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Simplify US Equity PLUS Convexity ETF

18 hedge funds and large institutions have $42.1M invested in Simplify US Equity PLUS Convexity ETF in 2023 Q2 according to their latest regulatory filings, with 7 funds opening new positions, 3 increasing their positions, 8 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

75% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 4

20% more funds holding

Funds holding: 1518 (+3)

7.99% less ownership

Funds ownership: 65.47%57.48% (-8%)

16% less capital invested

Capital invested by funds: $50.3M → $42.1M (-$8.22M)

40% less call options, than puts

Call options by funds: $57K | Put options by funds: $95K

63% less repeat investments, than reductions

Existing positions increased: 3 | Existing positions reduced: 8

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
18
Holders Change
+3
Holders Change %
+20%
% of All Funds
0.28%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
7
Increased
3
Reduced
8
Closed
4
Calls
$57K
Puts
$95K
Net Calls
-$38K
Net Calls Change
-$50K
Name Holding Trade Value Shares
Change
Change in
Stake
Carson Wealth (CWM LLC)
1
Carson Wealth (CWM LLC)
Nebraska
$15M -$2.35M -85,473 -14%
FEG
2
Financial Enhancement Group
Indiana
$8.73M -$7.43M -269,969 -48%
IWC
3
Integrated Wealth Concepts
Massachusetts
$7.85M -$933K -33,901 -11%
TWM
4
Tradition Wealth Management
Minnesota
$5.35M -$946K -34,370 -15%
Commonwealth Equity Services
5
Commonwealth Equity Services
Massachusetts
$1.4M +$1.32M +47,950 New
OMC
6
Old Mission Capital
Illinois
$698K +$660K +23,985 New
Jane Street
7
Jane Street
New York
$661K +$626K +22,729 New
BW
8
Bison Wealth
Georgia
$580K +$29K +1,052 +6%
PFS
9
Prospera Financial Services
Texas
$555K -$66.5K -2,417 -11%
GS
10
GTS Securities
New York
$346K +$327K +11,896 New
IA
11
IFP Advisors
Florida
$320K -$465K -16,888 -61%
TC
12
TownSquare Capital
Utah
$316K +$299K +10,853 New
Envestnet Asset Management
13
Envestnet Asset Management
Illinois
$211K -$533K -19,347 -73%
Osaic Holdings
14
Osaic Holdings
Arizona
$110K +$8.59K +312 +9%
UBS Group
15
UBS Group
Switzerland
$6.14K -$13.6K -494 -70%
Morgan Stanley
16
Morgan Stanley
New York
$4.45K +$83 +3 +2%
Northwestern Mutual Wealth Management
17
Northwestern Mutual Wealth Management
Wisconsin
$291 +$275 +10 New
Fidelity Investments
18
Fidelity Investments
Massachusetts
$58 +$55 +2 New
KCM
19
Kathmere Capital Management
Pennsylvania
-$1.1M -40,832 Closed
Truist Financial
20
Truist Financial
North Carolina
-$716K -26,605 Closed
Wolverine Trading
21
Wolverine Trading
Illinois
-$519K -19,560 Closed
PA
22
Parallel Advisors
California
-$6.72K -250 Closed

SPYC Hedge Fund Activity: Q2 2023 in Review

18 of the 6,370 institutional investors tracked by Wall St. Rank reported a position in Simplify US Equity PLUS Convexity ETF (SPYC) for Q2 2023, worth a combined $42.1M — down 16% from $50.3M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new SPYC positions and 4 closed out — a net gain of 3 holders — while 3 added to existing stakes and 8 trimmed.

The largest buyer was Commonwealth Equity Services, opening a new position worth an estimated $1.32M. The largest seller was Financial Enhancement Group, cutting an estimated $7.43M.

  • 18 institutional investors held Simplify US Equity PLUS Convexity ETF (SPYC) as of Q2 2023, up from 15 in Q1 2023.
  • Funds reported $42.1M of Simplify US Equity PLUS Convexity ETF stock for Q2 2023, down 16% quarter-over-quarter.
  • 7 funds opened new Simplify US Equity PLUS Convexity ETF positions in Q2 2023 and 4 closed out, a net change of +3 holders.
  • The largest Simplify US Equity PLUS Convexity ETF buyer in Q2 2023 was Commonwealth Equity Services, an estimated $1.32M added.
  • The largest Simplify US Equity PLUS Convexity ETF seller in Q2 2023 was Financial Enhancement Group, an estimated $7.43M sold.

Based on aggregated 13F filings for Q2 2023.