We are live on ! Find out more
PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+9.15%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$2.31B
AUM Growth
+$306M
Cap. Flow
+$153M
Cap. Flow %
6.61%
Top 10 Hldgs %
24.95%
Holding
920
New
127
Increased
459
Reduced
242
Closed
54

Top Buys

Rank Stock Value
1
NET icon
Cloudflare
NET
+$12M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$8.17M
3
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$7.31M
4
AES icon
AES
AES
+$6.61M
5
VICI icon
VICI Properties
VICI
+$6.57M

Top Sells

Rank Stock Value
1
BA icon
Boeing
BA
+$10.6M
2
KKR icon
KKR & Co
KKR
+$7M
3
WIP icon
State Street SPDR FTSE International Government Inflation-Protected Bond ETF
WIP
+$6.16M
4
GLD icon
SPDR Gold Trust
GLD
+$5.97M
5
RITM icon
Rithm Capital
RITM
+$5.69M

Sector Composition

Rank Sector Weight
1 Technology 16.16%
2 Financials 8.11%
3 Consumer Discretionary 5.63%
4 Healthcare 5.24%
5 Industrials 4.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMLP icon
201
Alerian MLP ETF
AMLP
$13B
$2.81M 0.12%
85,927
+19,576
+30% +$663K
VWOB icon
202
Vanguard Emerging Markets Government Bond ETF
VWOB
$6.15B
$2.81M 0.12%
36,147
+4,690
+15% +$364K
FNX icon
203
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.38B
$2.79M 0.12%
27,152
-1,483
-5% -$152K
VEA icon
204
Vanguard FTSE Developed Markets ETF
VEA
$226B
$2.78M 0.12%
54,478
+13,008
+31% +$668K
SPUC icon
205
Simplify US Equity Income ETF
SPUC
$91.4M
$2.75M 0.12%
77,781
-3,315
-4% -$113K
VV icon
206
Vanguard Large-Cap ETF
VV
$51.9B
$2.73M 0.12%
12,335
+790
+7% +$169K
UNP icon
207
Union Pacific
UNP
$183B
$2.71M 0.12%
10,767
+4,850
+82% +$1.15M
FR icon
208
First Industrial Realty Trust
FR
$8.88B
$2.71M 0.12%
+40,989
New +$2.47M
WTFC icon
209
Wintrust Financial
WTFC
$10.7B
$2.69M 0.12%
+29,636
New +$2.64M
TEL icon
210
TE Connectivity
TEL
$58.8B
$2.68M 0.12%
16,612
+333
+2% +$51.5K
FXH icon
211
First Trust Health Care AlphaDEX Fund
FXH
$1.02B
$2.67M 0.12%
21,499
+10,215
+91% +$1.22M
TIPZ icon
212
PIMCO Broad US TIPS Index Exchange-Traded Fund
TIPZ
$86.2M
$2.67M 0.12%
+40,381
New +$2.68M
FBT icon
213
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.8B
$2.66M 0.12%
16,431
+6,941
+73% +$1.12M
RDS.B
214
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$2.63M 0.11%
60,792
+3,724
+7% +$168K
EGP icon
215
EastGroup Properties
EGP
$11.5B
$2.63M 0.11%
+11,559
New +$2.32M
SPYC icon
216
Simplify US Equity PLUS Convexity ETF
SPYC
$109M
$2.63M 0.11%
76,158
-3,610
-5% -$120K
SDY icon
217
State Street SPDR S&P Dividend ETF
SDY
$21.9B
$2.62M 0.11%
20,240
+99
+0.5% +$12.3K
MINT icon
218
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$2.62M 0.11%
25,750
+17,913
+229% +$1.82M
CLX icon
219
Clorox
CLX
$11.6B
$2.61M 0.11%
14,973
+1,086
+8% +$181K
BDX icon
220
Becton Dickinson
BDX
$43.1B
$2.6M 0.11%
10,594
+1,064
+11% +$255K
MCY icon
221
Mercury Insurance
MCY
$5.94B
$2.58M 0.11%
+48,689
New +$2.62M
CPAY icon
222
Corpay
CPAY
$24.2B
$2.57M 0.11%
+11,500
New +$2.75M
ES icon
223
Eversource Energy
ES
$28.2B
$2.57M 0.11%
28,261
+816
+3% +$70.2K
CL icon
224
Colgate-Palmolive
CL
$72.6B
$2.51M 0.11%
29,451
+1,562
+6% +$122K
FTGC icon
225
First Trust Global Tactical Commodity Strategy Fund
FTGC
$2.99B
$2.51M 0.11%
108,737
+12,373
+13% +$304K
7 8
9
10 11

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2021 Portfolio in Review

As of Q4 2021, Prospera Financial Services held 920 positions worth $2.31B, up 15% from $2.01B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Prospera Financial Services deployed $153M of net new capital in Q4 2021, opening 127 new positions and adding to 459 existing holdings. Its largest new stake was Cloudflare: 71,514 shares worth $9.4M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 15% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Boeing, an estimated $10.6M trimmed.

  • Prospera Financial Services's largest Q4 2021 buy was Cloudflare: 71,514 shares worth $9.4M.
  • Prospera Financial Services added most to Invesco QQQ Trust in Q4 2021, an estimated $8.17M increase.
  • Prospera Financial Services's biggest Q4 2021 reduction was Boeing, cutting an estimated $10.6M.
  • Prospera Financial Services fully exited State Street SPDR FTSE International Government Inflation-Protected Bond ETF in Q4 2021, selling an estimated $6.16M.
  • Prospera Financial Services's ten largest holdings make up 25% of its $2.31B portfolio in Q4 2021.
  • Prospera Financial Services opened 127 new positions and closed 54 in Q4 2021.
  • Prospera Financial Services's portfolio value rose 15% quarter-over-quarter to $2.31B.

Based on Prospera Financial Services's 13F filing for Q4 2021, filed 10 Feb 2022.