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Simplify US Equity PLUS Convexity ETF

15 hedge funds and large institutions have $49M invested in Simplify US Equity PLUS Convexity ETF in 2023 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 6 increasing their positions, 7 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

22% more call options, than puts

Call options by funds: $205K | Put options by funds: $168K

17.46% more ownership

Funds ownership: 57.48%74.94% (+17%)

16% more capital invested

Capital invested by funds: $42.1M → $49M (+$6.87M)

14% less repeat investments, than reductions

Existing positions increased: 6 | Existing positions reduced: 7

17% less funds holding

Funds holding: 1815 (-3)

60% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 5

Holders
15
Holders Change
-3
Holders Change %
-16.67%
% of All Funds
0.24%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
2
Increased
6
Reduced
7
Closed
5
Calls
$205K
Puts
$168K
Net Calls
+$37K
Net Calls Change
+$75K
Name Holding Trade Value Shares
Change
Change in
Stake
AWM
1
Austin Wealth Management
Texas
$16.4M +$16.2M +557,318 New
Carson Wealth (CWM LLC)
2
Carson Wealth (CWM LLC)
Nebraska
$10.1M -$4.37M -150,263 -29%
FEG
3
Financial Enhancement Group
Indiana
$8.32M -$35.3K -1,213 -0.4%
IWC
4
Integrated Wealth Concepts
Massachusetts
$7.59M +$79.8K +2,743 +1%
Commonwealth Equity Services
5
Commonwealth Equity Services
Massachusetts
$2.55M +$1.27M +43,598 +91%
OMC
6
Old Mission Capital
Illinois
$1.09M +$442K +15,197 +63%
Wolverine Trading
7
Wolverine Trading
Illinois
$789K +$825K +28,367 New
BW
8
Bison Wealth
Georgia
$543K -$11.5K -396 -2%
TWM
9
Tradition Wealth Management
Minnesota
$525K -$5.12M -175,959 -90%
TC
10
TownSquare Capital
Utah
$481K +$187K +6,425 +59%
PFS
11
Prospera Financial Services
Texas
$303K -$238K -8,178 -43%
Osaic Holdings
12
Osaic Holdings
Arizona
$92.5K -$12.8K -439 -12%
UBS Group
13
UBS Group
Switzerland
$73K +$70.1K +2,411 +1,143%
IA
14
IFP Advisors
Florida
$69.6K -$247K -8,487 -77%
Morgan Stanley
15
Morgan Stanley
New York
$6.57K +$2.41K +83 +54%
Jane Street
16
Jane Street
New York
-$661K -22,729 Closed
GS
17
GTS Securities
New York
-$346K -11,896 Closed
Envestnet Asset Management
18
Envestnet Asset Management
Illinois
-$211K -7,258 Closed
Northwestern Mutual Wealth Management
19
Northwestern Mutual Wealth Management
Wisconsin
-$291 -10 Closed
Fidelity Investments
20
Fidelity Investments
Massachusetts
-$58 -2 Closed

SPYC Hedge Fund Activity: Q3 2023 in Review

15 of the 6,302 institutional investors tracked by Wall St. Rank reported a position in Simplify US Equity PLUS Convexity ETF (SPYC) for Q3 2023, worth a combined $49M — up 16% from $42.1M a quarter earlier.

Sellers outnumbered buyers: 5 funds closed out of SPYC and 2 opened new positions — a net loss of 3 holders — while 7 trimmed existing stakes and 6 added.

The largest buyer was Commonwealth Equity Services, adding an estimated $1.27M. The largest seller was Tradition Wealth Management, cutting an estimated $5.12M.

  • 15 institutional investors held Simplify US Equity PLUS Convexity ETF (SPYC) as of Q3 2023, down from 18 in Q2 2023.
  • Funds reported $49M of Simplify US Equity PLUS Convexity ETF stock for Q3 2023, up 16% quarter-over-quarter.
  • 2 funds opened new Simplify US Equity PLUS Convexity ETF positions in Q3 2023 and 5 closed out, a net change of -3 holders.
  • The largest Simplify US Equity PLUS Convexity ETF buyer in Q3 2023 was Commonwealth Equity Services, an estimated $1.27M added.
  • The largest Simplify US Equity PLUS Convexity ETF seller in Q3 2023 was Tradition Wealth Management, an estimated $5.12M sold.

Based on aggregated 13F filings for Q3 2023.