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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+3.2%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$3.6B
AUM Growth
+$240M
Cap. Flow
+$164M
Cap. Flow %
4.57%
Top 10 Hldgs %
19.68%
Holding
1,201
New
110
Increased
529
Reduced
449
Closed
67

Top Buys

Rank Stock Value
1
CAT icon
Caterpillar
CAT
+$18.6M
2
RLI icon
RLI Corp
RLI
+$11.6M
3
FTGS icon
First Trust Growth Strength ETF
FTGS
+$11.5M
4
AMZN icon
Amazon
AMZN
+$11.4M
5
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$11.2M

Top Sells

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$23.4M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$15.2M
3
FJAN icon
FT Vest US Equity Buffer ETF January
FJAN
+$11.3M
4
DJAN icon
FT Vest US Equity Deep Buffer ETF January
DJAN
+$9.9M
5
VTV icon
Vanguard Value ETF
VTV
+$6.38M

Sector Composition

Rank Sector Weight
1 Technology 16.2%
2 Financials 6.2%
3 Healthcare 4.95%
4 Industrials 4.38%
5 Energy 4.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SO icon
126
Southern Company
SO
$110B
$6.14M 0.17%
79,191
+1,027
+1% +$77.8K
NEE icon
127
NextEra Energy
NEE
$187B
$6.08M 0.17%
85,837
-74
-0.1% -$5.25K
LMT icon
128
Lockheed Martin
LMT
$134B
$6.07M 0.17%
12,974
-1,767
-12% -$817K
CIBR icon
129
First Trust NASDAQ Cybersecurity ETF
CIBR
$13.8B
$6.01M 0.17%
106,551
+1,763
+2% +$96.5K
DUK icon
130
Duke Energy
DUK
$102B
$5.99M 0.17%
59,777
-1,525
-2% -$153K
KLAC icon
131
KLA
KLAC
$275B
$5.99M 0.17%
72,670
+57,490
+379% +$4.25M
IGV icon
132
iShares Expanded Tech-Software Sector ETF
IGV
$13B
$5.98M 0.17%
68,794
+20,599
+43% +$1.69M
FDX icon
133
FedEx
FDX
$74.5B
$5.9M 0.16%
19,660
-5,386
-22% -$1.41M
LIN icon
134
Linde
LIN
$237B
$5.86M 0.16%
13,347
-122
-0.9% -$53.7K
JEPQ icon
135
JPMorgan Nasdaq Equity Premium Income ETF
JEPQ
$38.9B
$5.85M 0.16%
105,335
-63,920
-38% -$3.44M
ITW icon
136
Illinois Tool Works
ITW
$81.4B
$5.85M 0.16%
24,663
+175
+0.7% +$43.2K
URNM icon
137
Sprott Uranium Miners ETF
URNM
$1.78B
$5.84M 0.16%
118,557
+24,167
+26% +$1.28M
IWD icon
138
iShares Russell 1000 Value ETF
IWD
$82B
$5.8M 0.16%
33,226
-19,761
-37% -$3.46M
ITA icon
139
iShares US Aerospace & Defense ETF
ITA
$14.2B
$5.74M 0.16%
43,501
+10,213
+31% +$1.35M
VCLT icon
140
Vanguard Long-Term Corporate Bond ETF
VCLT
$8.83B
$5.71M 0.16%
75,281
+8,587
+13% +$651K
KO icon
141
Coca-Cola
KO
$354B
$5.7M 0.16%
89,518
-2,559
-3% -$158K
SOXX icon
142
iShares Semiconductor ETF
SOXX
$44.2B
$5.69M 0.16%
23,067
+4,747
+26% +$1.09M
VGT icon
143
Vanguard Information Technology ETF
VGT
$139B
$5.49M 0.15%
76,096
+856
+1% +$56.9K
IAK icon
144
iShares US Insurance ETF
IAK
$511M
$5.43M 0.15%
48,106
+13,939
+41% +$1.59M
PHYS icon
145
Sprott Physical Gold
PHYS
$14.6B
$5.43M 0.15%
300,721
+2,622
+0.9% +$47.6K
CDNS icon
146
Cadence Design Systems
CDNS
$90B
$5.31M 0.15%
17,262
+6,257
+57% +$1.85M
LRCX icon
147
Lam Research
LRCX
$382B
$5.3M 0.15%
49,780
+46,720
+1,527% +$4.48M
SYK icon
148
Stryker
SYK
$127B
$5.28M 0.15%
15,525
+918
+6% +$311K
ITB icon
149
iShares US Home Construction ETF
ITB
$2.41B
$5.28M 0.15%
52,282
+16,366
+46% +$1.73M
NFLX icon
150
Netflix
NFLX
$292B
$5.25M 0.15%
77,780
+13,460
+21% +$841K
4 5
6
7 8

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EDRH
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GAM
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CIA
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RBI
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Prospera Financial Services's Q2 2024 Portfolio in Review

As of Q2 2024, Prospera Financial Services held 1,201 positions worth $3.6B, up 7.1% from $3.36B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Prospera Financial Services deployed $164M of net new capital in Q2 2024, opening 110 new positions and adding to 529 existing holdings. Its largest new stake was RLI Corp: 161,750 shares worth $11.4M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Enhanced Short Maturity ETF, an estimated $23.4M trimmed.

  • Prospera Financial Services's largest Q2 2024 buy was RLI Corp: 161,750 shares worth $11.4M.
  • Prospera Financial Services added most to Caterpillar in Q2 2024, an estimated $18.6M increase.
  • Prospera Financial Services's biggest Q2 2024 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $23.4M.
  • Prospera Financial Services fully exited FT Vest US Small Cap Moderate Buffer ETF November in Q2 2024, selling an estimated $5.57M.
  • Prospera Financial Services's ten largest holdings make up 20% of its $3.6B portfolio in Q2 2024.
  • Prospera Financial Services opened 110 new positions and closed 67 in Q2 2024.
  • Prospera Financial Services's portfolio value rose 7.1% quarter-over-quarter to $3.6B.

Based on Prospera Financial Services's 13F filing for Q2 2024, filed 13 Aug 2024.