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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+3.95%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$456M
AUM Growth
+$60.6M
Cap. Flow
+$48.3M
Cap. Flow %
10.59%
Top 10 Hldgs %
49.51%
Holding
336
New
47
Increased
119
Reduced
108
Closed
36

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$10.8M
2
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$9.93M
3
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$6.47M
4
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$6.24M
5
DAL icon
Delta Air Lines
DAL
+$5.09M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$16.5M
2
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$4.54M
3
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$3.01M
4
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$1.6M
5
F icon
Ford
F
+$1.51M

Sector Composition

Rank Sector Weight
1 Technology 4.6%
2 Industrials 3.74%
3 Communication Services 3.63%
4 Consumer Staples 3.02%
5 Energy 2.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KHC icon
151
Kraft Heinz
KHC
$30.4B
$408K 0.09%
5,610
+24
+0.4% +$1.77K
IEF icon
152
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
$405K 0.09%
3,839
-2,216
-37% -$236K
IBM icon
153
IBM
IBM
$202B
$403K 0.09%
3,062
-1,125
-27% -$151K
UNH icon
154
UnitedHealth
UNH
$382B
$403K 0.09%
3,422
+928
+37% +$108K
ABT icon
155
Abbott
ABT
$180B
$402K 0.09%
8,944
+583
+7% +$25.7K
FXO icon
156
First Trust Financials AlphaDEX Fund
FXO
$1.12B
$394K 0.09%
+16,999
New +$401K
FBT icon
157
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.8B
$390K 0.09%
3,447
+238
+7% +$25.6K
STZ icon
158
Constellation Brands
STZ
$22.2B
$388K 0.09%
2,726
+418
+18% +$57.6K
GPRO icon
159
GoPro
GPRO
$116M
$387K 0.08%
21,475
-3,070
-13% -$71.3K
MDLZ icon
160
Mondelez International
MDLZ
$77.7B
$387K 0.08%
8,628
-377
-4% -$16.9K
MNDT
161
DELISTED
Mandiant, Inc. Common Stock
MNDT
$387K 0.08%
18,649
-6,665
-26% -$167K
RAI
162
DELISTED
Reynolds American Inc
RAI
$386K 0.08%
8,356
+2,688
+47% +$124K
HBANP
163
DELISTED
Huntington Bancshars Inc. Pfd Ser A
HBANP
$381K 0.08%
279
– –
XLF icon
164
State Street Financial Select Sector SPDR ETF
XLF
$55.6B
$379K 0.08%
18,103
-548
-3% -$11.5K
PCI
165
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$379K 0.08%
21,000
+3,000
+17% +$55.4K
TIPT icon
166
Tiptree Inc
TIPT
$668M
$371K 0.08%
60,353
-13,991
-19% -$94K
LQD icon
167
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.7B
$365K 0.08%
3,198
-1,404
-31% -$162K
MGK icon
168
Vanguard Mega Cap Growth ETF
MGK
$31.9B
$364K 0.08%
21,925
– –
KMB icon
169
Kimberly-Clark
KMB
$36.4B
$360K 0.08%
2,825
+571
+25% +$68.5K
WR
170
DELISTED
Westar Energy Inc
WR
$359K 0.08%
8,475
+450
+6% +$18.4K
ET icon
171
Energy Transfer Partners
ET
$70.1B
$358K 0.08%
26,040
+9,114
+54% +$170K
AMT icon
172
American Tower
AMT
$77.7B
$357K 0.08%
3,685
+46
+1% +$4.48K
BA icon
173
Boeing
BA
$165B
$357K 0.08%
2,471
-222
-8% -$32K
LUMO
174
DELISTED
Lumos Pharma, Inc. Common Stock
LUMO
$357K 0.08%
1,089
– –
BP icon
175
BP
BP
$113B
$352K 0.08%
13,390
-1,463
-10% -$41.6K
5 6
7
8 9

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AG
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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
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CIA
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PS
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PFA
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RBI
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Prospera Financial Services's Q4 2015 Portfolio in Review

As of Q4 2015, Prospera Financial Services held 336 positions worth $456M, up 15% from $395M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Prospera Financial Services deployed $48.3M of net new capital in Q4 2015, opening 47 new positions and adding to 119 existing holdings. Its largest new stake was Delta Air Lines: 102,905 shares worth $5.22M.

By sector, the portfolio is most concentrated in Technology at 4.6% of assets, up from 2.8% a quarter earlier, followed by Industrials and Communication Services.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $16.5M trimmed.

  • Prospera Financial Services's largest Q4 2015 buy was Delta Air Lines: 102,905 shares worth $5.22M.
  • Prospera Financial Services added most to Apple in Q4 2015, an estimated $10.8M increase.
  • Prospera Financial Services's biggest Q4 2015 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $16.5M.
  • Prospera Financial Services fully exited GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF in Q4 2015, selling an estimated $3.01M.
  • Prospera Financial Services's ten largest holdings make up 50% of its $456M portfolio in Q4 2015.
  • Prospera Financial Services opened 47 new positions and closed 36 in Q4 2015.
  • Prospera Financial Services's portfolio value rose 15% quarter-over-quarter to $456M.

Based on Prospera Financial Services's 13F filing for Q4 2015, filed 12 Jan 2016.