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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-2.85%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$2.59B
AUM Growth
-$26.7M
Cap. Flow
+$66.7M
Cap. Flow %
2.58%
Top 10 Hldgs %
19.41%
Holding
1,082
New
78
Increased
496
Reduced
373
Closed
76

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$9.66M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$9.18M
3
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$8.8M
4
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$7.69M
5
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$6.11M

Top Sells

Rank Stock Value
1
IFV icon
First Trust Dorsey Wright International Focus 5 ETF
IFV
+$19.3M
2
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$12.1M
3
PIZ icon
Invesco Dorsey Wright Developed Markets Momentum ETF
PIZ
+$9.54M
4
PIE icon
Invesco Dorsey Wright Emerging Markets Momentum ETF
PIE
+$9.45M
5
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$7.73M

Sector Composition

Rank Sector Weight
1 Technology 13.76%
2 Financials 6.88%
3 Healthcare 5.36%
4 Industrials 4.66%
5 Consumer Staples 4.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FMHI icon
951
First Trust Municipal High Income ETF
FMHI
$990M
$200K 0.01%
4,444
+19
+0.4% +$885
EFR
952
Eaton Vance Senior Floating-Rate Fund
EFR
$314M
$200K 0.01%
16,535
-1,089
-6% -$13.1K
CRUZ
953
DELISTED
Defiance Hotel, Airline, and Cruise ETF
CRUZ
$200K 0.01%
10,691
-225
-2% -$4.62K
HAIN icon
954
Hain Celestial
HAIN
$46M
$197K 0.01%
19,041
– –
OXLC
955
Oxford Lane Capital
OXLC
$824M
$196K 0.01%
7,864
+354
+5% +$9.12K
PNTG icon
956
Pennant Group
PNTG
$1.44B
$187K 0.01%
16,806
– –
RMI
957
RiverNorth Opportunistic Municipal Income Fund
RMI
$97.7M
$184K 0.01%
12,832
+230
+2% +$3.67K
VFC icon
958
VF Corp
VFC
$6.72B
$177K 0.01%
10,035
-1,614
-14% -$30.7K
CCL icon
959
Carnival Corporation Ltd
CCL
$37.1B
$174K 0.01%
12,670
+1,091
+9% +$18.1K
PDT
960
John Hancock Premium Dividend Fund
PDT
$637M
$170K 0.01%
17,664
– –
PMF
961
DELISTED
PIMCO Municipal Income Fund
PMF
$168K 0.01%
20,000
– –
HBAN icon
962
Huntington Bancshares
HBAN
$34.7B
$165K 0.01%
15,898
-35
-0.2% -$393
USA icon
963
Liberty All-Star Equity Fund
USA
$1.76B
$152K 0.01%
25,595
-1,327
-5% -$8.43K
RITM icon
964
Rithm Capital
RITM
$5.15B
$140K 0.01%
15,073
-8,774
-37% -$86.5K
CREX icon
965
Creative Realities
CREX
$40.7M
$138K 0.01%
88,901
– –
FSR
966
DELISTED
Fisker Inc.
FSR
$137K 0.01%
21,410
+3,610
+20% +$22K
VVR icon
967
Invesco Senior Income Trust
VVR
$456M
$133K 0.01%
34,000
– –
FEI
968
DELISTED
FIRST TRUST MLP AND ENERGY INCOME FUND
FEI
$131K 0.01%
16,573
+757
+5% +$6.07K
PLUG icon
969
Plug Power
PLUG
$2.87B
$123K ﹤0.01%
16,165
-1,418
-8% -$13.9K
RIOT icon
970
Riot Platforms
RIOT
$8.31B
$121K ﹤0.01%
13,021
+1,100
+9% +$15.1K
NAD icon
971
Nuveen Quality Municipal Income Fund
NAD
$2.72B
$115K ﹤0.01%
11,313
+37
+0.3% +$403
JPS
972
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$110K ﹤0.01%
17,796
+56
+0.3% +$356
CNCR
973
DELISTED
ETF Series Solutions Trust Range Cancer Therapeutics ETF
CNCR
$110K ﹤0.01%
10,000
– –
OIA icon
974
Invesco Municipal Income Opportunities Trust
OIA
$293M
$104K ﹤0.01%
17,940
+4,164
+30% +$25.8K
STEM icon
975
Stem
STEM
$50M
$102K ﹤0.01%
1,203
-35
-3% -$4K
37 38
39
40 41

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2023 Portfolio in Review

As of Q3 2023, Prospera Financial Services held 1,082 positions worth $2.59B, down 1% from $2.61B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Prospera Financial Services's Q3 2023 filing shows 78 new, 496 increased, 373 reduced and 76 closed positions. Its largest new stake was Vale: 339,367 shares worth $4.55M. The largest sale was First Trust Dorsey Wright International Focus 5 ETF, an estimated $19.3M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 15% a quarter earlier, followed by Financials and Healthcare.

  • Prospera Financial Services's largest Q3 2023 buy was Vale: 339,367 shares worth $4.55M.
  • Prospera Financial Services added most to iShares Core S&P 500 ETF in Q3 2023, an estimated $9.66M increase.
  • Prospera Financial Services's biggest Q3 2023 reduction was First Trust Dorsey Wright International Focus 5 ETF, cutting an estimated $19.3M.
  • Prospera Financial Services fully exited State Street SPDR FTSE International Government Inflation-Protected Bond ETF in Q3 2023, selling an estimated $6.03M.
  • Prospera Financial Services's ten largest holdings make up 19% of its $2.59B portfolio in Q3 2023.
  • Prospera Financial Services opened 78 new positions and closed 76 in Q3 2023.
  • Prospera Financial Services's portfolio value fell 1% quarter-over-quarter to $2.59B.

Based on Prospera Financial Services's 13F filing for Q3 2023, filed 13 Nov 2023.