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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+9.22%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$5.86B
AUM Growth
+$495M
Cap. Flow
+$94.6M
Cap. Flow %
1.61%
Top 10 Hldgs %
19.02%
Holding
1,408
New
95
Increased
664
Reduced
532
Closed
56

Top Buys

Rank Stock Value
1
NVDA icon
NVIDIA
NVDA
+$16.3M
2
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$7.53M
3
WCMI
First Trust WCM International Equity ETF
WCMI
+$6.68M
4
WM icon
Waste Management
WM
+$6.19M
5
ZS icon
Zscaler
ZS
+$6.15M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$9.71M
2
MSTR icon
Strategy Inc
MSTR
+$9.25M
3
IJT icon
iShares S&P Small-Cap 600 Growth ETF
IJT
+$8.27M
4
ISRG icon
Intuitive Surgical
ISRG
+$6.52M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$6.14M

Sector Composition

Rank Sector Weight
1 Technology 17.61%
2 Financials 8.32%
3 Industrials 5.96%
4 Consumer Discretionary 4.8%
5 Communication Services 4.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CHD icon
926
Church & Dwight Co
CHD
$23.6B
$510K 0.01%
5,816
+287
+5% +$26.9K
SCHA icon
927
Schwab U.S Small- Cap ETF
SCHA
$21.9B
$508K 0.01%
18,202
+521
+3% +$13.9K
SPYM
928
State Street SPDR Portfolio S&P 500 ETF
SPYM
$158B
$507K 0.01%
6,470
-795
-11% -$60K
QDF icon
929
FlexShares Quality Dividend Index Fund
QDF
$2.22B
$507K 0.01%
6,381
-52
-0.8% -$3.98K
SOXQ icon
930
Invesco PHLX Semiconductor ETF
SOXQ
$2.15B
$506K 0.01%
10,096
+999
+11% +$45.7K
DFIC icon
931
Dimensional International Core Equity 2 ETF
DFIC
$14.5B
$502K 0.01%
15,300
+3,253
+27% +$104K
SIVR icon
932
abrdn Physical Silver Shares ETF
SIVR
$3.95B
$501K 0.01%
11,259
+1,564
+16% +$58.9K
TRMB icon
933
Trimble
TRMB
$13.6B
$500K 0.01%
6,129
+49
+0.8% +$4K
RIG icon
934
Transocean
RIG
$5.43B
$500K 0.01%
160,275
-1,065
-0.7% -$3.21K
HWC icon
935
Hancock Whitney
HWC
$6.21B
$499K 0.01%
7,976
-150
-2% -$9.19K
ILMN icon
936
Illumina
ILMN
$29.3B
$497K 0.01%
5,237
-371
-7% -$36.8K
KBH icon
937
KB Home
KBH
$3.5B
$496K 0.01%
7,790
-40
-0.5% -$2.42K
VT icon
938
Vanguard Total World Stock ETF
VT
$75.7B
$494K 0.01%
3,587
-2,655
-43% -$353K
HAL icon
939
Halliburton
HAL
$26.1B
$494K 0.01%
20,071
+5,648
+39% +$125K
OLLI icon
940
Ollie's Bargain Outlet
OLLI
$4.24B
$494K 0.01%
3,845
-49
-1% -$6.5K
MMU
941
Western Asset Managed Municipals Fund
MMU
$551M
$493K 0.01%
47,724
-10,084
-17% -$101K
GVIP icon
942
Goldman Sachs Hedge Industry VIP ETF
GVIP
$536M
$491K 0.01%
3,203
-73
-2% -$10.5K
BUFD icon
943
FT Vest Fund of Deep Buffer ETFs
BUFD
$1.93B
$491K 0.01%
17,752
+9,826
+124% +$266K
KKR icon
944
KKR & Co
KKR
$89.8B
$490K 0.01%
3,772
-60
-2% -$8.52K
FAUG icon
945
FT Vest US Equity Buffer ETF August
FAUG
$1.18B
$485K 0.01%
9,340
+600
+7% +$30.3K
JMHI icon
946
JPMorgan High Yield Municipal ETF
JMHI
$278M
$485K 0.01%
+9,592
New +$475K
AES icon
947
AES
AES
$10.6B
$484K 0.01%
36,795
+1,905
+5% +$24.7K
YSEP icon
948
FT Vest International Equity Buffer ETF September
YSEP
$119M
$484K 0.01%
18,988
– –
RMI
949
RiverNorth Opportunistic Municipal Income Fund
RMI
$96.3M
$483K 0.01%
33,053
-653
-2% -$9.25K
PWV icon
950
Invesco Large Cap Value ETF
PWV
$1.69B
$482K 0.01%
7,398
-178
-2% -$11.3K
36 37
38
39 40

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2025 Portfolio in Review

As of Q3 2025, Prospera Financial Services held 1,408 positions worth $5.86B, up 9.2% from $5.37B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Prospera Financial Services's Q3 2025 filing shows 95 new, 664 increased, 532 reduced and 56 closed positions. Its largest new stake was First Trust WCM International Equity ETF: 420,351 shares worth $7.09M. The largest sale was iShares Core S&P 500 ETF, an estimated $9.71M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 16% a quarter earlier, followed by Financials and Industrials.

  • Prospera Financial Services's largest Q3 2025 buy was First Trust WCM International Equity ETF: 420,351 shares worth $7.09M.
  • Prospera Financial Services added most to NVIDIA in Q3 2025, an estimated $16.3M increase.
  • Prospera Financial Services's biggest Q3 2025 reduction was iShares Core S&P 500 ETF, cutting an estimated $9.71M.
  • Prospera Financial Services fully exited State Street SPDR S&P 400 Mid Cap Growth ETF in Q3 2025, selling an estimated $5.48M.
  • Prospera Financial Services's ten largest holdings make up 19% of its $5.86B portfolio in Q3 2025.
  • Prospera Financial Services opened 95 new positions and closed 56 in Q3 2025.
  • Prospera Financial Services's portfolio value rose 9.2% quarter-over-quarter to $5.86B.

Based on Prospera Financial Services's 13F filing for Q3 2025, filed 6 Nov 2025.