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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+1.9%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$974M
AUM Growth
+$82.9M
Cap. Flow
+$78.7M
Cap. Flow %
8.08%
Top 10 Hldgs %
37.28%
Holding
577
New
62
Increased
280
Reduced
175
Closed
35

Top Buys

Rank Stock Value
1
BX icon
Blackstone
BX
+$22.3M
2
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$3.19M
3
GLD icon
SPDR Gold Trust
GLD
+$2.83M
4
APO icon
Apollo Global Management
APO
+$2.78M
5
FVD icon
First Trust Value Line Dividend Fund
FVD
+$2.49M

Top Sells

Rank Stock Value
1
DVY icon
iShares Select Dividend ETF
DVY
+$2.34M
2
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$1.96M
3
CMI icon
Cummins
CMI
+$1.8M
4
DIS icon
Walt Disney
DIS
+$1.67M
5
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$1.28M

Sector Composition

Rank Sector Weight
1 Financials 6.81%
2 Technology 6.66%
3 Industrials 3.57%
4 Consumer Discretionary 3.34%
5 Healthcare 3.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
V icon
101
Visa
V
$677B
$2.11M 0.22%
12,255
+74
+0.6% +$13.2K
CAT icon
102
Caterpillar
CAT
$409B
$2.06M 0.21%
16,332
-135
-0.8% -$17.2K
LULU icon
103
lululemon athletica
LULU
$13B
$2.06M 0.21%
+10,689
New +$2M
VV icon
104
Vanguard Large-Cap ETF
VV
$51.9B
$1.98M 0.2%
14,545
+11,063
+318% +$1.5M
BSJL
105
DELISTED
Invesco BulletShares 2021 High Yield Corporate Bond ETF
BSJL
$1.96M 0.2%
79,429
+6,724
+9% +$166K
BRK.B icon
106
Berkshire Hathaway Class B
BRK.B
$1.07T
$1.91M 0.2%
9,191
+197
+2% +$40.6K
TRTN
107
DELISTED
Triton International Limited
TRTN
$1.9M 0.2%
56,223
+16
+0% +$523
SDY icon
108
State Street SPDR S&P Dividend ETF
SDY
$21.9B
$1.87M 0.19%
18,218
-290
-2% -$29.2K
PFE icon
109
Pfizer
PFE
$140B
$1.85M 0.19%
54,344
+880
+2% +$32K
MO icon
110
Altria Group
MO
$122B
$1.83M 0.19%
44,677
-12,451
-22% -$573K
VYM icon
111
Vanguard High Dividend Yield ETF
VYM
$81.1B
$1.83M 0.19%
20,594
-1,304
-6% -$114K
TXN icon
112
Texas Instruments
TXN
$255B
$1.81M 0.19%
14,038
+1,893
+16% +$233K
DIS icon
113
Walt Disney
DIS
$165B
$1.76M 0.18%
13,538
-12,083
-47% -$1.67M
VTV icon
114
Vanguard Value ETF
VTV
$189B
$1.76M 0.18%
15,785
+7,430
+89% +$822K
FCVT icon
115
First Trust SSI Strategic Convertible Securities ETF
FCVT
$111M
$1.76M 0.18%
56,296
-576
-1% -$18.2K
IBM icon
116
IBM
IBM
$202B
$1.73M 0.18%
12,453
+179
+1% +$24.1K
HYLS icon
117
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.61B
$1.72M 0.18%
35,693
+3,618
+11% +$174K
MRK icon
118
Merck
MRK
$324B
$1.7M 0.17%
21,198
+1,329
+7% +$107K
KO icon
119
Coca-Cola
KO
$354B
$1.7M 0.17%
31,191
+705
+2% +$37.8K
ABT icon
120
Abbott
ABT
$180B
$1.69M 0.17%
20,218
+3,604
+22% +$306K
VO icon
121
Vanguard Mid-Cap ETF
VO
$106B
$1.69M 0.17%
40,332
+30,816
+324% +$1.29M
AOK icon
122
iShares Core Conservative Allocation ETF
AOK
$803M
$1.66M 0.17%
46,660
-351
-0.7% -$12.4K
FXL icon
123
First Trust Technology AlphaDEX Fund
FXL
$2.47B
$1.66M 0.17%
25,480
+104
+0.4% +$7.01K
NEE icon
124
NextEra Energy
NEE
$187B
$1.66M 0.17%
28,488
-184
-0.6% -$9.96K
PGF icon
125
Invesco Financial Preferred ETF
PGF
$676M
$1.66M 0.17%
88,253
+4,800
+6% +$89.8K
3 4
5
6 7

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AG
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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
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CIA
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PS
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PFA
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RBI
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Prospera Financial Services's Q3 2019 Portfolio in Review

As of Q3 2019, Prospera Financial Services held 577 positions worth $974M, up 9.3% from $891M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Prospera Financial Services deployed $78.7M of net new capital in Q3 2019, opening 62 new positions and adding to 280 existing holdings. Its largest new stake was lululemon athletica: 10,689 shares worth $2.06M.

By sector, the portfolio is most concentrated in Financials at 6.8% of assets, up from 3.8% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares Select Dividend ETF, an estimated $2.34M trimmed.

  • Prospera Financial Services's largest Q3 2019 buy was lululemon athletica: 10,689 shares worth $2.06M.
  • Prospera Financial Services added most to Blackstone in Q3 2019, an estimated $22.3M increase.
  • Prospera Financial Services's biggest Q3 2019 reduction was iShares Select Dividend ETF, cutting an estimated $2.34M.
  • Prospera Financial Services fully exited CyrusOne Inc Common Stock in Q3 2019, selling an estimated $602K.
  • Prospera Financial Services's ten largest holdings make up 37% of its $974M portfolio in Q3 2019.
  • Prospera Financial Services opened 62 new positions and closed 35 in Q3 2019.
  • Prospera Financial Services's portfolio value rose 9.3% quarter-over-quarter to $974M.

Based on Prospera Financial Services's 13F filing for Q3 2019, filed 22 Oct 2019.