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Simplify US Equity PLUS Convexity ETF

22 hedge funds and large institutions have $52.8M invested in Simplify US Equity PLUS Convexity ETF in 2021 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 7 increasing their positions, 6 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more first-time investments, than exits

New positions opened: 3 | Existing positions closed: 2

17% more repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 6

5% more funds holding

Funds holding: 2122 (+1)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

11% less capital invested

Capital invested by funds: $59.6M → $52.8M (-$6.79M)

13.06% less ownership

Funds ownership: 67.06%54.01% (-13%)

Holders
22
Holders Change
+1
Holders Change %
+4.76%
% of All Funds
0.39%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
3
Increased
7
Reduced
6
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
FEG
1
Financial Enhancement Group
Indiana
$26.4M -$149K -4,671 -0.5%
KCM
2
Kathmere Capital Management
Pennsylvania
$12.7M +$966K +30,366 +8%
TWM
3
Tradition Wealth Management
Minnesota
$2.63M +$167K +5,247 +7%
PFS
4
Prospera Financial Services
Texas
$2.45M +$48.6K +1,529 +2%
FA
5
Fagan Associates
New York
$2.1M +$35.3K +1,109 +2%
IA
6
IFP Advisors
Florida
$1.55M +$377K +11,866 +31%
BCI
7
Brinker Capital Investments
Pennsylvania
$1.35M -$9.15M -287,493 -87%
Envestnet Asset Management
8
Envestnet Asset Management
Illinois
$1.02M +$246K +7,728 +30%
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$810K -$18.4K -578 -2%
OMC
10
Old Mission Capital
Illinois
$742K +$770K +24,199 New
Goldman Sachs
11
Goldman Sachs
New York
$573K +$594K +18,681 New
Osaic Holdings
12
Osaic Holdings
Arizona
$290K -$371K -11,655 -55%
BCWM
13
Bartlett & Co Wealth Management
Ohio
$35.1K -$36.4K -1,145 -50%
BC
14
Bartlett & Co
Ohio
$35K -$36.4K -1,145 -50%
CFA
15
Carroll Financial Associates
North Carolina
$18K
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$16K
BFC
17
Bedel Financial Consulting
Indiana
$10K +$64 +2 +0.6%
Morgan Stanley
18
Morgan Stanley
New York
$5K
BW
19
Bison Wealth
Georgia
$2K
LS
20
Leelyn Smith
Illinois
$2K
CWA
21
Clearview Wealth Advisors
Oregon
$1K
Wolverine Trading
22
Wolverine Trading
Illinois
-$487K -15,894 Closed
SCA
23
Stonebridge Capital Advisors
Minnesota
-$14K -503 Closed
Truist Financial
24
Truist Financial
North Carolina
+$699K +21,961 New

SPYC Hedge Fund Activity: Q3 2021 in Review

22 of the 5,713 institutional investors tracked by Wall St. Rank reported a position in Simplify US Equity PLUS Convexity ETF (SPYC) for Q3 2021, worth a combined $52.8M — down 11% from $59.6M a quarter earlier.

Buyers outnumbered sellers: 3 funds opened new SPYC positions and 2 closed out — a net gain of 1 holder — while 7 added to existing stakes and 6 trimmed.

The largest buyer was Kathmere Capital Management, adding an estimated $966K. The largest seller was Brinker Capital Investments, cutting an estimated $9.15M.

  • 22 institutional investors held Simplify US Equity PLUS Convexity ETF (SPYC) as of Q3 2021, up from 21 in Q2 2021.
  • Funds reported $52.8M of Simplify US Equity PLUS Convexity ETF stock for Q3 2021, down 11% quarter-over-quarter.
  • 3 funds opened new Simplify US Equity PLUS Convexity ETF positions in Q3 2021 and 2 closed out, a net change of +1 holder.
  • The largest Simplify US Equity PLUS Convexity ETF buyer in Q3 2021 was Kathmere Capital Management, an estimated $966K added.
  • The largest Simplify US Equity PLUS Convexity ETF seller in Q3 2021 was Brinker Capital Investments, an estimated $9.15M sold.

Based on aggregated 13F filings for Q3 2021.