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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+4.14%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$373M
AUM Growth
+$42.1M
Cap. Flow
+$35.3M
Cap. Flow %
9.46%
Top 10 Hldgs %
21.59%
Holding
1,086
New
121
Increased
327
Reduced
243
Closed
144

Top Buys

Rank Stock Value
1
LZB icon
La-Z-Boy
LZB
+$12.8M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$6.16M
3
VNQ icon
Vanguard Real Estate ETF
VNQ
+$3.77M
4
RGR icon
Sturm, Ruger & Co
RGR
+$2.89M
5
WFM
Whole Foods Market Inc
WFM
+$2.56M

Top Sells

Rank Stock Value
1
AAXJ icon
iShares MSCI All Country Asia ex Japan ETF
AAXJ
+$3.49M
2
PCYC
PHARMACYCLICS INC
PCYC
+$2.92M
3
KMR
KINDER MORGAN MANAGEMENT LLC
KMR
+$2.83M
4
EBAY icon
eBay
EBAY
+$2.42M
5
KO icon
Coca-Cola
KO
+$2.28M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 8.61%
2 Financials 5.71%
3 Healthcare 5.48%
4 Consumer Staples 4.32%
5 Energy 3.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SNY icon
226
Sanofi
SNY
$104B
$203K 0.05%
4,452
+1,367
+44% +$66.3K
SQM icon
227
Sociedad Química y Minera de Chile
SQM
$20.6B
$203K 0.05%
8,743
+8,662
+10,694% +$203K
FRN
228
DELISTED
Invesco Frontier Markets ETF
FRN
$200K 0.05%
14,390
+7,949
+123% +$120K
HD icon
229
Home Depot
HD
$355B
$199K 0.05%
1,900
+350
+23% +$34K
APTV icon
230
Aptiv
APTV
$10.3B
$198K 0.05%
+2,722
New +$188K
TWTR
231
DELISTED
Twitter, Inc.
TWTR
$196K 0.05%
5,455
– –
EPD icon
232
Enterprise Products Partners
EPD
$81.7B
$193K 0.05%
5,339
+87
+2% +$3.22K
ABB
233
DELISTED
ABB Ltd
ABB
$192K 0.05%
9,099
+2,225
+32% +$48.1K
MBTF
234
DELISTED
MBT Financial Corporation
MBTF
$192K 0.05%
38,538
+36,230
+1,570% +$177K
MEOH icon
235
Methanex
MEOH
$4.12B
$190K 0.05%
+4,149
New +$226K
ECL icon
236
Ecolab
ECL
$79.9B
$188K 0.05%
1,800
-118
-6% -$12.9K
O icon
237
Realty Income
O
$59.1B
$187K 0.05%
4,037
-9,074
-69% -$402K
UAA icon
238
Under Armour
UAA
$2.6B
$187K 0.05%
5,502
+2,240
+69% +$75.5K
BP icon
239
BP
BP
$107B
$186K 0.05%
5,878
+971
+20% +$32.6K
APD icon
240
Air Products & Chemicals
APD
$67.6B
$185K 0.05%
1,388
-1,758
-56% -$222K
CLB icon
241
Core Laboratories
CLB
$521M
$182K 0.05%
1,511
+497
+49% +$65.3K
IJK icon
242
iShares S&P Mid-Cap 400 Growth ETF
IJK
$11.2B
$175K 0.05%
4,392
+204
+5% +$7.92K
WFC icon
243
Wells Fargo
WFC
$264B
$174K 0.05%
3,174
-835
-21% -$44.2K
IWP icon
244
iShares Russell Mid-Cap Growth ETF
IWP
$20.7B
$173K 0.05%
3,710
-454
-11% -$20.5K
VXF icon
245
Vanguard Extended Market ETF
VXF
$31.7B
$172K 0.05%
1,962
– –
OMC icon
246
Omnicom Group
OMC
$23.4B
$170K 0.05%
2,200
+58
+3% +$4.23K
NLY icon
247
Annaly Capital Management
NLY
$17.4B
$167K 0.04%
3,851
-948
-20% -$42.9K
RPM icon
248
RPM International
RPM
$15B
$159K 0.04%
3,145
– –
SSYS icon
249
Stratasys
SSYS
$774M
$159K 0.04%
1,912
-500
-21% -$51.2K
FITB
250
Fifth Third Bancorp
FITB
$51.8B
$156K 0.04%
7,666
+50
+0.7% +$993
8 9
10
11 12

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
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SFI
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DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
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OMC
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Regal Investment Advisors's Q4 2014 Portfolio in Review

As of Q4 2014, Regal Investment Advisors held 1,086 positions worth $373M, up 13% from $331M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Regal Investment Advisors deployed $35.3M of net new capital in Q4 2014, opening 121 new positions and adding to 327 existing holdings. Its largest new stake was CF Industries: 48,460 shares worth $2.64M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 8.6% of assets, up from 5% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares MSCI All Country Asia ex Japan ETF, an estimated $3.49M trimmed.

  • Regal Investment Advisors's largest Q4 2014 buy was CF Industries: 48,460 shares worth $2.64M.
  • Regal Investment Advisors added most to La-Z-Boy in Q4 2014, an estimated $12.8M increase.
  • Regal Investment Advisors's biggest Q4 2014 reduction was iShares MSCI All Country Asia ex Japan ETF, cutting an estimated $3.49M.
  • Regal Investment Advisors fully exited PHARMACYCLICS INC in Q4 2014, selling an estimated $2.92M.
  • Regal Investment Advisors's ten largest holdings make up 22% of its $373M portfolio in Q4 2014.
  • Regal Investment Advisors opened 121 new positions and closed 144 in Q4 2014.
  • Regal Investment Advisors's portfolio value rose 13% quarter-over-quarter to $373M.

Based on Regal Investment Advisors's 13F filing for Q4 2014, filed 11 Feb 2015.