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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+1.13%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$510M
AUM Growth
+$12.5M
Cap. Flow
+$4.3M
Cap. Flow %
0.84%
Top 10 Hldgs %
38.63%
Holding
438
New
59
Increased
143
Reduced
147
Closed
56

Top Buys

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$6.14M
2
SPIB icon
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
+$5.95M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.31M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$2.97M
5
BX icon
Blackstone
BX
+$2.65M

Top Sells

Rank Stock Value
1
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$7.22M
2
EBND icon
State Street SPDR Bloomberg Emerging Markets Local Bond ETF
EBND
+$7.02M
3
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$6.05M
4
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$4.78M
5
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$2.73M

Sector Composition

Rank Sector Weight
1 Financials 5.17%
2 Technology 3.68%
3 Healthcare 3.41%
4 Energy 3.35%
5 Communication Services 3.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VXF icon
101
Vanguard Extended Market ETF
VXF
$30.4B
$1.01M 0.2%
10,421
+3,321
+47% +$307K
LLY icon
102
Eli Lilly
LLY
$1.07T
$993K 0.19%
13,363
+1,152
+9% +$85.8K
PAA icon
103
Plains All American Pipeline
PAA
$17.5B
$990K 0.19%
30,618
-11,400
-27% -$360K
TRTN
104
DELISTED
Triton International Limited
TRTN
$974K 0.19%
54,357
+1,190
+2% +$19.1K
SDY icon
105
State Street SPDR S&P Dividend ETF
SDY
$21.8B
$961K 0.19%
11,219
-1,414
-11% -$119K
TROW icon
106
T. Rowe Price
TROW
$25B
$940K 0.18%
12,470
+9,469
+316% +$671K
SR icon
107
Spire
SR
$4.91B
$929K 0.18%
+14,376
New +$904K
DWAS icon
108
Invesco Dorsey Wright SmallCap Momentum ETF
DWAS
$439M
$921K 0.18%
+22,808
New +$881K
MMM icon
109
3M
MMM
$88.3B
$920K 0.18%
6,174
-359
-5% -$51.8K
LMBS icon
110
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.32B
$915K 0.18%
17,517
+5,700
+48% +$299K
D icon
111
Dominion Energy
D
$62.4B
$913K 0.18%
11,940
-214
-2% -$15.8K
STX icon
112
Seagate
STX
$197B
$905K 0.18%
23,707
+847
+4% +$31.6K
EWZ icon
113
iShares MSCI Brazil ETF
EWZ
$9.09B
$902K 0.18%
25,620
+1,160
+5% +$39.8K
WFC icon
114
Wells Fargo
WFC
$261B
$892K 0.17%
16,181
-51
-0.3% -$2.56K
VWO icon
115
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$890K 0.17%
24,331
+3,153
+15% +$115K
FXH icon
116
First Trust Health Care AlphaDEX Fund
FXH
$1.02B
$875K 0.17%
15,082
+5,367
+55% +$311K
TIER
117
DELISTED
TIER REIT, Inc.
TIER
$870K 0.17%
50,026
-403
-0.8% -$6.28K
COST icon
118
Costco
COST
$414B
$866K 0.17%
5,380
-45
-0.8% -$6.87K
XME icon
119
State Street SPDR S&P Metals & Mining ETF
XME
$4.07B
$837K 0.16%
+25,772
New +$742K
BSJK
120
DELISTED
Invesco BulletShares 2020 High Yield Corporate Bond ETF
BSJK
$828K 0.16%
34,100
+600
+2% +$14.5K
JPS
121
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$811K 0.16%
86,450
-84,150
-49% -$763K
SIL icon
122
Global X Silver Miners ETF NEW
SIL
$4.11B
$789K 0.15%
+21,115
New +$782K
CAT icon
123
Caterpillar
CAT
$411B
$788K 0.15%
8,495
+2,829
+50% +$256K
FXN icon
124
First Trust Energy AlphaDEX Fund
FXN
$399M
$785K 0.15%
46,615
+2,070
+5% +$32.5K
GOOGL icon
125
Alphabet (Google) Class A
GOOGL
$3.92T
$776K 0.15%
19,480
+1,580
+9% +$63.2K
3 4
5
6 7

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AG
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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
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RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Prospera Financial Services held 438 positions worth $510M, up 2.5% from $498M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Prospera Financial Services's Q4 2016 filing shows 59 new, 143 increased, 147 reduced and 56 closed positions. Its largest new stake was State Street SPDR Portfolio Intermediate Term Corporate Bond ETF: 173,575 shares worth $5.91M. The largest sale was State Street SPDR Portfolio Long Term Treasury ETF, an estimated $7.22M.

By sector, the portfolio is most concentrated in Financials at 5.2% of assets, up from 3.5% a quarter earlier, followed by Technology and Healthcare.

  • Prospera Financial Services's largest Q4 2016 buy was State Street SPDR Portfolio Intermediate Term Corporate Bond ETF: 173,575 shares worth $5.91M.
  • Prospera Financial Services added most to State Street SPDR Bloomberg High Yield Bond ETF in Q4 2016, an estimated $6.14M increase.
  • Prospera Financial Services's biggest Q4 2016 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $6.05M.
  • Prospera Financial Services fully exited State Street SPDR Portfolio Long Term Treasury ETF in Q4 2016, selling an estimated $7.22M.
  • Prospera Financial Services's ten largest holdings make up 39% of its $510M portfolio in Q4 2016.
  • Prospera Financial Services opened 59 new positions and closed 56 in Q4 2016.
  • Prospera Financial Services's portfolio value rose 2.5% quarter-over-quarter to $510M.

Based on Prospera Financial Services's 13F filing for Q4 2016, filed 11 Jan 2017.