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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+1.65%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$498M
AUM Growth
+$14.3M
Cap. Flow
+$9.71M
Cap. Flow %
1.95%
Top 10 Hldgs %
40.83%
Holding
418
New
63
Increased
179
Reduced
105
Closed
38

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$57.2M
2
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$19.7M
3
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$19.6M
4
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$7.03M
5
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$7.01M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$21.7M
2
BWX icon
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
+$20M
3
TFI icon
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
+$19.4M
4
PSK icon
State Street SPDR ICE Preferred Securities ETF
PSK
+$12.9M
5
EBND icon
State Street SPDR Bloomberg Emerging Markets Local Bond ETF
EBND
+$12.8M

Sector Composition

Rank Sector Weight
1 Financials 3.45%
2 Energy 3.39%
3 Communication Services 3.38%
4 Technology 3.26%
5 Consumer Staples 3.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
USA icon
176
Liberty All-Star Equity Fund
USA
$1.74B
$520K 0.1%
100,458
-16,032
-14% -$82.6K
SPHD icon
177
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.31B
$517K 0.1%
13,288
+202
+2% +$7.9K
KHC icon
178
Kraft Heinz
KHC
$30.1B
$515K 0.1%
5,753
+269
+5% +$23.8K
SLB icon
179
SLB Ltd
SLB
$70.6B
$510K 0.1%
6,478
-243
-4% -$19.3K
LQD icon
180
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.7B
$509K 0.1%
4,132
+346
+9% +$42.6K
MDLZ icon
181
Mondelez International
MDLZ
$77.1B
$506K 0.1%
11,525
+887
+8% +$38.9K
BP icon
182
BP
BP
$113B
$503K 0.1%
16,988
+1,418
+9% +$41.1K
CAT icon
183
Caterpillar
CAT
$412B
$503K 0.1%
5,666
+845
+18% +$69.1K
UNH icon
184
UnitedHealth
UNH
$385B
$501K 0.1%
3,577
-94
-3% -$13.2K
GD icon
185
General Dynamics
GD
$103B
$486K 0.1%
3,130
+170
+6% +$25.3K
KMI icon
186
Kinder Morgan
KMI
$72.9B
$485K 0.1%
20,968
-3,987
-16% -$84.5K
NSC icon
187
Norfolk Southern
NSC
$78.3B
$479K 0.1%
4,932
+27
+0.6% +$2.46K
AWK icon
188
American Water Works
AWK
$26.2B
$478K 0.1%
6,388
-47
-0.7% -$3.67K
MCD icon
189
McDonald's
MCD
$187B
$473K 0.1%
4,096
-290
-7% -$34.4K
BKLN icon
190
Invesco Senior Loan ETF
BKLN
$7.09B
$472K 0.09%
20,336
+23
+0.1% +$533
DOC icon
191
Healthpeak Properties
DOC
$15.2B
$472K 0.09%
13,660
– –
NEE icon
192
NextEra Energy
NEE
$187B
$470K 0.09%
15,368
+3,252
+27% +$102K
FTSM icon
193
First Trust Enhanced Short Maturity ETF
FTSM
$6.51B
$466K 0.09%
7,781
-4,183
-35% -$251K
TGT icon
194
Target
TGT
$61.1B
$458K 0.09%
6,663
+1,099
+20% +$78.8K
TFC icon
195
Truist Financial
TFC
$62.5B
$457K 0.09%
12,124
-1,125
-8% -$41.9K
PPL
196
PPL Corp
PPL
$27.3B
$455K 0.09%
13,152
+5,458
+71% +$196K
DIA icon
197
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.6B
$452K 0.09%
2,473
– –
MDT icon
198
Medtronic
MDT
$105B
$452K 0.09%
5,235
+105
+2% +$9.15K
RSP icon
199
Invesco S&P 500 Equal Weight ETF
RSP
$95.3B
$452K 0.09%
5,402
+810
+18% +$67.4K
SE
200
DELISTED
Spectra Energy Corp Wi
SE
$452K 0.09%
10,578
-5,574
-35% -$212K
6 7
8
9 10

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EDRH
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Prospera Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Prospera Financial Services held 418 positions worth $498M, up 3% from $484M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Prospera Financial Services's Q3 2016 filing shows 63 new, 179 increased, 105 reduced and 38 closed positions. Its largest new stake was State Street Health Care Select Sector SPDR ETF: 34,325 shares worth $2.48M. The largest sale was iShares Core US Aggregate Bond ETF, an estimated $21.7M.

By sector, the portfolio is most concentrated in Financials at 3.5% of assets, up from 2.2% a quarter earlier, followed by Energy and Communication Services.

  • Prospera Financial Services's largest Q3 2016 buy was State Street Health Care Select Sector SPDR ETF: 34,325 shares worth $2.48M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q3 2016, an estimated $57.2M increase.
  • Prospera Financial Services's biggest Q3 2016 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $21.7M.
  • Prospera Financial Services fully exited State Street SPDR Bloomberg International Treasury Bond ETF in Q3 2016, selling an estimated $20M.
  • Prospera Financial Services's ten largest holdings make up 41% of its $498M portfolio in Q3 2016.
  • Prospera Financial Services opened 63 new positions and closed 38 in Q3 2016.
  • Prospera Financial Services's portfolio value rose 3% quarter-over-quarter to $498M.

Based on Prospera Financial Services's 13F filing for Q3 2016, filed 12 Oct 2016.