Prospera Financial Services’s Novan, Inc. Common Stock NOVN Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q3	–	Sell	-4,513	Closed	-$11K	–	1655
2022 Q2	$11K	Hold	4,513	–	–	﹤0.01%	1333
2022 Q1	$18K	Buy	+4,513	New	+$16.6K	﹤0.01%	1786
2021 Q2	–	Sell	-4,022	Closed	-$63K	–	835
2021 Q1	$63K	Buy	4,022 +161	+4%	+$2.42K	﹤0.01%	734
2020 Q4	$31K	Sell	3,861 -6,221	-62%	-$34K	﹤0.01%	667
2020 Q3	$49K	Sell	10,082 -1,150	-10%	-$6.52K	0.02%	626
2020 Q2	$54K	Sell	11,232 -173	-2%	-$732	﹤0.01%	564
2020 Q1	$54K	Buy	11,405 +1,160	+11%	+$6.59K	0.01%	503
2019 Q4	$324K	Buy	10,245 +701	+7%	+$16.5K	0.03%	466
2019 Q3	$246K	Buy	9,544 +1,009	+12%	+$26.3K	0.03%	475
2019 Q2	$232K	Sell	8,535 -220	-3%	-$3.77K	0.03%	466
2019 Q1	$79K	Buy	8,755 +2,686	+44%	+$34K	0.03%	317
2018 Q4	$50K	Sell	6,069 -1,050	-15%	-$21.4K	0.01%	386
2018 Q3	$209K	Sell	7,119 -491	-6%	-$13.6K	0.04%	390
2018 Q2	$224K	Buy	7,610 +4,030	+113%	+$122K	0.03%	410
2018 Q1	$104K	Buy	3,580 +2,364	+194%	+$79.2K	0.01%	429
2017 Q4	$51K	Sell	1,216 -1,601	-57%	-$83.4K	0.01%	390
2017 Q3	$157K	Buy	2,817 +90	+3%	+$4.28K	0.02%	407
2017 Q2	$109K	Sell	2,727 -50	-2%	-$2.47K	0.02%	407
2017 Q1	$176K	Buy	2,777 +299	+12%	+$31.1K	0.03%	356
2016 Q4	$669K	Buy	+2,478	New	+$571K	0.13%	142