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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+9.55%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$3.36B
AUM Growth
+$337M
Cap. Flow
+$101M
Cap. Flow %
3%
Top 10 Hldgs %
19.51%
Holding
1,152
New
101
Increased
528
Reduced
423
Closed
61

Top Buys

Rank Stock Value
1
FJAN icon
FT Vest US Equity Buffer ETF January
FJAN
+$11.3M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$9.86M
3
DJAN icon
FT Vest US Equity Deep Buffer ETF January
DJAN
+$9.86M
4
IYC icon
iShares US Consumer Discretionary ETF
IYC
+$8.46M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.66M

Top Sells

Rank Stock Value
1
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$12.5M
2
IYE icon
iShares US Energy ETF
IYE
+$8.01M
3
BILS icon
State Street SPDR Bloomberg 3-12 Month T-Bill ETF
BILS
+$7.44M
4
GLD icon
SPDR Gold Trust
GLD
+$6.68M
5
BUFD icon
FT Vest Fund of Deep Buffer ETFs
BUFD
+$6.39M

Sector Composition

Rank Sector Weight
1 Technology 14.3%
2 Financials 6.31%
3 Healthcare 4.9%
4 Energy 4.17%
5 Industrials 4.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JPST icon
176
JPMorgan Ultra-Short Income ETF
JPST
$40.1B
$4.18M 0.12%
82,809
-16,215
-16% -$816K
PSX icon
177
Phillips 66
PSX
$83.3B
$4.18M 0.12%
25,552
+1,199
+5% +$173K
ITB icon
178
iShares US Home Construction ETF
ITB
$2.35B
$4.16M 0.12%
35,916
+4,420
+14% +$464K
XLV icon
179
State Street Health Care Select Sector SPDR ETF
XLV
$42.2B
$4.14M 0.12%
28,004
+2,302
+9% +$330K
SOXX icon
180
iShares Semiconductor ETF
SOXX
$42.7B
$4.14M 0.12%
18,320
+980
+6% +$204K
QQEW icon
181
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.72B
$4.13M 0.12%
33,347
-56
-0.2% -$6.75K
NKE icon
182
Nike
NKE
$62.5B
$4.13M 0.12%
43,916
-2,901
-6% -$295K
IGV icon
183
iShares Expanded Tech-Software Sector ETF
IGV
$12.2B
$4.11M 0.12%
48,195
+6,975
+17% +$589K
BLK icon
184
Blackrock
BLK
$165B
$4.05M 0.12%
4,852
+41
+0.9% +$32.9K
IAK icon
185
iShares US Insurance ETF
IAK
$514M
$4.01M 0.12%
34,167
+3,118
+10% +$339K
PAYX icon
186
Paychex
PAYX
$41.1B
$4.01M 0.12%
32,653
+88
+0.3% +$10.7K
EQIX icon
187
Equinix
EQIX
$103B
$4.01M 0.12%
4,857
+3,018
+164% +$2.54M
CGMS icon
188
Capital Group US Multi-Sector Income ETF
CGMS
$5.2B
$3.98M 0.12%
147,247
+2,008
+1% +$54.1K
NSC icon
189
Norfolk Southern
NSC
$77.1B
$3.97M 0.12%
15,558
-227
-1% -$56.2K
ET icon
190
Energy Transfer Partners
ET
$68.5B
$3.97M 0.12%
252,187
-3,311
-1% -$48.2K
EEM icon
191
iShares MSCI Emerging Markets ETF
EEM
$28.6B
$3.94M 0.12%
95,839
-12,304
-11% -$490K
GILD icon
192
Gilead Sciences
GILD
$162B
$3.91M 0.12%
53,361
+5,415
+11% +$416K
NFLX icon
193
Netflix
NFLX
$293B
$3.91M 0.12%
64,320
+6,190
+11% +$349K
VICI icon
194
VICI Properties
VICI
$29.5B
$3.85M 0.11%
129,205
-1,484
-1% -$44.5K
UCON icon
195
First Trust Smith Unconstrained Bond ETF
UCON
$3.27B
$3.84M 0.11%
156,118
+137,111
+721% +$3.37M
PSLV icon
196
Sprott Physical Silver Trust
PSLV
$12B
$3.81M 0.11%
459,654
+15,819
+4% +$124K
BRK.A icon
197
Berkshire Hathaway Class A
BRK.A
$1.07T
$3.81M 0.11%
6
– –
USB icon
198
US Bancorp
USB
$98.9B
$3.81M 0.11%
85,135
-50,791
-37% -$2.14M
UBER icon
199
Uber
UBER
$139B
$3.77M 0.11%
48,943
+3,742
+8% +$269K
CL icon
200
Colgate-Palmolive
CL
$73.6B
$3.77M 0.11%
41,806
-1,501
-3% -$127K
6 7
8
9 10

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AG
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AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q1 2024 Portfolio in Review

As of Q1 2024, Prospera Financial Services held 1,152 positions worth $3.36B, up 11% from $3.02B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Prospera Financial Services's Q1 2024 filing shows 101 new, 528 increased, 423 reduced and 61 closed positions. Its largest new stake was FT Vest US Equity Buffer ETF January: 275,229 shares worth $11.6M. The largest sale was FT Vest Fund of Buffer ETFs, an estimated $12.5M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

  • Prospera Financial Services's largest Q1 2024 buy was FT Vest US Equity Buffer ETF January: 275,229 shares worth $11.6M.
  • Prospera Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q1 2024, an estimated $9.86M increase.
  • Prospera Financial Services's biggest Q1 2024 reduction was FT Vest Fund of Buffer ETFs, cutting an estimated $12.5M.
  • Prospera Financial Services fully exited FT Vest Fund of Deep Buffer ETFs in Q1 2024, selling an estimated $6.39M.
  • Prospera Financial Services's ten largest holdings make up 20% of its $3.36B portfolio in Q1 2024.
  • Prospera Financial Services opened 101 new positions and closed 61 in Q1 2024.
  • Prospera Financial Services's portfolio value rose 11% quarter-over-quarter to $3.36B.

Based on Prospera Financial Services's 13F filing for Q1 2024, filed 13 Aug 2024.