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Simplify US Equity PLUS Convexity ETF
SPYC

25 hedge funds and large institutions have $178M invested in Simplify US Equity PLUS Convexity ETF in 2021 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 10 increasing their positions, 3 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

236% more capital invested

Capital invested by funds: $52.8M → $178M (+$125M)

233% more repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 3

122.61% more ownership

Funds ownership: 54.01% → 176.62% (+123%)

100% more funds holding in top 10

Funds holding in top 10: 1 → 2 (+1)

60% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 5

14% more funds holding

Funds holding: 22 → 25 (+3)

Holders
25
Holders Change
+3
Holders Change %
+13.64%
% of All Funds
0.38%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.03%
New
8
Increased
10
Reduced
3
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
OCM
Ovata Capital Management
Hong Kong
+$133M
2
Truist Financial
Truist Financial
North Carolina
+$1.76M
3
FEG
Financial Enhancement Group
Indiana
+$1.68M
4
Envestnet Asset Management
Envestnet Asset Management
Illinois
+$1.54M
5
Wolverine Trading
Wolverine Trading
Illinois
+$860K

Top Sellers

Rank Fund Capital Flow
1
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
-$810K
2
OMC
Old Mission Capital
Illinois
-$742K
3
Goldman Sachs
Goldman Sachs
New York
-$573K
4
BCI
Brinker Capital Investments
Pennsylvania
-$156K
5
PFS
Prospera Financial Services
Texas
-$120K
Name Holding Trade Value Shares
Change 		Change in
Stake
OCM
1
Ovata Capital Management
Hong Kong
$113M +$133M +4,000,000 New
FEG
2
Financial Enhancement Group
Indiana
$31.5M +$1.68M +50,648 +6%
KCM
3
Kathmere Capital Management
Pennsylvania
$14.5M +$173K +5,207 +1%
TWM
4
Tradition Wealth Management
Minnesota
$3.32M +$342K +10,327 +12%
Envestnet Asset Management
5
Envestnet Asset Management
Illinois
$2.75M +$1.54M +46,339 +139%
PFS
6
Prospera Financial Services
Texas
$2.63M -$120K -3,610 -5%
Truist Financial
7
Truist Financial
North Carolina
$2.6M +$1.76M +53,229 +242%
FA
8
Fagan Associates
New York
$2.45M +$82.8K +2,499 +4%
IA
9
IFP Advisors
Florida
$1.83M +$81.6K +2,462 +5%
BCI
10
Brinker Capital Investments
Pennsylvania
$1.36M -$156K -4,717 -11%
Wolverine Trading
11
Wolverine Trading
Illinois
$899K +$860K +25,929 New
FS
12
Ferguson Shapiro
Georgia
$454K +$436K +13,158 New
Osaic Holdings
13
Osaic Holdings
Arizona
$287K -$36.5K -1,100 -12%
OPS
14
Orion Portfolio Solutions
Nebraska
$242K +$233K +7,021 New
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$31K +$12.1K +365 +69%
UBS Group
16
UBS Group
Switzerland
$22K +$20.9K +632 New
CFA
17
Carroll Financial Associates
North Carolina
$20K – – –
BFC
18
Bedel Financial Consulting
Indiana
$12K +$66 +2 +0.6%
Morgan Stanley
19
Morgan Stanley
New York
$5K – – –
PA
20
Parallel Advisors
California
$5K +$4.97K +150 New
LS
21
Leelyn Smith
Illinois
$3K +$33 +1 +1%
DHGWA
22
Dixon Hughes Goodman Wealth Advisors
North Carolina
$3K +$3.35K +101 New
BW
23
Bison Wealth
Georgia
$2K – – –
CWA
24
Clearview Wealth Advisors
Oregon
$1K – – –
Commonwealth Equity Services
25
Commonwealth Equity Services
Massachusetts
– -$810K -26,435 Closed
1
2

SPYC Hedge Fund Activity: Q4 2021 in Review

25 of the 6,499 institutional investors tracked by Wall St. Rank reported a position in Simplify US Equity PLUS Convexity ETF (SPYC) for Q4 2021, worth a combined $178M — up 236% from $52.8M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new SPYC positions and 5 closed out — a net gain of 3 holders — while 10 added to existing stakes and 3 trimmed.

The largest buyer was Ovata Capital Management, opening a new position worth an estimated $133M. The largest seller was Commonwealth Equity Services, exiting entirely with an estimated $810K sold.

  • 25 institutional investors held Simplify US Equity PLUS Convexity ETF (SPYC) as of Q4 2021, up from 22 in Q3 2021.
  • Funds reported $178M of Simplify US Equity PLUS Convexity ETF stock for Q4 2021, up 236% quarter-over-quarter.
  • 8 funds opened new Simplify US Equity PLUS Convexity ETF positions in Q4 2021 and 5 closed out, a net change of +3 holders.
  • The largest Simplify US Equity PLUS Convexity ETF buyer in Q4 2021 was Ovata Capital Management, an estimated $133M added.
  • The largest Simplify US Equity PLUS Convexity ETF seller in Q4 2021 was Commonwealth Equity Services, an estimated $810K sold.

Based on aggregated 13F filings for Q4 2021.