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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-13.11%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$942M
AUM Growth
-$356M
Cap. Flow
-$167M
Cap. Flow %
-17.72%
Top 10 Hldgs %
30.97%
Holding
651
New
56
Increased
213
Reduced
222
Closed
142

Top Buys

Rank Stock Value
1
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$29.8M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$20.5M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$11.8M
4
AMD icon
Advanced Micro Devices
AMD
+$5.54M
5
USO icon
United States Oil Fund
USO
+$4.9M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$74M
2
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$26.4M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$25.5M
4
VMC icon
Vulcan Materials
VMC
+$6.18M
5
DHR icon
Danaher
DHR
+$4.96M

Sector Composition

Rank Sector Weight
1 Technology 10.54%
2 Financials 7.17%
3 Healthcare 6.32%
4 Consumer Staples 4.89%
5 Consumer Discretionary 4.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CIBR icon
76
First Trust NASDAQ Cybersecurity ETF
CIBR
$14B
$2.71M 0.29%
105,146
+5,954
+6% +$175K
IJR icon
77
iShares Core S&P Small-Cap ETF
IJR
$110B
$2.7M 0.29%
48,076
-502
-1% -$37.4K
RFFC icon
78
ALPS Active Equity Opportunity ETF
RFFC
$29.6M
$2.65M 0.28%
99,920
-18,189
-15% -$600K
IDU icon
79
iShares US Utilities ETF
IDU
$1.39B
$2.63M 0.28%
38,134
-14,152
-27% -$1.13M
ITW icon
80
Illinois Tool Works
ITW
$84.9B
$2.6M 0.28%
18,282
+2,244
+14% +$381K
NVDA icon
81
NVIDIA
NVDA
$4.77T
$2.59M 0.28%
393,360
+20,520
+6% +$129K
GMED icon
82
Globus Medical
GMED
$10.9B
$2.58M 0.27%
60,755
– –
VONG icon
83
Vanguard Russell 1000 Growth ETF
VONG
$42.1B
$2.58M 0.27%
66,676
+1,984
+3% +$87.9K
IYC icon
84
iShares US Consumer Discretionary ETF
IYC
$1.16B
$2.54M 0.27%
57,232
-14,548
-20% -$778K
META icon
85
Meta Platforms (Facebook)
META
$1.51T
$2.53M 0.27%
15,146
-641
-4% -$125K
APD icon
86
Air Products & Chemicals
APD
$65.2B
$2.49M 0.26%
12,489
-9,779
-44% -$2.23M
BSJL
87
DELISTED
Invesco BulletShares 2021 High Yield Corporate Bond ETF
BSJL
$2.48M 0.26%
112,237
+4,332
+4% +$103K
XLK icon
88
State Street Technology Select Sector SPDR ETF
XLK
$112B
$2.47M 0.26%
61,562
-26,252
-30% -$1.2M
FPE icon
89
First Trust Preferred Securities and Income ETF
FPE
$6.33B
$2.46M 0.26%
150,151
-4,945
-3% -$94.9K
ADI icon
90
Analog Devices
ADI
$178B
$2.46M 0.26%
27,443
-21,783
-44% -$2.38M
GOOGL icon
91
Alphabet (Google) Class A
GOOGL
$4.08T
$2.46M 0.26%
42,320
+1,400
+3% +$94.9K
UNH icon
92
UnitedHealth
UNH
$389B
$2.45M 0.26%
9,822
+1,963
+25% +$540K
XOM icon
93
ExxonMobil
XOM
$634B
$2.43M 0.26%
63,934
+14,562
+29% +$804K
CAT icon
94
Caterpillar
CAT
$387B
$2.37M 0.25%
20,414
+2,943
+17% +$376K
ES icon
95
Eversource Energy
ES
$28.4B
$2.35M 0.25%
30,102
+3,661
+14% +$321K
ADP icon
96
Automatic Data Processing
ADP
$106B
$2.35M 0.25%
17,213
+3,227
+23% +$520K
RTX icon
97
RTX Corp
RTX
$295B
$2.33M 0.25%
39,290
+2,710
+7% +$229K
BAC icon
98
Bank of America
BAC
$439B
$2.31M 0.25%
108,902
+15,026
+16% +$450K
GBIL icon
99
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
$7.64B
$2.31M 0.25%
22,928
+17,569
+328% +$1.76M
PLD icon
100
Prologis
PLD
$137B
$2.27M 0.24%
28,248
-20,865
-42% -$1.82M
2 3
4
5 6

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AG
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AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q1 2020 Portfolio in Review

As of Q1 2020, Prospera Financial Services held 651 positions worth $942M, down 27% from $1.3B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Prospera Financial Services withdrew a net $167M in Q1 2020, closing 142 positions and reducing 222 holdings. Its most notable exit was Vulcan Materials, an estimated $6.18M position sold in full.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 9.7% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Prospera Financial Services opened a new position in United States Oil Fund worth $2.14M.

  • Prospera Financial Services's largest Q1 2020 buy was United States Oil Fund: 63,650 shares worth $2.14M.
  • Prospera Financial Services added most to SPDR Dorsey Wright Fixed Income Allocation ETF in Q1 2020, an estimated $29.8M increase.
  • Prospera Financial Services's biggest Q1 2020 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $74M.
  • Prospera Financial Services fully exited Vulcan Materials in Q1 2020, selling an estimated $6.18M.
  • Prospera Financial Services's ten largest holdings make up 31% of its $942M portfolio in Q1 2020.
  • Prospera Financial Services opened 56 new positions and closed 142 in Q1 2020.
  • Prospera Financial Services's portfolio value fell 27% quarter-over-quarter to $942M.

Based on Prospera Financial Services's 13F filing for Q1 2020, filed 15 May 2020.