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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+3.54%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$891M
AUM Growth
+$587M
Cap. Flow
+$567M
Cap. Flow %
63.61%
Top 10 Hldgs %
39.05%
Holding
537
New
216
Increased
147
Reduced
129
Closed
21

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$120M
2
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$48.8M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$42.5M
4
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$36.6M
5
AAPL icon
Apple
AAPL
+$23.2M

Top Sells

Rank Stock Value
1
CAT icon
Caterpillar
CAT
+$2.12M
2
HON icon
Honeywell
HON
+$1.68M
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$1.57M
4
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$1.36M
5
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$1.36M

Sector Composition

Rank Sector Weight
1 Technology 6.61%
2 Financials 3.82%
3 Industrials 3.43%
4 Consumer Discretionary 3.3%
5 Healthcare 3.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UPS icon
101
United Parcel Service
UPS
$97.6B
$1.84M 0.21%
17,864
+2,214
+14% +$230K
DWAS icon
102
Invesco Dorsey Wright SmallCap Momentum ETF
DWAS
$435M
$1.8M 0.2%
33,313
– –
BSJL
103
DELISTED
Invesco BulletShares 2021 High Yield Corporate Bond ETF
BSJL
$1.8M 0.2%
+72,705
New +$1.8M
FCVT icon
104
First Trust SSI Strategic Convertible Securities ETF
FCVT
$111M
$1.79M 0.2%
56,872
+280
+0.5% +$8.62K
COST icon
105
Costco
COST
$415B
$1.79M 0.2%
6,769
+29
+0.4% +$7.23K
BND icon
106
Vanguard Total Bond Market
BND
$157B
$1.79M 0.2%
21,613
+168
+0.8% +$13.7K
CSCO icon
107
Cisco
CSCO
$450B
$1.78M 0.2%
32,141
+193
+0.6% +$10.7K
APO icon
108
Apollo Global Management
APO
$70.7B
$1.78M 0.2%
+51,913
New +$1.65M
UNH icon
109
UnitedHealth
UNH
$382B
$1.76M 0.2%
7,182
+2,641
+58% +$635K
FXL icon
110
First Trust Technology AlphaDEX Fund
FXL
$2.47B
$1.72M 0.19%
25,376
-177
-0.7% -$11.6K
FNX icon
111
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.38B
$1.68M 0.19%
24,387
-199
-0.8% -$13.5K
AMLP icon
112
Alerian MLP ETF
AMLP
$13B
$1.67M 0.19%
+33,914
New +$1.68M
AOK icon
113
iShares Core Conservative Allocation ETF
AOK
$803M
$1.66M 0.19%
+47,011
New +$1.63M
NOBL icon
114
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.6B
$1.64M 0.18%
47,146
+9,664
+26% +$329K
EFA icon
115
iShares MSCI EAFE ETF
EFA
$76.4B
$1.63M 0.18%
24,745
+6,849
+38% +$448K
GBIL icon
116
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
$7.68B
$1.63M 0.18%
16,205
+10,711
+195% +$1.07M
IBM icon
117
IBM
IBM
$202B
$1.63M 0.18%
12,274
-346
-3% -$45.5K
ET icon
118
Energy Transfer Partners
ET
$70.1B
$1.62M 0.18%
+114,403
New +$1.69M
MRK icon
119
Merck
MRK
$324B
$1.6M 0.18%
19,869
+1,160
+6% +$88.8K
KO icon
120
Coca-Cola
KO
$354B
$1.57M 0.18%
30,486
+1,473
+5% +$72.2K
NFLX icon
121
Netflix
NFLX
$292B
$1.56M 0.17%
+41,860
New +$1.51M
HYLS icon
122
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.61B
$1.55M 0.17%
32,075
+2,667
+9% +$128K
CWB icon
123
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.64B
$1.54M 0.17%
29,135
-314
-1% -$16.4K
PGF icon
124
Invesco Financial Preferred ETF
PGF
$676M
$1.54M 0.17%
83,453
+3,300
+4% +$60.8K
RTX icon
125
RTX Corp
RTX
$287B
$1.5M 0.17%
18,108
-458
-2% -$38.3K
3 4
5
6 7

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AG
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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q2 2019 Portfolio in Review

As of Q2 2019, Prospera Financial Services held 537 positions worth $891M, up 193% from $304M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Prospera Financial Services deployed $567M of net new capital in Q2 2019, opening 216 new positions and adding to 147 existing holdings. Its largest new stake was First Trust Dorsey Wright Focus 5 ETF: 4,024,683 shares worth $124M.

By sector, the portfolio is most concentrated in Technology at 6.6% of assets, up from 5.2% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was Caterpillar, an estimated $2.12M trimmed.

  • Prospera Financial Services's largest Q2 2019 buy was First Trust Dorsey Wright Focus 5 ETF: 4,024,683 shares worth $124M.
  • Prospera Financial Services added most to State Street Financial Select Sector SPDR ETF in Q2 2019, an estimated $2.44M increase.
  • Prospera Financial Services's biggest Q2 2019 reduction was Caterpillar, cutting an estimated $2.12M.
  • Prospera Financial Services fully exited FedEx in Q2 2019, selling an estimated $743K.
  • Prospera Financial Services's ten largest holdings make up 39% of its $891M portfolio in Q2 2019.
  • Prospera Financial Services opened 216 new positions and closed 21 in Q2 2019.
  • Prospera Financial Services's portfolio value rose 193% quarter-over-quarter to $891M.

Based on Prospera Financial Services's 13F filing for Q2 2019, filed 14 Aug 2019.