We are live on ! Find out more
PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+6.4%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$3.92B
AUM Growth
+$319M
Cap. Flow
+$117M
Cap. Flow %
2.98%
Top 10 Hldgs %
19.99%
Holding
1,207
New
73
Increased
556
Reduced
429
Closed
91

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$24.5M
2
CGGO icon
Capital Group Global Growth Equity ETF
CGGO
+$16.2M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$15.6M
4
AAPL icon
Apple
AAPL
+$11.8M
5
MSFT icon
Microsoft
MSFT
+$10.3M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$27.3M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$13.4M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$13M
4
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$9.93M
5
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$9.7M

Sector Composition

Rank Sector Weight
1 Technology 16%
2 Financials 6.35%
3 Healthcare 5.3%
4 Industrials 4.86%
5 Consumer Discretionary 4.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ISRG icon
101
Intuitive Surgical
ISRG
$121B
$8.47M 0.22%
17,238
+12,510
+265% +$5.82M
RFDI icon
102
First Trust RiverFront Dynamic Developed International ETF
RFDI
$161M
$8.46M 0.22%
125,599
-499
-0.4% -$33K
AFL icon
103
Aflac
AFL
$63.9B
$8.44M 0.22%
75,487
+372
+0.5% +$37.8K
KNG icon
104
FT Vest S&P 500 Dividend Aristocrats Target Income ETF
KNG
$3.4B
$8.37M 0.21%
153,640
-71,512
-32% -$3.76M
PLD icon
105
Prologis
PLD
$138B
$8.37M 0.21%
66,240
+26
+0% +$3.23K
UCON icon
106
First Trust Smith Unconstrained Bond ETF
UCON
$3.26B
$8.16M 0.21%
324,732
+24,214
+8% +$603K
AZN icon
107
AstraZeneca
AZN
$263B
$8.04M 0.21%
51,624
+4,540
+10% +$733K
RSP icon
108
Invesco S&P 500 Equal Weight ETF
RSP
$96.1B
$7.98M 0.2%
44,504
+13,776
+45% +$2.35M
FDL icon
109
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.72B
$7.95M 0.2%
189,346
-3,189
-2% -$129K
TCAF icon
110
T. Rowe Price Capital Appreciation Equity ETF
TCAF
$7.81B
$7.86M 0.2%
236,331
+174,145
+280% +$5.58M
USMV icon
111
iShares MSCI USA Min Vol Factor ETF
USMV
$23.2B
$7.84M 0.2%
85,863
-1,167
-1% -$103K
WFC icon
112
Wells Fargo
WFC
$261B
$7.82M 0.2%
138,432
+22,854
+20% +$1.29M
UPS icon
113
United Parcel Service
UPS
$97.6B
$7.72M 0.2%
56,641
+1,007
+2% +$132K
JEPQ icon
114
JPMorgan Nasdaq Equity Premium Income ETF
JEPQ
$38.9B
$7.72M 0.2%
140,478
+35,143
+33% +$1.88M
IJR icon
115
iShares Core S&P Small-Cap ETF
IJR
$109B
$7.63M 0.19%
65,200
-4,895
-7% -$553K
COP icon
116
ConocoPhillips
COP
$147B
$7.49M 0.19%
71,097
+13,595
+24% +$1.49M
ITA icon
117
iShares US Aerospace & Defense ETF
ITA
$14.2B
$7.29M 0.19%
48,740
+5,239
+12% +$739K
NEE icon
118
NextEra Energy
NEE
$187B
$7.21M 0.18%
85,315
-522
-0.6% -$40.7K
IJJ icon
119
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.85B
$7.19M 0.18%
58,190
+43,674
+301% +$5.19M
SO icon
120
Southern Company
SO
$110B
$7.15M 0.18%
79,234
+43
+0.1% +$3.67K
DUK icon
121
Duke Energy
DUK
$102B
$7.15M 0.18%
61,951
+2,174
+4% +$242K
CTAS icon
122
Cintas
CTAS
$82.4B
$7.14M 0.18%
34,668
+31,124
+878% +$6.01M
XLF icon
123
State Street Financial Select Sector SPDR ETF
XLF
$55.6B
$7.1M 0.18%
156,609
+39,887
+34% +$1.74M
IJH icon
124
iShares Core S&P Mid-Cap ETF
IJH
$123B
$6.98M 0.18%
111,924
+456
+0.4% +$27.5K
FTGC icon
125
First Trust Global Tactical Commodity Strategy Fund
FTGC
$2.99B
$6.82M 0.17%
287,825
+199,747
+227% +$4.63M
3 4
5
6 7

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2024 Portfolio in Review

As of Q3 2024, Prospera Financial Services held 1,207 positions worth $3.92B, up 8.9% from $3.6B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Prospera Financial Services's Q3 2024 filing shows 73 new, 556 increased, 429 reduced and 91 closed positions. Its largest new stake was iShares US Broker-Dealers & Securities Exchanges ETF: 48,843 shares worth $6.28M. The largest sale was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $27.3M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 16% a quarter earlier, followed by Financials and Healthcare.

  • Prospera Financial Services's largest Q3 2024 buy was iShares US Broker-Dealers & Securities Exchanges ETF: 48,843 shares worth $6.28M.
  • Prospera Financial Services added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2024, an estimated $24.5M increase.
  • Prospera Financial Services's biggest Q3 2024 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $27.3M.
  • Prospera Financial Services fully exited FT Vest US Equity Moderate Buffer ETF June in Q3 2024, selling an estimated $9.36M.
  • Prospera Financial Services's ten largest holdings make up 20% of its $3.92B portfolio in Q3 2024.
  • Prospera Financial Services opened 73 new positions and closed 91 in Q3 2024.
  • Prospera Financial Services's portfolio value rose 8.9% quarter-over-quarter to $3.92B.

Based on Prospera Financial Services's 13F filing for Q3 2024, filed 7 Nov 2024.