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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+7.01%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$1.3B
AUM Growth
+$324M
Cap. Flow
+$255M
Cap. Flow %
19.66%
Top 10 Hldgs %
32.35%
Holding
639
New
97
Increased
312
Reduced
159
Closed
44

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$10.9M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$8.37M
3
AAPL icon
Apple
AAPL
+$6.76M
4
MA icon
Mastercard
MA
+$6.52M
5
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$5.95M

Top Sells

Rank Stock Value
1
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$5.23M
2
BSJJ
Invesco BulletShares 2019 High Yield Corporate Bond ETF
BSJJ
+$2.67M
3
IYF icon
iShares US Financials ETF
IYF
+$2.53M
4
FE icon
FirstEnergy
FE
+$2.34M
5
YUM icon
Yum! Brands
YUM
+$1.96M

Sector Composition

Rank Sector Weight
1 Technology 9.71%
2 Financials 7.64%
3 Healthcare 5.13%
4 Industrials 4.37%
5 Consumer Staples 4.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PAYX icon
126
Paychex
PAYX
$40.4B
$2.54M 0.2%
29,883
+19,976
+202% +$1.69M
GPN icon
127
Global Payments
GPN
$22.1B
$2.48M 0.19%
+13,601
New +$2.33M
LQD icon
128
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.7B
$2.44M 0.19%
19,101
+2,129
+13% +$271K
CHTR icon
129
Charter Communications
CHTR
$14.7B
$2.44M 0.19%
+5,032
New +$2.32M
D icon
130
Dominion Energy
D
$62.5B
$2.39M 0.18%
28,854
-660
-2% -$53.9K
SRE icon
131
Sempra
SRE
$60.8B
$2.39M 0.18%
31,548
+25,716
+441% +$1.89M
ADP icon
132
Automatic Data Processing
ADP
$100B
$2.38M 0.18%
13,986
+9,038
+183% +$1.5M
BCX icon
133
BlackRock Resources & Commodities Strategy Trust
BCX
$899M
$2.38M 0.18%
294,266
+2,228
+0.8% +$17K
XLB icon
134
State Street Materials Select Sector SPDR ETF
XLB
$8.51B
$2.37M 0.18%
77,312
-1,330
-2% -$39.3K
RMD icon
135
ResMed
RMD
$28.3B
$2.36M 0.18%
+15,207
New +$2.19M
MO icon
136
Altria Group
MO
$122B
$2.35M 0.18%
47,133
+2,456
+5% +$116K
MET icon
137
MetLife
MET
$61B
$2.32M 0.18%
45,522
+164
+0.4% +$7.92K
UCON icon
138
First Trust Smith Unconstrained Bond ETF
UCON
$3.26B
$2.31M 0.18%
89,262
+5,274
+6% +$136K
UNH icon
139
UnitedHealth
UNH
$382B
$2.31M 0.18%
7,859
+974
+14% +$255K
VV icon
140
Vanguard Large-Cap ETF
VV
$51.9B
$2.29M 0.18%
15,478
+933
+6% +$132K
XLC icon
141
State Street Communication Services Select Sector SPDR ETF
XLC
$21.9B
$2.27M 0.17%
42,232
-678
-2% -$34.9K
TRTN
142
DELISTED
Triton International Limited
TRTN
$2.26M 0.17%
56,237
+14
+0% +$518
ES icon
143
Eversource Energy
ES
$28.2B
$2.25M 0.17%
26,441
+19,690
+292% +$1.64M
CNP icon
144
CenterPoint Energy
CNP
$29.1B
$2.22M 0.17%
+81,265
New +$2.21M
SYY icon
145
Sysco
SYY
$39.7B
$2.21M 0.17%
25,885
+17,658
+215% +$1.43M
BSJM
146
DELISTED
Invesco BulletShares 2022 High Yield Corporate Bond ETF
BSJM
$2.21M 0.17%
90,342
+41,868
+86% +$1.02M
VCIT icon
147
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.1B
$2.21M 0.17%
24,177
+21,745
+894% +$1.98M
DD icon
148
DuPont de Nemours
DD
$18.6B
$2.19M 0.17%
27,242
+1,552
+6% +$129K
NVDA icon
149
NVIDIA
NVDA
$5.01T
$2.19M 0.17%
372,840
+42,800
+13% +$223K
SBUX icon
150
Starbucks
SBUX
$118B
$2.19M 0.17%
24,928
+12,039
+93% +$1.03M
4 5
6
7 8

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Prospera Financial Services held 639 positions worth $1.3B, up 33% from $974M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Prospera Financial Services deployed $255M of net new capital in Q4 2019, opening 97 new positions and adding to 312 existing holdings. Its largest new stake was Danaher: 36,420 shares worth $4.96M.

By sector, the portfolio is most concentrated in Technology at 9.7% of assets, up from 6.7% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Invesco S&P 500 Low Volatility ETF, an estimated $5.23M trimmed.

  • Prospera Financial Services's largest Q4 2019 buy was Danaher: 36,420 shares worth $4.96M.
  • Prospera Financial Services added most to Microsoft in Q4 2019, an estimated $10.9M increase.
  • Prospera Financial Services's biggest Q4 2019 reduction was Invesco S&P 500 Low Volatility ETF, cutting an estimated $5.23M.
  • Prospera Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $2.67M.
  • Prospera Financial Services's ten largest holdings make up 32% of its $1.3B portfolio in Q4 2019.
  • Prospera Financial Services opened 97 new positions and closed 44 in Q4 2019.
  • Prospera Financial Services's portfolio value rose 33% quarter-over-quarter to $1.3B.

Based on Prospera Financial Services's 13F filing for Q4 2019, filed 12 Feb 2020.