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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+1.13%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$510M
AUM Growth
+$12.5M
Cap. Flow
+$4.3M
Cap. Flow %
0.84%
Top 10 Hldgs %
38.63%
Holding
438
New
59
Increased
143
Reduced
147
Closed
56

Top Buys

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$6.14M
2
SPIB icon
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
+$5.95M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.31M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$2.97M
5
BX icon
Blackstone
BX
+$2.65M

Top Sells

Rank Stock Value
1
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$7.22M
2
EBND icon
State Street SPDR Bloomberg Emerging Markets Local Bond ETF
EBND
+$7.02M
3
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$6.05M
4
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$4.78M
5
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$2.73M

Sector Composition

Rank Sector Weight
1 Financials 5.17%
2 Technology 3.68%
3 Healthcare 3.41%
4 Energy 3.35%
5 Communication Services 3.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MCD icon
176
McDonald's
MCD
$189B
$512K 0.1%
4,230
+134
+3% +$15.7K
NSC icon
177
Norfolk Southern
NSC
$79.2B
$508K 0.1%
4,687
-245
-5% -$24.8K
PSX icon
178
Phillips 66
PSX
$83.2B
$508K 0.1%
5,877
-2,293
-28% -$191K
VCSH icon
179
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$507K 0.1%
6,379
-7,672
-55% -$612K
FXD icon
180
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$264M
$506K 0.1%
14,220
-9,121
-39% -$324K
IWM icon
181
iShares Russell 2000 ETF
IWM
$81.5B
$503K 0.1%
3,720
+282
+8% +$36K
V icon
182
Visa
V
$673B
$502K 0.1%
6,318
-1,572
-20% -$126K
AWK icon
183
American Water Works
AWK
$26.3B
$500K 0.1%
6,870
+482
+8% +$34.9K
TFC icon
184
Truist Financial
TFC
$63.2B
$499K 0.1%
10,626
-1,498
-12% -$63.7K
LQD icon
185
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.7B
$497K 0.1%
4,199
+67
+2% +$7.96K
KHC icon
186
Kraft Heinz
KHC
$30.3B
$495K 0.1%
5,704
-49
-0.9% -$4.19K
RWX icon
187
State Street SPDR Dow Jones International Real Estate ETF
RWX
$265M
$495K 0.1%
13,650
+34
+0.2% +$1.3K
GS icon
188
Goldman Sachs
GS
$316B
$494K 0.1%
2,050
+150
+8% +$30.5K
PKG icon
189
Packaging Corp of America
PKG
$21.2B
$494K 0.1%
5,829
-741
-11% -$62.1K
BLK icon
190
Blackrock
BLK
$163B
$492K 0.1%
1,291
+684
+113% +$251K
KBE icon
191
State Street SPDR S&P Bank ETF
KBE
$1.65B
$490K 0.1%
+11,222
New +$433K
COP icon
192
ConocoPhillips
COP
$146B
$487K 0.1%
9,678
-7,555
-44% -$348K
GLAD icon
193
Gladstone Capital
GLAD
$426M
$482K 0.09%
24,600
+6,100
+33% +$102K
MITK icon
194
Mitek Systems
MITK
$768M
$480K 0.09%
73,220
– –
NVDA icon
195
NVIDIA
NVDA
$5.1T
$480K 0.09%
186,880
+4,480
+2% +$9.36K
FDN icon
196
First Trust Dow Jones Internet Index Fund ETF
FDN
$4.88B
$478K 0.09%
5,907
-4,253
-42% -$343K
EMR icon
197
Emerson Electric
EMR
$83.1B
$470K 0.09%
8,411
+734
+10% +$39.5K
QCOM icon
198
Qualcomm
QCOM
$178B
$467K 0.09%
7,136
-1,764
-20% -$119K
UPS icon
199
United Parcel Service
UPS
$97.6B
$467K 0.09%
4,062
-4,100
-50% -$462K
NEE icon
200
NextEra Energy
NEE
$187B
$459K 0.09%
15,384
+16
+0.1% +$478
6 7
8
9 10

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AMH
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EDRH
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GAM
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CIA
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PS
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PFA
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RBI
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Prospera Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Prospera Financial Services held 438 positions worth $510M, up 2.5% from $498M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Prospera Financial Services's Q4 2016 filing shows 59 new, 143 increased, 147 reduced and 56 closed positions. Its largest new stake was State Street SPDR Portfolio Intermediate Term Corporate Bond ETF: 173,575 shares worth $5.91M. The largest sale was State Street SPDR Portfolio Long Term Treasury ETF, an estimated $7.22M.

By sector, the portfolio is most concentrated in Financials at 5.2% of assets, up from 3.5% a quarter earlier, followed by Technology and Healthcare.

  • Prospera Financial Services's largest Q4 2016 buy was State Street SPDR Portfolio Intermediate Term Corporate Bond ETF: 173,575 shares worth $5.91M.
  • Prospera Financial Services added most to State Street SPDR Bloomberg High Yield Bond ETF in Q4 2016, an estimated $6.14M increase.
  • Prospera Financial Services's biggest Q4 2016 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $6.05M.
  • Prospera Financial Services fully exited State Street SPDR Portfolio Long Term Treasury ETF in Q4 2016, selling an estimated $7.22M.
  • Prospera Financial Services's ten largest holdings make up 39% of its $510M portfolio in Q4 2016.
  • Prospera Financial Services opened 59 new positions and closed 56 in Q4 2016.
  • Prospera Financial Services's portfolio value rose 2.5% quarter-over-quarter to $510M.

Based on Prospera Financial Services's 13F filing for Q4 2016, filed 11 Jan 2017.