discretionary 7.94%
3 Financials 5.58%
4 Industrials 5.41%
5 Communication Services 4.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TLT icon
226
iShares 20+ Year Treasury Bond ETF
TLT
$41.7B
$230K 0.06%
1,932
-1,355
-41% -$170K
OEF icon
227
iShares S&P 100 ETF
OEF
$20.6B
$228K 0.06%
+2,297
New +$223K
MRK icon
228
Merck
MRK
$318B
$222K 0.06%
3,959
-1,507
-28% -$88.2K
C icon
229
Citigroup
C
$226B
$221K 0.06%
+3,726
New +$201K
DTE icon
230
DTE Energy
DTE
$29.1B
$217K 0.06%
2,591
-312
-11% -$25.1K
AOK icon
231
iShares Core Conservative Allocation ETF
AOK
$798M
$213K 0.06%
+6,537
New +$214K
GM icon
232
General Motors
GM
$76.8B
$209K 0.06%
5,989
-3,639
-38% -$122K
GIS icon
233
General Mills
GIS
$19.7B
$208K 0.06%
3,367
-759
-18% -$47K
GG
234
DELISTED
Goldcorp Inc
GG
$203K 0.06%
14,960
-6,010
-29% -$83.7K
DD
235
DELISTED
Du Pont De Nemours E I
DD
$201K 0.06%
2,733
-1,339
-33% -$95.1K
ETW
236
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.06B
$174K 0.05%
17,250
+6,000
+53% +$63.1K
FSK icon
237
FS KKR Capital
FSK
$3.44B
$173K 0.05%
4,192
-659
-14% -$25.8K
VKQ icon
238
Invesco Municipal Trust
VKQ
$551M
$173K 0.05%
14,081
+905
+7% +$11.4K
KTF
239
DWS Municipal Income Trust
KTF
$352M
$134K 0.04%
10,203
+139
+1% +$1.84K
MORE
240
DELISTED
Monogram Residential Trust, Inc.
MORE
– –
0
– –
SIRI icon
241
SiriusXM
SIRI
$10.1B
$107K 0.03%
2,411
+1
+0% +$44
MT icon
242
ArcelorMittal
MT
$55.3B
$102K 0.03%
4,641
-867
-16% -$18.5K
PSEC icon
243
Prospect Capital
PSEC
$1.17B
$94K 0.03%
11,274
-15,771
-58% -$127K
VSTM icon
244
Verastem
VSTM
$592M
$33K 0.01%
+2,444
New +$36.4K
AAXJ icon
245
iShares MSCI All Country Asia ex Japan ETF
AAXJ
$3.77B
– –
-11,076
Closed -$670K
BA icon
246
Boeing
BA
$185B
– –
-2,342
Closed -$309K
BMY icon
247
Bristol-Myers Squibb
BMY
$132B
– –
-4,146
Closed -$224K
BOND icon
248
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.47B
– –
-5,928
Closed -$640K
CAT icon
249
Caterpillar
CAT
$387B
– –
-2,798
Closed -$248K
CL icon
250
Colgate-Palmolive
CL
$74.4B
– –
-3,626
Closed -$269K
8 9
10
11 12

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CC
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VCM
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ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q4 2016 Portfolio in Review

As of Q4 2016, Regal Investment Advisors held 277 positions worth $362M, up 2.6% from $352M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors's Q4 2016 filing shows 20 new, 104 increased, 113 reduced and 33 closed positions. Its largest new stake was First Trust Large Cap Value AlphaDEX Fund: 76,553 shares worth $3.59M. The largest sale was iShares MSCI USA Min Vol Factor ETF, an estimated $5.88M.

By sector, the portfolio is most concentrated in Healthcare at 8.1% of assets, down from 8.5% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Regal Investment Advisors's largest Q4 2016 buy was First Trust Large Cap Value AlphaDEX Fund: 76,553 shares worth $3.59M.
  • Regal Investment Advisors added most to iShares Core S&P 500 ETF in Q4 2016, an estimated $7.63M increase.
  • Regal Investment Advisors's biggest Q4 2016 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $5.88M.
  • Regal Investment Advisors fully exited Varian Medical Systems, Inc. in Q4 2016, selling an estimated $3.28M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $362M portfolio in Q4 2016.
  • Regal Investment Advisors opened 20 new positions and closed 33 in Q4 2016.
  • Regal Investment Advisors's portfolio value rose 2.6% quarter-over-quarter to $362M.

Based on Regal Investment Advisors's 13F filing for Q4 2016, filed 6 Feb 2017.