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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+3.2%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$3.6B
AUM Growth
+$240M
Cap. Flow
+$164M
Cap. Flow %
4.57%
Top 10 Hldgs %
19.68%
Holding
1,201
New
110
Increased
529
Reduced
449
Closed
67

Top Buys

Rank Stock Value
1
CAT icon
Caterpillar
CAT
+$18.6M
2
RLI icon
RLI Corp
RLI
+$11.6M
3
FTGS icon
First Trust Growth Strength ETF
FTGS
+$11.5M
4
AMZN icon
Amazon
AMZN
+$11.4M
5
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$11.2M

Top Sells

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$23.4M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$15.2M
3
FJAN icon
FT Vest US Equity Buffer ETF January
FJAN
+$11.3M
4
DJAN icon
FT Vest US Equity Deep Buffer ETF January
DJAN
+$9.9M
5
VTV icon
Vanguard Value ETF
VTV
+$6.38M

Sector Composition

Rank Sector Weight
1 Technology 16.2%
2 Financials 6.2%
3 Healthcare 4.95%
4 Industrials 4.38%
5 Energy 4.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JOBY icon
1101
Joby Aviation
JOBY
$6.82B
$84.3K ﹤0.01%
16,525
– –
MQ icon
1102
Marqeta
MQ
$1.8B
$80.3K ﹤0.01%
3,664
-303
-8% -$6.67K
LEO
1103
BNY Mellon Strategic Municipals
LEO
$387M
$77.9K ﹤0.01%
+12,728
New +$76.2K
GERN icon
1104
Geron
GERN
$911M
$75K ﹤0.01%
+17,696
New +$69K
DHY
1105
Credit Suisse High Yield Credit Fund
DHY
$238M
$72.7K ﹤0.01%
+36,009
New +$73.3K
AG icon
1106
First Majestic Silver
AG
$8.05B
$66.1K ﹤0.01%
11,170
-2,480
-18% -$17.2K
SOUN icon
1107
SoundHound AI
SOUN
$2.68B
$62.1K ﹤0.01%
15,732
-4,869
-24% -$22.6K
NAT icon
1108
Nordic American Tanker
NAT
$1.37B
$56.5K ﹤0.01%
14,204
-1,077
-7% -$4.33K
MPT
1109
Medical Properties Trust
MPT
$2.89B
$55.1K ﹤0.01%
12,793
-252
-2% -$1.21K
POWW icon
1110
Outdoor Holding Co
POWW
$239M
$54.9K ﹤0.01%
32,680
+3,900
+14% +$9.39K
BLUE
1111
DELISTED
bluebird bio
BLUE
$54.1K ﹤0.01%
2,748
+673
+32% +$13.5K
PSQH icon
1112
PSQ Holdings
PSQH
$11.2M
$53K ﹤0.01%
+937
New +$55.1K
ABTC
1113
American Bitcoin Corp
ABTC
$418M
$50.2K ﹤0.01%
563
– –
INZY
1114
DELISTED
Inozyme Pharma
INZY
$49.8K ﹤0.01%
+11,155
New +$54.1K
MRNS
1115
DELISTED
Marinus Pharmaceuticals, Inc
MRNS
$48.1K ﹤0.01%
+41,144
New +$103K
PLUG icon
1116
Plug Power
PLUG
$2.92B
$46.9K ﹤0.01%
20,118
+1,550
+8% +$4.44K
FLG
1117
Flagstar Bank National Association
FLG
$5.77B
$46.5K ﹤0.01%
+4,809
New +$46.5K
SIRI icon
1118
SiriusXM
SIRI
$10B
$44.8K ﹤0.01%
1,583
– –
LCID icon
1119
Lucid Motors
LCID
$2.46B
$41.2K ﹤0.01%
1,577
+120
+8% +$3.2K
TLRY icon
1120
Tilray
TLRY
$479M
$39.8K ﹤0.01%
2,398
+740
+45% +$14.2K
JBIO
1121
Jade Biosciences
JBIO
$1.22B
$39.7K ﹤0.01%
+683
New +$453K
NKTR icon
1122
Nektar Therapeutics
NKTR
$2.39B
$36.3K ﹤0.01%
+1,950
New +$41.1K
CXDO icon
1123
Crexendo
CXDO
$215M
$31.4K ﹤0.01%
+10,000
New +$38.9K
LAZR
1124
DELISTED
Luminar Technologies
LAZR
$29.7K ﹤0.01%
1,329
-45
-3% -$1.07K
ALTO icon
1125
Alto Ingredients
ALTO
$360M
$21.2K ﹤0.01%
+14,700
New +$25.4K
43 44
45
46 47

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q2 2024 Portfolio in Review

As of Q2 2024, Prospera Financial Services held 1,201 positions worth $3.6B, up 7.1% from $3.36B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Prospera Financial Services deployed $164M of net new capital in Q2 2024, opening 110 new positions and adding to 529 existing holdings. Its largest new stake was RLI Corp: 161,750 shares worth $11.4M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Enhanced Short Maturity ETF, an estimated $23.4M trimmed.

  • Prospera Financial Services's largest Q2 2024 buy was RLI Corp: 161,750 shares worth $11.4M.
  • Prospera Financial Services added most to Caterpillar in Q2 2024, an estimated $18.6M increase.
  • Prospera Financial Services's biggest Q2 2024 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $23.4M.
  • Prospera Financial Services fully exited FT Vest US Small Cap Moderate Buffer ETF November in Q2 2024, selling an estimated $5.57M.
  • Prospera Financial Services's ten largest holdings make up 20% of its $3.6B portfolio in Q2 2024.
  • Prospera Financial Services opened 110 new positions and closed 67 in Q2 2024.
  • Prospera Financial Services's portfolio value rose 7.1% quarter-over-quarter to $3.6B.

Based on Prospera Financial Services's 13F filing for Q2 2024, filed 13 Aug 2024.