Prospera Financial Services’s Simplify US Equity PLUS Convexity ETF SPYC Stock Holding History

Prospera Financial Services’s Portfolio SPYC Stock Details SPYC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q4	–	Sell	-10,877	Closed	-$303K	–	1111
2023 Q3	$303K	Sell	10,877 -8,178	-43%	-$238K	0.01%	804
2023 Q2	$555K	Sell	19,055 -2,417	-11%	-$66.5K	0.02%	586
2023 Q1	$578K	Sell	21,472 -8,107	-27%	-$214K	0.02%	568
2022 Q4	$750K	Buy	29,579 +4,873	+20%	+$126K	0.04%	431
2022 Q3	$639K	Sell	24,706 -2,452	-9%	-$67.8K	0.03%	466
2022 Q2	$720K	Sell	27,158 -37,188	-58%	-$1.08M	0.04%	440
2022 Q1	$2.06M	Sell	64,346 -11,812	-16%	-$376K	0.09%	268
2021 Q4	$2.63M	Sell	76,158 -3,610	-5%	-$120K	0.11%	216
2021 Q3	$2.45M	Buy	79,768 +1,529	+2%	+$48.6K	0.12%	204
2021 Q2	$2.4M	Sell	78,239 -5,401	-6%	-$162K	0.12%	213
2021 Q1	$2.38M	Buy	+83,640	New	+$2.33M	0.14%	180

Other funds holding SPYC

AWM

Austin Wealth Management Austin, Texas $473M AUM 18.73% 1-Year Est. Return

Carson Wealth (CWM LLC) Omaha, Nebraska $38.1B AUM 19.66% 1-Year Est. Return

FEG

Financial Enhancement Group Anderson, Indiana $839M AUM 18.63% 1-Year Est. Return

IWC

Integrated Wealth Concepts Waltham, Massachusetts $12.5B AUM 18.49% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Wolverine Trading Chicago, Illinois $139B AUM 31.83% 1-Year Est. Return

Bison Wealth Atlanta, Georgia $454M AUM 22.8% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

TWM

Tradition Wealth Management Edina, Minnesota $1.41B AUM 19.71% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

Prospera Financial Services's SPYC Position: Q4 2023 in Review

Prospera Financial Services sold out of Simplify US Equity PLUS Convexity ETF (SPYC) in Q4 2023, closing a stake of 10,877 shares — an estimated $303K sold.

Prospera Financial Services first reported a position in SPYC in Q1 2021 and held it in 11 quarters. The position peaked at $2.63M in Q4 2021. 14 funds tracked by Wall St. Rank hold SPYC as of Q4 2023.

Prospera Financial Services reported no remaining Simplify US Equity PLUS Convexity ETF position as of Q4 2023 after selling out during the quarter.
Prospera Financial Services sold 10,877 Simplify US Equity PLUS Convexity ETF shares in Q4 2023, an estimated $303K.
Prospera Financial Services first reported a position in Simplify US Equity PLUS Convexity ETF in Q1 2021 and held it in 11 quarters.
Prospera Financial Services's Simplify US Equity PLUS Convexity ETF position peaked at $2.63M in Q4 2021.
14 funds tracked by Wall St. Rank held Simplify US Equity PLUS Convexity ETF as of Q4 2023.

Based on Prospera Financial Services's 13F filing for Q4 2023, filed 14 Feb 2024.