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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-13.11%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$942M
AUM Growth
-$356M
Cap. Flow
-$167M
Cap. Flow %
-17.72%
Top 10 Hldgs %
30.97%
Holding
651
New
56
Increased
213
Reduced
222
Closed
142

Top Buys

Rank Stock Value
1
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$29.8M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$20.5M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$11.8M
4
AMD icon
Advanced Micro Devices
AMD
+$5.54M
5
USO icon
United States Oil Fund
USO
+$4.9M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$74M
2
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$26.4M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$25.5M
4
VMC icon
Vulcan Materials
VMC
+$6.18M
5
DHR icon
Danaher
DHR
+$4.96M

Sector Composition

Rank Sector Weight
1 Technology 10.54%
2 Financials 7.17%
3 Healthcare 6.32%
4 Consumer Staples 4.89%
5 Consumer Discretionary 4.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CMCSA icon
126
Comcast
CMCSA
$85.8B
$1.84M 0.2%
53,496
+10,656
+25% +$450K
CL icon
127
Colgate-Palmolive
CL
$74.2B
$1.79M 0.19%
27,028
+6,163
+30% +$435K
VV icon
128
Vanguard Large-Cap ETF
VV
$52B
$1.78M 0.19%
15,075
-403
-3% -$56.6K
WU icon
129
Western Union
WU
$2.58B
$1.78M 0.19%
+98,442
New +$2.41M
KKR icon
130
KKR & Co
KKR
$92.2B
$1.78M 0.19%
75,944
+46,353
+157% +$1.33M
FDS icon
131
Factset
FDS
$10.1B
$1.77M 0.19%
6,802
+1,010
+17% +$275K
JCI icon
132
Johnson Controls International
JCI
$85.6B
$1.76M 0.19%
65,256
+16,832
+35% +$627K
HYLS icon
133
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.6B
$1.76M 0.19%
41,862
+4,692
+13% +$220K
LIN icon
134
Linde
LIN
$236B
$1.74M 0.18%
10,069
+655
+7% +$129K
VUG icon
135
Vanguard Growth ETF
VUG
$216B
$1.74M 0.18%
66,576
+11,694
+21% +$350K
CB icon
136
Chubb
CB
$141B
$1.74M 0.18%
15,551
-3,744
-19% -$537K
FXR icon
137
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$742M
$1.73M 0.18%
56,792
+319
+0.6% +$12.9K
NSC icon
138
Norfolk Southern
NSC
$76.1B
$1.72M 0.18%
11,806
+1,466
+14% +$271K
AMED
139
DELISTED
Amedisys
AMED
$1.71M 0.18%
+9,320
New +$1.66M
BRK.B icon
140
Berkshire Hathaway Class B
BRK.B
$1.11T
$1.71M 0.18%
9,331
+531
+6% +$113K
ABBV icon
141
AbbVie
ABBV
$465B
$1.67M 0.18%
21,853
+392
+2% +$33.4K
MET icon
142
MetLife
MET
$62.7B
$1.66M 0.18%
54,388
+8,866
+19% +$393K
PFE icon
143
Pfizer
PFE
$144B
$1.66M 0.18%
53,436
-1,197
-2% -$40.8K
SKYY icon
144
First Trust Cloud Computing ETF
SKYY
$2.82B
$1.62M 0.17%
29,666
+9,831
+50% +$597K
UCON icon
145
First Trust Smith Unconstrained Bond ETF
UCON
$3.27B
$1.59M 0.17%
65,929
-23,333
-26% -$593K
SHV icon
146
iShares 0-1 Year Treasury Bond ETF
SHV
$20.8B
$1.55M 0.16%
+14,000
New +$1.55M
DD icon
147
DuPont de Nemours
DD
$19B
$1.53M 0.16%
35,768
+8,526
+31% +$522K
FTCS icon
148
First Trust Capital Strength ETF
FTCS
$8.03B
$1.52M 0.16%
30,503
+17,183
+129% +$992K
FXH icon
149
First Trust Health Care AlphaDEX Fund
FXH
$1.05B
$1.51M 0.16%
20,484
+7,988
+64% +$649K
VTV icon
150
Vanguard Value ETF
VTV
$190B
$1.51M 0.16%
16,906
+387
+2% +$42.5K
4 5
6
7 8

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AG
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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
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CIA
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PS
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PFA
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RBI
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Prospera Financial Services's Q1 2020 Portfolio in Review

As of Q1 2020, Prospera Financial Services held 651 positions worth $942M, down 27% from $1.3B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Prospera Financial Services withdrew a net $167M in Q1 2020, closing 142 positions and reducing 222 holdings. Its most notable exit was Vulcan Materials, an estimated $6.18M position sold in full.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 9.7% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Prospera Financial Services opened a new position in United States Oil Fund worth $2.14M.

  • Prospera Financial Services's largest Q1 2020 buy was United States Oil Fund: 63,650 shares worth $2.14M.
  • Prospera Financial Services added most to SPDR Dorsey Wright Fixed Income Allocation ETF in Q1 2020, an estimated $29.8M increase.
  • Prospera Financial Services's biggest Q1 2020 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $74M.
  • Prospera Financial Services fully exited Vulcan Materials in Q1 2020, selling an estimated $6.18M.
  • Prospera Financial Services's ten largest holdings make up 31% of its $942M portfolio in Q1 2020.
  • Prospera Financial Services opened 56 new positions and closed 142 in Q1 2020.
  • Prospera Financial Services's portfolio value fell 27% quarter-over-quarter to $942M.

Based on Prospera Financial Services's 13F filing for Q1 2020, filed 15 May 2020.