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PFS
Prospera Financial Services Portfolio holdings
AUM
$6.89B
1-Year Est. Return
37.41%
This Fund
S&P 500
This Quarter
Est. Return
+5.35%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$536M
AUM Growth
-$202M
(-27%)
Cap. Flow
-$217M
Cap. Flow
% of AUM
-40.42%
Top 10 Holdings %
Top 10 Hldgs %
34.64%
Holding
467
New
19
Increased
68
Reduced
296
Closed
57
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 2000 ETF
IWM
|
+$1.81M |
| 2 |
Broadcom
AVGO
|
+$1.01M |
| 3 |
State Street Utilities Select Sector SPDR ETF
XLU
|
+$990K |
| 4 |
State Street Health Care Select Sector SPDR ETF
XLV
|
+$959K |
| 5 |
State Street Consumer Staples Select Sector SPDR ETF
XLP
|
+$658K |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Dorsey Wright Focus 5 ETF
FV
|
+$44.6M |
| 2 |
Blackstone
BX
|
+$16.3M |
| 3 |
Invesco Dorsey Wright Momentum ETF
PDP
|
+$16.1M |
| 4 |
Invesco S&P 500 Low Volatility ETF
SPLV
|
+$15.7M |
| 5 |
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
|
+$12.4M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 5.92% |
| 2 | Healthcare | 4.13% |
| 3 | Financials | 3.72% |
| 4 | Consumer Discretionary | 3.5% |
| 5 | Communication Services | 3.39% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
101
Vanguard Russell 1000 Growth ETF
VONG
$42.5B
| $1.29M | 0.24% |
32,696
-23,144
| -41% | -$899K |
|
102
PepsiCo
PEP
$186B
| $1.24M | 0.23% |
11,435
-2,034
| -15% | -$230K |
|
103
iShares Core S&P Mid-Cap ETF
IJH
$123B
| $1.23M | 0.23% |
31,315
+35
| +0.1% | +$1.41K |
|
104
United Parcel Service
UPS
$97.6B
| $1.22M | 0.23% |
11,367
-1,060
| -9% | -$125K |
|
105
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.72B
| $1.22M | 0.23% |
42,239
-15,812
| -27% | -$465K |
|
106
First Trust Health Care AlphaDEX Fund
FXH
$1.02B
| $1.19M | 0.22% |
15,577
-2,960
| -16% | -$236K |
|
107
Walt Disney
DIS
$165B
| $1.19M | 0.22% |
10,921
-1,564
| -13% | -$174K |
|
108
McDonald's
MCD
$188B
| $1.19M | 0.22% |
7,412
-2,883
| -28% | -$462K |
|
109
Advanced Micro Devices
AMD
$851B
| $1.19M | 0.22% |
56,195
-76,650
| -58% | -$1.73M |
|
110
Berkshire Hathaway Class B
BRK.B
$1.07T
| $1.19M | 0.22% |
6,172
-2,112
| -25% | -$433K |
|
111
Global X SuperDividend ETF
SDIV
$1.21B
| $1.18M | 0.22% |
18,734
+165
| +0.9% | +$10.3K |
|
112
Vanguard Short-Term Bond ETF
BSV
$44.6B
| $1.16M | 0.22% |
14,830
-997
| -6% | -$77.9K |
|
|
RFEU
113
DELISTED
First Trust RiverFront Dynamic Europe ETF
RFEU
| $1.14M | 0.21% |
18,358
-6,715
| -27% | -$427K |
|
114
Caterpillar
CAT
$409B
| $1.13M | 0.21% |
8,199
-41,385
| -83% | -$5.85M |
|
115
iShares Floating Rate Bond ETF
FLOT
$10.1B
| $1.12M | 0.21% |
21,905
| – | – |
|
116
First Trust Nasdaq Bank ETF
FTXO
$305M
| $1.11M | 0.21% |
39,050
-29,344
| -43% | -$862K |
|
117
iShares Russell 1000 Growth ETF
IWF
$122B
| $1.07M | 0.2% |
29,440
-3,000
| -9% | -$114K |
|
118
IBM
IBM
$202B
| $1.06M | 0.2% |
7,845
-938
| -11% | -$131K |
|
119
BlackRock Resources & Commodities Strategy Trust
BCX
$899M
| $1.06M | 0.2% |
114,094
+15,573
| +16% | +$140K |
|
120
Wells Fargo
WFC
$261B
| $1.05M | 0.2% |
19,290
-2,287
| -11% | -$131K |
|
|
XYZ
121
Block Inc
XYZ
$45.9B
| $1.05M | 0.2% |
11,455
+7,465
| +187% | +$576K |
|
122
iShares MSCI EAFE ETF
EFA
$76.4B
| $1.02M | 0.19% |
15,328
-6,208
| -29% | -$419K |
|
|
CHY
123
Calamos Convertible and High Income Fund
CHY
$1.03B
| $1.02M | 0.19% |
80,443
-3,992
| -5% | -$52.2K |
|
124
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.4B
| $1.02M | 0.19% |
13,070
-7,062
| -35% | -$562K |
|
125
Alphabet (Google) Class A
GOOGL
$3.91T
| $1.01M | 0.19% |
17,580
-2,160
| -11% | -$131K |
|
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Prospera Financial Services's Q3 2018 Portfolio in Review
As of Q3 2018, Prospera Financial Services held 467 positions worth $536M, down 27% from $738M the previous quarter. Its ten largest holdings account for 35% of the portfolio.
Prospera Financial Services withdrew a net $217M in Q3 2018, closing 57 positions and reducing 296 holdings. Its most notable exit was Triton International Limited, an estimated $1.7M position sold in full.
By sector, the portfolio is most concentrated in Technology at 5.9% of assets, up from 5.9% a quarter earlier, followed by Healthcare and Financials.
Against the trend, Prospera Financial Services opened a new position in State Street Utilities Select Sector SPDR ETF worth $983K.
- Prospera Financial Services's largest Q3 2018 buy was State Street Utilities Select Sector SPDR ETF: 37,248 shares worth $983K.
- Prospera Financial Services added most to iShares Russell 2000 ETF in Q3 2018, an estimated $1.81M increase.
- Prospera Financial Services's biggest Q3 2018 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $44.6M.
- Prospera Financial Services fully exited Triton International Limited in Q3 2018, selling an estimated $1.7M.
- Prospera Financial Services's ten largest holdings make up 35% of its $536M portfolio in Q3 2018.
- Prospera Financial Services opened 19 new positions and closed 57 in Q3 2018.
- Prospera Financial Services's portfolio value fell 27% quarter-over-quarter to $536M.
Based on Prospera Financial Services's 13F filing for Q3 2018, filed 25 Oct 2018.