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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+3.2%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$3.6B
AUM Growth
+$240M
Cap. Flow
+$164M
Cap. Flow %
4.57%
Top 10 Hldgs %
19.68%
Holding
1,201
New
110
Increased
529
Reduced
449
Closed
67

Top Buys

Rank Stock Value
1
CAT icon
Caterpillar
CAT
+$18.6M
2
RLI icon
RLI Corp
RLI
+$11.6M
3
FTGS icon
First Trust Growth Strength ETF
FTGS
+$11.5M
4
AMZN icon
Amazon
AMZN
+$11.4M
5
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$11.2M

Top Sells

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$23.4M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$15.2M
3
FJAN icon
FT Vest US Equity Buffer ETF January
FJAN
+$11.3M
4
DJAN icon
FT Vest US Equity Deep Buffer ETF January
DJAN
+$9.9M
5
VTV icon
Vanguard Value ETF
VTV
+$6.38M

Sector Composition

Rank Sector Weight
1 Technology 16.2%
2 Financials 6.2%
3 Healthcare 4.95%
4 Industrials 4.38%
5 Energy 4.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PSLV icon
151
Sprott Physical Silver Trust
PSLV
$11.9B
$5.21M 0.14%
524,651
+64,997
+14% +$631K
IWM icon
152
iShares Russell 2000 ETF
IWM
$80.9B
$5.15M 0.14%
25,383
-13,144
-34% -$2.66M
FOCT icon
153
FT Vest US Equity Buffer ETF October
FOCT
$1.15B
$5.15M 0.14%
124,062
+624
+0.5% +$25.5K
NXPI icon
154
NXP Semiconductors
NXPI
$68B
$5.14M 0.14%
19,054
+162
+0.9% +$41.8K
MDT icon
155
Medtronic
MDT
$107B
$5.12M 0.14%
65,059
-364
-0.6% -$29.8K
DD icon
156
DuPont de Nemours
DD
$18.6B
$5.1M 0.14%
50,463
+1,244
+3% +$122K
ET icon
157
Energy Transfer Partners
ET
$70.1B
$5.09M 0.14%
313,713
+61,526
+24% +$967K
BND icon
158
Vanguard Total Bond Market
BND
$157B
$5.07M 0.14%
70,278
-5,624
-7% -$403K
SMAY icon
159
FT Vest US Small Cap Moderate Buffer ETF May
SMAY
$107M
$5.06M 0.14%
+217,033
New +$4.97M
RSP icon
160
Invesco S&P 500 Equal Weight ETF
RSP
$96.1B
$5.05M 0.14%
30,728
-708
-2% -$116K
NUV icon
161
Nuveen Municipal Value Fund
NUV
$1.91B
$5.05M 0.14%
585,010
+3,924
+0.7% +$33.5K
JPST icon
162
JPMorgan Ultra-Short Income ETF
JPST
$40B
$5.04M 0.14%
99,887
+17,078
+21% +$860K
DALI icon
163
First Trust DorseyWright DALI 1 ETF
DALI
$98.6M
$5.03M 0.14%
208,669
-29,207
-12% -$687K
GDX icon
164
VanEck Gold Miners ETF
GDX
$23B
$5.01M 0.14%
147,542
+9,057
+7% +$310K
DGRW icon
165
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$16.6B
$4.9M 0.14%
62,723
+19,698
+46% +$1.49M
IEFA icon
166
iShares Core MSCI EAFE ETF
IEFA
$186B
$4.89M 0.14%
67,230
-6,735
-9% -$496K
ADP icon
167
Automatic Data Processing
ADP
$100B
$4.85M 0.13%
20,284
+1,230
+6% +$302K
IJK icon
168
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.8B
$4.81M 0.13%
54,634
+194
+0.4% +$17.1K
XLF icon
169
State Street Financial Select Sector SPDR ETF
XLF
$55.6B
$4.8M 0.13%
116,722
+56,893
+95% +$2.34M
MCHP icon
170
Microchip Technology
MCHP
$42.8B
$4.79M 0.13%
52,361
+5,399
+11% +$494K
EFA icon
171
iShares MSCI EAFE ETF
EFA
$76.4B
$4.76M 0.13%
60,733
+3,627
+6% +$287K
VZ icon
172
Verizon
VZ
$194B
$4.75M 0.13%
115,256
+2,905
+3% +$117K
HYLS icon
173
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.61B
$4.75M 0.13%
116,924
-18,500
-14% -$752K
XLE icon
174
State Street Energy Select Sector SPDR ETF
XLE
$39.5B
$4.71M 0.13%
103,254
-1,446
-1% -$67.4K
VB icon
175
Vanguard Small-Cap ETF
VB
$79.5B
$4.59M 0.13%
21,032
-334
-2% -$73.3K
5 6
7
8 9

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q2 2024 Portfolio in Review

As of Q2 2024, Prospera Financial Services held 1,201 positions worth $3.6B, up 7.1% from $3.36B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Prospera Financial Services deployed $164M of net new capital in Q2 2024, opening 110 new positions and adding to 529 existing holdings. Its largest new stake was RLI Corp: 161,750 shares worth $11.4M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Enhanced Short Maturity ETF, an estimated $23.4M trimmed.

  • Prospera Financial Services's largest Q2 2024 buy was RLI Corp: 161,750 shares worth $11.4M.
  • Prospera Financial Services added most to Caterpillar in Q2 2024, an estimated $18.6M increase.
  • Prospera Financial Services's biggest Q2 2024 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $23.4M.
  • Prospera Financial Services fully exited FT Vest US Small Cap Moderate Buffer ETF November in Q2 2024, selling an estimated $5.57M.
  • Prospera Financial Services's ten largest holdings make up 20% of its $3.6B portfolio in Q2 2024.
  • Prospera Financial Services opened 110 new positions and closed 67 in Q2 2024.
  • Prospera Financial Services's portfolio value rose 7.1% quarter-over-quarter to $3.6B.

Based on Prospera Financial Services's 13F filing for Q2 2024, filed 13 Aug 2024.