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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+12.65%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$304M
AUM Growth
-$192M
Cap. Flow
-$223M
Cap. Flow %
-73.34%
Top 10 Hldgs %
18.04%
Holding
474
New
81
Increased
193
Reduced
38
Closed
153

Top Buys

Rank Stock Value
1
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$4.81M
2
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$3.69M
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$3.6M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$2.72M
5
CAT icon
Caterpillar
CAT
+$2.67M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$56.8M
2
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$21.9M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$19.9M
4
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$19.5M
5
AAPL icon
Apple
AAPL
+$11.8M

Sector Composition

Rank Sector Weight
1 Industrials 9.72%
2 Consumer Discretionary 8.22%
3 Healthcare 6.15%
4 Technology 5.24%
5 Communication Services 5.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RDVY icon
201
First Trust Rising Dividend Achievers ETF
RDVY
$24.3B
$401K 0.13%
+12,919
New +$378K
VIG icon
202
Vanguard Dividend Appreciation ETF
VIG
$111B
$399K 0.13%
3,595
+602
+20% +$63.5K
BUD icon
203
AB InBev
BUD
$158B
$393K 0.13%
4,564
+1,357
+42% +$104K
EXC icon
204
Exelon
EXC
$48.6B
$392K 0.13%
11,077
+4,747
+75% +$162K
NVO
205
Novo Nordisk
NVO
$216B
$390K 0.13%
15,202
+4,966
+49% +$122K
PRU icon
206
Prudential Financial
PRU
$41.7B
$389K 0.13%
+3,940
New +$363K
MA icon
207
Mastercard
MA
$477B
$388K 0.13%
1,641
+582
+55% +$125K
IDV icon
208
iShares International Select Dividend ETF
IDV
$8.25B
$387K 0.13%
12,299
+908
+8% +$28K
TWTR
209
DELISTED
Twitter, Inc.
TWTR
$386K 0.13%
11,087
+2,479
+29% +$78.6K
PAA icon
210
Plains All American Pipeline
PAA
$17.4B
$385K 0.13%
15,490
+308
+2% +$7.28K
DEO icon
211
Diageo
DEO
$46.2B
$382K 0.13%
2,342
+126
+6% +$19.2K
TIP icon
212
iShares TIPS Bond ETF
TIP
$14.5B
$380K 0.13%
3,380
+69
+2% +$7.65K
IIM icon
213
Invesco Value Municipal Income Trust
IIM
$583M
$376K 0.12%
+25,922
New +$372K
WM icon
214
Waste Management
WM
$95.9B
$375K 0.12%
3,672
+673
+22% +$65.7K
FDS icon
215
Factset
FDS
$9.05B
$373K 0.12%
+1,459
New +$326K
RGLD icon
216
Royal Gold
RGLD
$17.1B
$372K 0.12%
3,957
+1,527
+63% +$133K
GLUU
217
DELISTED
Glu Mobile Inc.
GLUU
$371K 0.12%
32,464
+21,400
+193% +$201K
FXZ icon
218
First Trust Materials AlphaDEX Fund
FXZ
$378M
$370K 0.12%
9,332
+381
+4% +$14.2K
TLT icon
219
iShares 20+ Year Treasury Bond ETF
TLT
$42.1B
$370K 0.12%
2,995
-1,854
-38% -$225K
CMS icon
220
CMS Energy
CMS
$23.1B
$359K 0.12%
+6,614
New +$349K
ADBE icon
221
Adobe
ADBE
$89.5B
$358K 0.12%
+1,333
New +$336K
STIP icon
222
iShares 0-5 Year TIPS Bond ETF
STIP
$15.8B
$351K 0.12%
+3,518
New +$348K
TSCO icon
223
Tractor Supply
TSCO
$16.3B
$351K 0.12%
+17,255
New +$314K
PARA
224
DELISTED
Paramount Global Class B
PARA
$350K 0.12%
+6,809
New +$332K
AFL icon
225
Aflac
AFL
$63.9B
$346K 0.11%
7,044
+1,864
+36% +$89.8K
7 8
9
10 11

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AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q1 2019 Portfolio in Review

As of Q1 2019, Prospera Financial Services held 474 positions worth $304M, down 39% from $496M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Prospera Financial Services withdrew a net $223M in Q1 2019, closing 153 positions and reducing 38 holdings. Its most notable exit was First Trust Dorsey Wright Focus 5 ETF, an estimated $56.8M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 9.7% of assets, up from 3.4% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, Prospera Financial Services opened a new position in Triton International Limited worth $1.79M.

  • Prospera Financial Services's largest Q1 2019 buy was Triton International Limited: 56,190 shares worth $1.79M.
  • Prospera Financial Services added most to Invesco S&P 500 Equal Weight ETF in Q1 2019, an estimated $4.81M increase.
  • Prospera Financial Services's biggest Q1 2019 reduction was State Street Consumer Staples Select Sector SPDR ETF, cutting an estimated $1.15M.
  • Prospera Financial Services fully exited First Trust Dorsey Wright Focus 5 ETF in Q1 2019, selling an estimated $56.8M.
  • Prospera Financial Services's ten largest holdings make up 18% of its $304M portfolio in Q1 2019.
  • Prospera Financial Services opened 81 new positions and closed 153 in Q1 2019.
  • Prospera Financial Services's portfolio value fell 39% quarter-over-quarter to $304M.

Based on Prospera Financial Services's 13F filing for Q1 2019, filed 2 May 2019.