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Simplify US Equity PLUS Convexity ETF

18 hedge funds and large institutions have $37.4M invested in Simplify US Equity PLUS Convexity ETF in 2022 Q4 according to their latest regulatory filings, with 4 funds opening new positions, 4 increasing their positions, 7 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 2

69% more capital invested

Capital invested by funds: $22.1M → $37.4M (+$15.3M)

13% more funds holding

Funds holding: 1618 (+2)

0.7% less ownership

Funds ownership: 49.03%48.33% (-0.7%)

43% less repeat investments, than reductions

Existing positions increased: 4 | Existing positions reduced: 7

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $1K

Holders
18
Holders Change
+2
Holders Change %
+12.5%
% of All Funds
0.29%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
4
Increased
4
Reduced
7
Closed
2
Calls
Puts
$1K
Net Calls
-$1K
Net Calls Change
+$1K
Name Holding Trade Value Shares
Change
Change in
Stake
FEG
1
Financial Enhancement Group
Indiana
$15.9M +$14.3M +550,134 +1,603%
IWC
2
Integrated Wealth Concepts
Massachusetts
$8.69M +$8.89M +342,638 New
TWM
3
Tradition Wealth Management
Minnesota
$5.49M -$1.42M -54,616 -19%
Envestnet Asset Management
4
Envestnet Asset Management
Illinois
$1.5M -$391K -15,081 -20%
Truist Financial
5
Truist Financial
North Carolina
$1.5M -$391K -15,081 -20%
KCM
6
Kathmere Capital Management
Pennsylvania
$1.14M -$3.1M -119,639 -73%
OMC
7
Old Mission Capital
Illinois
$837K +$117K +4,504 +16%
PFS
8
Prospera Financial Services
Texas
$750K +$126K +4,873 +20%
IA
9
IFP Advisors
Florida
$731K -$529K -20,416 -41%
BW
10
Bison Wealth
Georgia
$356K +$348K +13,421 New
Betterment LLC
11
Betterment LLC
New York
$254K +$32.5K +1,254 +14%
Osaic Holdings
12
Osaic Holdings
Arizona
$104K -$21.9K -844 -17%
UBS Group
13
UBS Group
Switzerland
$50.7K -$6.02K -232 -10%
USCWA
14
U.S. Capital Wealth Advisors
Texas
$46.8K +$47.8K +1,843 New
PA
15
Parallel Advisors
California
$6.34K
Morgan Stanley
16
Morgan Stanley
New York
$3.81K
LS
17
Leelyn Smith
Illinois
$1.87K
JP Morgan Chase
18
JP Morgan Chase
New York
$1K +$1.17K +45 New
Jane Street
19
Jane Street
New York
-$2.2M -85,077 Closed
Wolverine Trading
20
Wolverine Trading
Illinois
-$412K -15,722 Closed

SPYC Hedge Fund Activity: Q4 2022 in Review

18 of the 6,222 institutional investors tracked by Wall St. Rank reported a position in Simplify US Equity PLUS Convexity ETF (SPYC) for Q4 2022, worth a combined $37.4M — up 69% from $22.1M a quarter earlier.

Buyers outnumbered sellers: 4 funds opened new SPYC positions and 2 closed out — a net gain of 2 holders — while 4 added to existing stakes and 7 trimmed.

The largest buyer was Financial Enhancement Group, adding an estimated $14.3M. The largest seller was Kathmere Capital Management, cutting an estimated $3.1M.

  • 18 institutional investors held Simplify US Equity PLUS Convexity ETF (SPYC) as of Q4 2022, up from 16 in Q3 2022.
  • Funds reported $37.4M of Simplify US Equity PLUS Convexity ETF stock for Q4 2022, up 69% quarter-over-quarter.
  • 4 funds opened new Simplify US Equity PLUS Convexity ETF positions in Q4 2022 and 2 closed out, a net change of +2 holders.
  • The largest Simplify US Equity PLUS Convexity ETF buyer in Q4 2022 was Financial Enhancement Group, an estimated $14.3M added.
  • The largest Simplify US Equity PLUS Convexity ETF seller in Q4 2022 was Kathmere Capital Management, an estimated $3.1M sold.

Based on aggregated 13F filings for Q4 2022.