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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+1.13%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$510M
AUM Growth
+$12.5M
Cap. Flow
+$4.3M
Cap. Flow %
0.84%
Top 10 Hldgs %
38.63%
Holding
438
New
59
Increased
143
Reduced
147
Closed
56

Top Buys

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$6.14M
2
SPIB icon
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
+$5.95M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.31M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$2.97M
5
BX icon
Blackstone
BX
+$2.65M

Top Sells

Rank Stock Value
1
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$7.22M
2
EBND icon
State Street SPDR Bloomberg Emerging Markets Local Bond ETF
EBND
+$7.02M
3
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$6.05M
4
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$4.78M
5
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$2.73M

Sector Composition

Rank Sector Weight
1 Financials 5.17%
2 Technology 3.68%
3 Healthcare 3.41%
4 Energy 3.35%
5 Communication Services 3.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FXG icon
126
First Trust Consumer Staples AlphaDEX Fund
FXG
$229M
$775K 0.15%
16,923
-18,303
-52% -$831K
IAU icon
127
iShares Gold Trust
IAU
$62.9B
$760K 0.15%
33,494
-17,650
-35% -$414K
DHC
128
Diversified Healthcare Trust
DHC
$2.24B
$740K 0.15%
39,100
+300
+0.8% +$5.82K
GSK icon
129
GSK
GSK
$102B
$735K 0.14%
15,058
+652
+5% +$32.2K
PTF icon
130
Invesco Dorsey Wright Technology Momentum ETF
PTF
$677M
$734K 0.14%
55,140
-3,657
-6% -$49.1K
CMCSA icon
131
Comcast
CMCSA
$78.3B
$726K 0.14%
20,844
-1,178
-5% -$39.3K
XBI icon
132
State Street SPDR S&P Biotech ETF
XBI
$10.2B
$716K 0.14%
+11,495
New +$710K
CSCO icon
133
Cisco
CSCO
$444B
$713K 0.14%
23,613
+4,564
+24% +$139K
IBM icon
134
IBM
IBM
$195B
$704K 0.14%
4,412
-562
-11% -$85.6K
PM icon
135
Philip Morris
PM
$298B
$697K 0.14%
7,630
-502
-6% -$46.5K
IIM icon
136
Invesco Value Municipal Income Trust
IIM
$586M
$692K 0.14%
46,600
-10,000
-18% -$150K
AOK icon
137
iShares Core Conservative Allocation ETF
AOK
$803M
$689K 0.14%
21,050
+4,100
+24% +$134K
SBUX icon
138
Starbucks
SBUX
$118B
$689K 0.14%
12,324
-848
-6% -$47K
DI
139
DELISTED
PIMCO Diversified Income Active Exchange-Traded Fund
DI
$689K 0.14%
+14,017
New +$697K
SPHD icon
140
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.31B
$688K 0.13%
17,499
+4,211
+32% +$162K
ET icon
141
Energy Transfer Partners
ET
$70.3B
$669K 0.13%
34,600
-600
-2% -$10K
NOVN
142
DELISTED
Novan, Inc. Common Stock
NOVN
$669K 0.13%
+2,478
New +$571K
MRK icon
143
Merck
MRK
$322B
$668K 0.13%
11,816
+660
+6% +$38.6K
ABT icon
144
Abbott
ABT
$175B
$667K 0.13%
17,062
+6,846
+67% +$271K
FXO icon
145
First Trust Financials AlphaDEX Fund
FXO
$1.1B
$667K 0.13%
+24,451
New +$624K
MINT icon
146
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$667K 0.13%
6,587
-6,321
-49% -$641K
VYM icon
147
Vanguard High Dividend Yield ETF
VYM
$80.6B
$666K 0.13%
8,789
+446
+5% +$32.7K
FXU icon
148
First Trust Utilities AlphaDEX Fund
FXU
$838M
$649K 0.13%
24,108
-18,798
-44% -$487K
SO icon
149
Southern Company
SO
$109B
$644K 0.13%
13,096
-30,756
-70% -$1.51M
FEX icon
150
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.58B
$636K 0.12%
12,962
-978
-7% -$46.5K
4 5
6
7 8

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Prospera Financial Services held 438 positions worth $510M, up 2.5% from $498M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Prospera Financial Services's Q4 2016 filing shows 59 new, 143 increased, 147 reduced and 56 closed positions. Its largest new stake was State Street SPDR Portfolio Intermediate Term Corporate Bond ETF: 173,575 shares worth $5.91M. The largest sale was State Street SPDR Portfolio Long Term Treasury ETF, an estimated $7.22M.

By sector, the portfolio is most concentrated in Financials at 5.2% of assets, up from 3.5% a quarter earlier, followed by Technology and Healthcare.

  • Prospera Financial Services's largest Q4 2016 buy was State Street SPDR Portfolio Intermediate Term Corporate Bond ETF: 173,575 shares worth $5.91M.
  • Prospera Financial Services added most to State Street SPDR Bloomberg High Yield Bond ETF in Q4 2016, an estimated $6.14M increase.
  • Prospera Financial Services's biggest Q4 2016 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $6.05M.
  • Prospera Financial Services fully exited State Street SPDR Portfolio Long Term Treasury ETF in Q4 2016, selling an estimated $7.22M.
  • Prospera Financial Services's ten largest holdings make up 39% of its $510M portfolio in Q4 2016.
  • Prospera Financial Services opened 59 new positions and closed 56 in Q4 2016.
  • Prospera Financial Services's portfolio value rose 2.5% quarter-over-quarter to $510M.

Based on Prospera Financial Services's 13F filing for Q4 2016, filed 11 Jan 2017.