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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+7.01%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$1.3B
AUM Growth
+$324M
Cap. Flow
+$255M
Cap. Flow %
19.66%
Top 10 Hldgs %
32.35%
Holding
639
New
97
Increased
312
Reduced
159
Closed
44

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$10.9M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$8.37M
3
AAPL icon
Apple
AAPL
+$6.76M
4
MA icon
Mastercard
MA
+$6.52M
5
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$5.95M

Top Sells

Rank Stock Value
1
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$5.23M
2
BSJJ
Invesco BulletShares 2019 High Yield Corporate Bond ETF
BSJJ
+$2.67M
3
IYF icon
iShares US Financials ETF
IYF
+$2.53M
4
FE icon
FirstEnergy
FE
+$2.34M
5
YUM icon
Yum! Brands
YUM
+$1.96M

Sector Composition

Rank Sector Weight
1 Technology 9.71%
2 Financials 7.64%
3 Healthcare 5.13%
4 Industrials 4.37%
5 Consumer Staples 4.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SDY icon
101
State Street SPDR S&P Dividend ETF
SDY
$21.9B
$2.95M 0.23%
27,457
+9,239
+51% +$970K
VONG icon
102
Vanguard Russell 1000 Growth ETF
VONG
$42.5B
$2.93M 0.23%
+64,692
New +$2.78M
V icon
103
Visa
V
$677B
$2.92M 0.23%
15,548
+3,293
+27% +$593K
BSJK
104
DELISTED
Invesco BulletShares 2020 High Yield Corporate Bond ETF
BSJK
$2.91M 0.22%
121,599
+12,696
+12% +$304K
EFA icon
105
iShares MSCI EAFE ETF
EFA
$76.4B
$2.89M 0.22%
41,676
+119
+0.3% +$8.04K
ITW icon
106
Illinois Tool Works
ITW
$81.4B
$2.88M 0.22%
16,038
+12,321
+331% +$2.09M
INTC icon
107
Intel
INTC
$466B
$2.86M 0.22%
47,746
+2,001
+4% +$112K
VNQ icon
108
Vanguard Real Estate ETF
VNQ
$39.9B
$2.85M 0.22%
30,729
+24,674
+407% +$2.28M
AZO icon
109
AutoZone
AZO
$48.3B
$2.83M 0.22%
+2,375
New +$2.74M
UPS icon
110
United Parcel Service
UPS
$97.6B
$2.83M 0.22%
24,147
+5,899
+32% +$698K
DVY icon
111
iShares Select Dividend ETF
DVY
$24B
$2.81M 0.22%
26,628
+12,553
+89% +$1.29M
NKE icon
112
Nike
NKE
$61.9B
$2.77M 0.21%
27,319
+14,257
+109% +$1.34M
FXU icon
113
First Trust Utilities AlphaDEX Fund
FXU
$840M
$2.76M 0.21%
94,357
+522
+0.6% +$15.1K
GOOGL icon
114
Alphabet (Google) Class A
GOOGL
$3.91T
$2.74M 0.21%
40,920
+280
+0.7% +$18.1K
WEC icon
115
WEC Energy
WEC
$37.7B
$2.72M 0.21%
29,516
+24,474
+485% +$2.23M
MMM icon
116
3M
MMM
$89B
$2.72M 0.21%
18,434
+8,421
+84% +$1.18M
AFL icon
117
Aflac
AFL
$63.9B
$2.66M 0.21%
50,366
+42,308
+525% +$2.25M
BSJL
118
DELISTED
Invesco BulletShares 2021 High Yield Corporate Bond ETF
BSJL
$2.66M 0.21%
107,905
+28,476
+36% +$700K
NOBL icon
119
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.6B
$2.64M 0.2%
69,778
+992
+1% +$36.4K
FTSL icon
120
First Trust Senior Loan Fund ETF
FTSL
$2.31B
$2.63M 0.2%
54,978
-127
-0.2% -$6.03K
GD icon
121
General Dynamics
GD
$105B
$2.61M 0.2%
14,798
+10,884
+278% +$1.95M
CAT icon
122
Caterpillar
CAT
$409B
$2.58M 0.2%
17,471
+1,139
+7% +$159K
EL icon
123
Estee Lauder
EL
$29B
$2.58M 0.2%
+12,476
New +$2.42M
CWB icon
124
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.64B
$2.55M 0.2%
45,959
+18,679
+68% +$1.01M
FXR icon
125
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$732M
$2.55M 0.2%
56,473
-1,125
-2% -$49.1K
3 4
5
6 7

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Prospera Financial Services held 639 positions worth $1.3B, up 33% from $974M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Prospera Financial Services deployed $255M of net new capital in Q4 2019, opening 97 new positions and adding to 312 existing holdings. Its largest new stake was Danaher: 36,420 shares worth $4.96M.

By sector, the portfolio is most concentrated in Technology at 9.7% of assets, up from 6.7% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Invesco S&P 500 Low Volatility ETF, an estimated $5.23M trimmed.

  • Prospera Financial Services's largest Q4 2019 buy was Danaher: 36,420 shares worth $4.96M.
  • Prospera Financial Services added most to Microsoft in Q4 2019, an estimated $10.9M increase.
  • Prospera Financial Services's biggest Q4 2019 reduction was Invesco S&P 500 Low Volatility ETF, cutting an estimated $5.23M.
  • Prospera Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $2.67M.
  • Prospera Financial Services's ten largest holdings make up 32% of its $1.3B portfolio in Q4 2019.
  • Prospera Financial Services opened 97 new positions and closed 44 in Q4 2019.
  • Prospera Financial Services's portfolio value rose 33% quarter-over-quarter to $1.3B.

Based on Prospera Financial Services's 13F filing for Q4 2019, filed 12 Feb 2020.