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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+5%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$655M
AUM Growth
-$2.85M
Cap. Flow
-$24.3M
Cap. Flow %
-3.71%
Top 10 Hldgs %
40.21%
Holding
472
New
41
Increased
127
Reduced
207
Closed
77

Top Buys

Rank Stock Value
1
BRK.A icon
Berkshire Hathaway Class A
BRK.A
+$11.4M
2
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$3.03M
3
GMED icon
Globus Medical
GMED
+$2.16M
4
FVD icon
First Trust Value Line Dividend Fund
FVD
+$1.81M
5
UPS icon
United Parcel Service
UPS
+$1.59M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$3.42M
2
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$3.12M
3
BA icon
Boeing
BA
+$1.98M
4
OEF icon
iShares S&P 100 ETF
OEF
+$1.74M
5
BX icon
Blackstone
BX
+$1.56M

Sector Composition

Rank Sector Weight
1 Financials 5.65%
2 Technology 4.3%
3 Industrials 4.16%
4 Healthcare 4.04%
5 Energy 2.96%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AXP icon
201
American Express
AXP
$222B
$540K 0.08%
5,418
+83
+2% +$7.91K
FEZ icon
202
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.28B
$540K 0.08%
+13,258
New +$546K
MRK icon
203
Merck
MRK
$325B
$540K 0.08%
10,015
-1,533
-13% -$85K
QCOM icon
204
Qualcomm
QCOM
$176B
$537K 0.08%
8,356
+2,691
+48% +$163K
FGD icon
205
First Trust Dow Jones Global Select Dividend Index Fund
FGD
$1.51B
$529K 0.08%
20,015
+345
+2% +$8.93K
VFC icon
206
VF Corp
VFC
$6.69B
$529K 0.08%
7,548
-3,634
-32% -$240K
VIG icon
207
Vanguard Dividend Appreciation ETF
VIG
$111B
$529K 0.08%
5,172
+528
+11% +$52K
DOC icon
208
Healthpeak Properties
DOC
$15.4B
$520K 0.08%
20,415
+973
+5% +$25.8K
IWN icon
209
iShares Russell 2000 Value ETF
IWN
$14.4B
$519K 0.08%
4,092
+106
+3% +$13.2K
EFAV icon
210
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.22B
$516K 0.08%
6,976
-2,678
-28% -$193K
BTI icon
211
British American Tobacco
BTI
$132B
$512K 0.08%
7,710
+263
+4% +$17.1K
FIXD icon
212
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.23B
$509K 0.08%
+10,040
New +$510K
SBUX icon
213
Starbucks
SBUX
$118B
$509K 0.08%
8,738
+601
+7% +$34K
ROK icon
214
Rockwell Automation
ROK
$51.2B
$507K 0.08%
2,538
-922
-27% -$176K
MINT icon
215
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$504K 0.08%
4,967
-6,106
-55% -$621K
IWD icon
216
iShares Russell 1000 Value ETF
IWD
$81.9B
$503K 0.08%
+4,036
New +$489K
DEO icon
217
Diageo
DEO
$46.3B
$502K 0.08%
3,465
-161
-4% -$22.2K
GILD icon
218
Gilead Sciences
GILD
$162B
$496K 0.08%
6,732
+574
+9% +$43.6K
CME icon
219
CME Group
CME
$92.2B
$495K 0.08%
+3,366
New +$479K
ORCL icon
220
Oracle
ORCL
$332B
$494K 0.08%
10,373
+3,809
+58% +$187K
PWV icon
221
Invesco Large Cap Value ETF
PWV
$1.66B
$487K 0.07%
12,559
-1,400
-10% -$53.8K
XYZ
222
Block Inc
XYZ
$46B
$486K 0.07%
+12,745
New +$467K
MTUM icon
223
iShares MSCI USA Momentum Factor ETF
MTUM
$25.5B
$483K 0.07%
4,641
+96
+2% +$9.67K
ETP
224
DELISTED
Energy Transfer Partners, L.P.
ETP
$483K 0.07%
26,789
-24,591
-48% -$425K
GLAD icon
225
Gladstone Capital
GLAD
$424M
$481K 0.07%
25,988
-75
-0.3% -$1.45K
7 8
9
10 11

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AG
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AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2017 Portfolio in Review

As of Q4 2017, Prospera Financial Services held 472 positions worth $655M, down 0.43% from $657M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Prospera Financial Services withdrew a net $24.3M in Q4 2017, closing 77 positions and reducing 207 holdings. Its most notable exit was Guggenheim BulletShares 2017 High Yield Corporate Bond ETF, an estimated $3.12M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.6% of assets, down from 6% a quarter earlier, followed by Technology and Industrials.

Against the trend, Prospera Financial Services opened a new position in Globus Medical worth $2.53M.

  • Prospera Financial Services's largest Q4 2017 buy was Globus Medical: 61,630 shares worth $2.53M.
  • Prospera Financial Services added most to Berkshire Hathaway Class A in Q4 2017, an estimated $11.4M increase.
  • Prospera Financial Services's biggest Q4 2017 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $3.42M.
  • Prospera Financial Services fully exited Guggenheim BulletShares 2017 High Yield Corporate Bond ETF in Q4 2017, selling an estimated $3.12M.
  • Prospera Financial Services's ten largest holdings make up 40% of its $655M portfolio in Q4 2017.
  • Prospera Financial Services opened 41 new positions and closed 77 in Q4 2017.
  • Prospera Financial Services's portfolio value fell 0.43% quarter-over-quarter to $655M.

Based on Prospera Financial Services's 13F filing for Q4 2017, filed 24 Jan 2018.