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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+3.2%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$3.6B
AUM Growth
+$240M
Cap. Flow
+$164M
Cap. Flow %
4.57%
Top 10 Hldgs %
19.68%
Holding
1,201
New
110
Increased
529
Reduced
449
Closed
67

Top Buys

Rank Stock Value
1
CAT icon
Caterpillar
CAT
+$18.6M
2
RLI icon
RLI Corp
RLI
+$11.6M
3
FTGS icon
First Trust Growth Strength ETF
FTGS
+$11.5M
4
AMZN icon
Amazon
AMZN
+$11.4M
5
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$11.2M

Top Sells

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$23.4M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$15.2M
3
FJAN icon
FT Vest US Equity Buffer ETF January
FJAN
+$11.3M
4
DJAN icon
FT Vest US Equity Deep Buffer ETF January
DJAN
+$9.9M
5
VTV icon
Vanguard Value ETF
VTV
+$6.38M

Sector Composition

Rank Sector Weight
1 Technology 16.2%
2 Financials 6.2%
3 Healthcare 4.95%
4 Industrials 4.38%
5 Energy 4.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DUSA icon
176
Davis Select US Equity ETF
DUSA
$1.25B
$4.58M 0.13%
112,631
+51,818
+85% +$2.06M
UNP icon
177
Union Pacific
UNP
$183B
$4.55M 0.13%
20,120
-124
-0.6% -$29.1K
DIS icon
178
Walt Disney
DIS
$165B
$4.54M 0.13%
45,703
-537
-1% -$57.8K
WPM icon
179
Wheaton Precious Metals
WPM
$50.6B
$4.54M 0.13%
86,576
+18,785
+28% +$1M
FEZ icon
180
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.28B
$4.46M 0.12%
89,157
+48,939
+122% +$2.54M
SHW icon
181
Sherwin-Williams
SHW
$78.3B
$4.45M 0.12%
14,896
+5,060
+51% +$1.57M
MA icon
182
Mastercard
MA
$477B
$4.37M 0.12%
9,895
-376
-4% -$171K
RFCI icon
183
ALPS Dynamic Core Income ETF
RFCI
$15.4M
$4.35M 0.12%
196,148
-3,521
-2% -$77.8K
CGGO icon
184
Capital Group Global Growth Equity ETF
CGGO
$11.2B
$4.35M 0.12%
147,627
+92,756
+169% +$2.68M
MET icon
185
MetLife
MET
$61B
$4.35M 0.12%
61,900
-255
-0.4% -$18.2K
QUAL icon
186
iShares MSCI USA Quality Factor ETF
QUAL
$45.8B
$4.32M 0.12%
25,312
-12,496
-33% -$2.05M
T icon
187
AT&T
T
$165B
$4.29M 0.12%
224,596
+31,654
+16% +$550K
PANW icon
188
Palo Alto Networks
PANW
$264B
$4.28M 0.12%
25,260
-746
-3% -$112K
GILD icon
189
Gilead Sciences
GILD
$161B
$4.25M 0.12%
61,937
+8,576
+16% +$572K
CALF icon
190
Pacer US Small Cap Cash Cows 100 ETF
CALF
$3.59B
$4.25M 0.12%
97,509
+20,997
+27% +$967K
SBUX icon
191
Starbucks
SBUX
$118B
$4.24M 0.12%
54,382
+7,176
+15% +$584K
IWB icon
192
iShares Russell 1000 ETF
IWB
$47.7B
$4.22M 0.12%
14,173
-1,099
-7% -$316K
DASH icon
193
DoorDash
DASH
$75.3B
$4.22M 0.12%
38,791
+11,668
+43% +$1.41M
CGMS icon
194
Capital Group US Multi-Sector Income ETF
CGMS
$5.17B
$4.19M 0.12%
155,774
+8,527
+6% +$229K
FTEC icon
195
Fidelity MSCI Information Technology Index ETF
FTEC
$19.9B
$4.18M 0.12%
24,378
+468
+2% +$74K
SPGP icon
196
Invesco S&P 500 GARP ETF
SPGP
$2.18B
$4.17M 0.12%
40,551
-15,000
-27% -$1.55M
FDN icon
197
First Trust Dow Jones Internet Index Fund ETF
FDN
$4.86B
$4.04M 0.11%
19,706
+13,352
+210% +$2.68M
EEM icon
198
iShares MSCI Emerging Markets ETF
EEM
$28B
$4.03M 0.11%
94,574
-1,265
-1% -$53.1K
CL icon
199
Colgate-Palmolive
CL
$72.6B
$4.02M 0.11%
41,389
-417
-1% -$38.5K
GE icon
200
GE Aerospace
GE
$367B
$3.97M 0.11%
24,966
+4,176
+20% +$667K
6 7
8
9 10

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AG
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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
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PFA
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RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q2 2024 Portfolio in Review

As of Q2 2024, Prospera Financial Services held 1,201 positions worth $3.6B, up 7.1% from $3.36B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Prospera Financial Services deployed $164M of net new capital in Q2 2024, opening 110 new positions and adding to 529 existing holdings. Its largest new stake was RLI Corp: 161,750 shares worth $11.4M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Enhanced Short Maturity ETF, an estimated $23.4M trimmed.

  • Prospera Financial Services's largest Q2 2024 buy was RLI Corp: 161,750 shares worth $11.4M.
  • Prospera Financial Services added most to Caterpillar in Q2 2024, an estimated $18.6M increase.
  • Prospera Financial Services's biggest Q2 2024 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $23.4M.
  • Prospera Financial Services fully exited FT Vest US Small Cap Moderate Buffer ETF November in Q2 2024, selling an estimated $5.57M.
  • Prospera Financial Services's ten largest holdings make up 20% of its $3.6B portfolio in Q2 2024.
  • Prospera Financial Services opened 110 new positions and closed 67 in Q2 2024.
  • Prospera Financial Services's portfolio value rose 7.1% quarter-over-quarter to $3.6B.

Based on Prospera Financial Services's 13F filing for Q2 2024, filed 13 Aug 2024.