We are live on ! Find out more
PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+6.17%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$1.69B
AUM Growth
+$234M
Cap. Flow
+$164M
Cap. Flow %
9.75%
Top 10 Hldgs %
25.19%
Holding
789
New
121
Increased
355
Reduced
238
Closed
46

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$8.15M
2
MSFT icon
Microsoft
MSFT
+$5.91M
3
CIBR icon
First Trust NASDAQ Cybersecurity ETF
CIBR
+$5.84M
4
PSK icon
State Street SPDR ICE Preferred Securities ETF
PSK
+$5.72M
5
WIP icon
State Street SPDR FTSE International Government Inflation-Protected Bond ETF
WIP
+$5.66M

Top Sells

Rank Stock Value
1
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$32.6M
2
BX icon
Blackstone
BX
+$5.05M
3
FSKR
FS KKR Capital Corp. II
FSKR
+$3.45M
4
MO icon
Altria Group
MO
+$3.21M
5
IYH icon
iShares US Healthcare ETF
IYH
+$2.74M

Sector Composition

Rank Sector Weight
1 Technology 13.94%
2 Financials 7.12%
3 Consumer Discretionary 6.25%
4 Industrials 5.24%
5 Healthcare 5.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CAT icon
76
Caterpillar
CAT
$393B
$4.71M 0.28%
20,315
-616
-3% -$128K
MDY icon
77
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.7B
$4.67M 0.28%
9,799
+40
+0.4% +$18.2K
VZ icon
78
Verizon
VZ
$199B
$4.61M 0.27%
79,277
+853
+1% +$48.1K
ACN icon
79
Accenture
ACN
$95.7B
$4.61M 0.27%
16,664
-210
-1% -$54.3K
FXR icon
80
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$735M
$4.56M 0.27%
80,524
-19,359
-19% -$1.03M
ATVI
81
DELISTED
Activision Blizzard
ATVI
$4.47M 0.27%
48,080
+1,117
+2% +$105K
DIA icon
82
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.4B
$4.35M 0.26%
13,167
+9,801
+291% +$3.09M
ADI icon
83
Analog Devices
ADI
$178B
$4.34M 0.26%
28,016
-95
-0.3% -$14.6K
CMCSA icon
84
Comcast
CMCSA
$82.3B
$4.28M 0.25%
79,058
+1,378
+2% +$72.8K
VCIT icon
85
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.2B
$4.25M 0.25%
45,647
+13,505
+42% +$1.28M
LHX icon
86
L3Harris
LHX
$56.6B
$4.23M 0.25%
20,859
+1,609
+8% +$302K
NXPI icon
87
NXP Semiconductors
NXPI
$66.5B
$4.23M 0.25%
20,979
+576
+3% +$105K
FXD icon
88
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$269M
$4.22M 0.25%
72,575
+12,402
+21% +$697K
RTX icon
89
RTX Corp
RTX
$295B
$4.2M 0.25%
54,304
+9,970
+22% +$728K
ITW icon
90
Illinois Tool Works
ITW
$81.9B
$4.16M 0.25%
18,756
+223
+1% +$46.3K
FIXD icon
91
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.23B
$4.13M 0.25%
78,179
+39,990
+105% +$2.15M
INTC icon
92
Intel
INTC
$452B
$4.08M 0.24%
63,822
+10,517
+20% +$627K
ZBH icon
93
Zimmer Biomet
ZBH
$18B
$4.07M 0.24%
26,188
-1,927
-7% -$298K
ALGN icon
94
Align Technology
ALGN
$12.1B
$4.06M 0.24%
7,491
+1,876
+33% +$1.04M
DOCU
95
DocuSign
DOCU
$10.3B
$4.03M 0.24%
19,899
+16,250
+445% +$3.77M
PIZ icon
96
Invesco Dorsey Wright Developed Markets Momentum ETF
PIZ
$723M
$4M 0.24%
117,861
+5,871
+5% +$200K
LMBS icon
97
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.35B
$4M 0.24%
78,361
-15,116
-16% -$777K
SBUX icon
98
Starbucks
SBUX
$119B
$3.99M 0.24%
36,478
-1,310
-3% -$138K
DIS icon
99
Walt Disney
DIS
$168B
$3.93M 0.23%
21,273
+3,069
+17% +$566K
MRK icon
100
Merck
MRK
$324B
$3.88M 0.23%
52,793
+179
+0.3% +$13.2K
2 3
4
5 6

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q1 2021 Portfolio in Review

As of Q1 2021, Prospera Financial Services held 789 positions worth $1.69B, up 16% from $1.45B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Prospera Financial Services deployed $164M of net new capital in Q1 2021, opening 121 new positions and adding to 355 existing holdings. Its largest new stake was State Street SPDR FTSE International Government Inflation-Protected Bond ETF: 98,733 shares worth $5.48M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 14% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Blackstone, an estimated $5.05M trimmed.

  • Prospera Financial Services's largest Q1 2021 buy was State Street SPDR FTSE International Government Inflation-Protected Bond ETF: 98,733 shares worth $5.48M.
  • Prospera Financial Services added most to Apple in Q1 2021, an estimated $8.15M increase.
  • Prospera Financial Services's biggest Q1 2021 reduction was Blackstone, cutting an estimated $5.05M.
  • Prospera Financial Services fully exited SPDR Dorsey Wright Fixed Income Allocation ETF in Q1 2021, selling an estimated $32.6M.
  • Prospera Financial Services's ten largest holdings make up 25% of its $1.69B portfolio in Q1 2021.
  • Prospera Financial Services opened 121 new positions and closed 46 in Q1 2021.
  • Prospera Financial Services's portfolio value rose 16% quarter-over-quarter to $1.69B.

Based on Prospera Financial Services's 13F filing for Q1 2021, filed 6 May 2021.