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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-0.25%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$2.01B
AUM Growth
+$12.5M
Cap. Flow
+$31.2M
Cap. Flow %
1.56%
Top 10 Hldgs %
24.22%
Holding
867
New
78
Increased
385
Reduced
279
Closed
74

Top Buys

Rank Stock Value
1
FIS icon
Fidelity National Information Services
FIS
+$6.93M
2
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$6.4M
3
IYJ icon
iShares US Industrials ETF
IYJ
+$4.7M
4
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$4.69M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$4.22M

Top Sells

Rank Stock Value
1
MCK icon
McKesson
MCK
+$6.6M
2
IBND icon
State Street SPDR Bloomberg International Corporate Bond ETF
IBND
+$6.21M
3
JCI icon
Johnson Controls International
JCI
+$5.71M
4
IYE icon
iShares US Energy ETF
IYE
+$4.55M
5
PRGO icon
Perrigo
PRGO
+$3.94M

Sector Composition

Rank Sector Weight
1 Technology 15.35%
2 Financials 8.53%
3 Consumer Discretionary 5.81%
4 Industrials 5.22%
5 Healthcare 5.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMD icon
76
Advanced Micro Devices
AMD
$851B
$5.87M 0.29%
57,007
-4,594
-7% -$470K
SYF icon
77
Synchrony
SYF
$23.7B
$5.84M 0.29%
119,386
-14,940
-11% -$726K
V icon
78
Visa
V
$677B
$5.8M 0.29%
26,027
+225
+0.9% +$52.8K
ACN icon
79
Accenture
ACN
$89.9B
$5.78M 0.29%
18,063
+1,792
+11% +$583K
ALGN icon
80
Align Technology
ALGN
$12B
$5.74M 0.29%
8,622
+116
+1% +$78.8K
SWK icon
81
Stanley Black & Decker
SWK
$14.2B
$5.73M 0.29%
32,700
+8,059
+33% +$1.57M
FSK icon
82
FS KKR Capital
FSK
$2.98B
$5.65M 0.28%
256,293
-3,324
-1% -$73.3K
BIV icon
83
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
$5.64M 0.28%
62,983
-1,678
-3% -$152K
IYW icon
84
iShares US Technology ETF
IYW
$23.7B
$5.63M 0.28%
55,591
-34,000
-38% -$3.55M
CVX icon
85
Chevron
CVX
$388B
$5.6M 0.28%
55,207
-104
-0.2% -$10.4K
T icon
86
AT&T
T
$165B
$5.57M 0.28%
272,806
+11,487
+4% +$241K
VTV icon
87
Vanguard Value ETF
VTV
$189B
$5.49M 0.27%
40,549
+5,817
+17% +$810K
NFLX icon
88
Netflix
NFLX
$292B
$5.48M 0.27%
89,810
+38,480
+75% +$2.12M
FVC icon
89
First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC
$104M
$5.47M 0.27%
155,739
+4,351
+3% +$158K
EEFT icon
90
Euronet Worldwide
EEFT
$3.02B
$5.45M 0.27%
42,815
-1,560
-4% -$207K
VCIT icon
91
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.1B
$5.21M 0.26%
55,199
+5,552
+11% +$530K
CAT icon
92
Caterpillar
CAT
$409B
$5.15M 0.26%
26,806
-1,865
-7% -$388K
AVGO icon
93
Broadcom
AVGO
$1.82T
$5.14M 0.26%
105,950
-1,540
-1% -$74.9K
PYPL icon
94
PayPal
PYPL
$49.5B
$5.11M 0.25%
19,631
-2,606
-12% -$739K
ARVL
95
DELISTED
Arrival Ordinary Shares
ARVL
$4.92M 0.25%
7,483
+1,180
+19% +$754K
ADI icon
96
Analog Devices
ADI
$181B
$4.82M 0.24%
28,795
+538
+2% +$90.2K
LHX icon
97
L3Harris
LHX
$55.9B
$4.8M 0.24%
21,797
+532
+3% +$121K
FXR icon
98
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$732M
$4.74M 0.24%
82,705
+2,550
+3% +$152K
MDY icon
99
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27B
$4.74M 0.24%
9,853
-47
-0.5% -$23.1K
VZ icon
100
Verizon
VZ
$194B
$4.74M 0.24%
87,701
+1,567
+2% +$86.7K
2 3
4
5 6

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AG
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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
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CIA
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PS
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PFA
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RBI
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Prospera Financial Services's Q3 2021 Portfolio in Review

As of Q3 2021, Prospera Financial Services held 867 positions worth $2.01B, up 0.63% from $1.99B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Prospera Financial Services's Q3 2021 filing shows 78 new, 385 increased, 279 reduced and 74 closed positions. Its largest new stake was Carlyle Group: 86,444 shares worth $4.09M. The largest sale was McKesson, an estimated $6.6M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 15% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Prospera Financial Services's largest Q3 2021 buy was Carlyle Group: 86,444 shares worth $4.09M.
  • Prospera Financial Services added most to Fidelity National Information Services in Q3 2021, an estimated $6.93M increase.
  • Prospera Financial Services's biggest Q3 2021 reduction was McKesson, cutting an estimated $6.6M.
  • Prospera Financial Services fully exited State Street SPDR Bloomberg International Corporate Bond ETF in Q3 2021, selling an estimated $6.21M.
  • Prospera Financial Services's ten largest holdings make up 24% of its $2.01B portfolio in Q3 2021.
  • Prospera Financial Services opened 78 new positions and closed 74 in Q3 2021.
  • Prospera Financial Services's portfolio value rose 0.63% quarter-over-quarter to $2.01B.

Based on Prospera Financial Services's 13F filing for Q3 2021, filed 12 Nov 2021.