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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+6.67%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$2.43B
AUM Growth
+$437M
Cap. Flow
+$347M
Cap. Flow %
14.27%
Top 10 Hldgs %
19.03%
Holding
1,015
New
124
Increased
497
Reduced
296
Closed
58

Top Buys

Rank Stock Value
1
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$11.4M
2
MSFT icon
Microsoft
MSFT
+$11.3M
3
AAPL icon
Apple
AAPL
+$10.6M
4
VUG icon
Vanguard Growth ETF
VUG
+$8.69M
5
IYJ icon
iShares US Industrials ETF
IYJ
+$8.05M

Top Sells

Rank Stock Value
1
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$7.35M
2
SRLN icon
State Street Blackstone Senior Loan ETF
SRLN
+$7.23M
3
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$7.1M
4
IYM icon
iShares US Basic Materials ETF
IYM
+$6.93M
5
MS icon
Morgan Stanley
MS
+$6.37M

Sector Composition

Rank Sector Weight
1 Technology 13.49%
2 Financials 6.31%
3 Healthcare 5.94%
4 Consumer Discretionary 4.77%
5 Industrials 4.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STEW
851
SRH Total Return Fund
STEW
$1.79B
$242K 0.01%
19,726
– –
PNTG icon
852
Pennant Group
PNTG
$1.45B
$240K 0.01%
16,806
– –
PH icon
853
Parker-Hannifin
PH
$125B
$238K 0.01%
704
+11
+2% +$3.64K
KKR icon
854
KKR & Co
KKR
$91B
$238K 0.01%
4,535
+1
+0% +$54
SCHF icon
855
Schwab International Equity ETF
SCHF
$65.4B
$238K 0.01%
+13,668
New +$234K
VIS icon
856
Vanguard Industrials ETF
VIS
$8.17B
$238K 0.01%
1,243
+46
+4% +$8.74K
JD icon
857
JD.com
JD
$43B
$237K 0.01%
5,391
-5
-0.1% -$258
WRB icon
858
W.R. Berkley
WRB
$28.5B
$236K 0.01%
5,664
+1,057
+23% +$47.3K
ZM icon
859
Zoom
ZM
$26.9B
$235K 0.01%
3,187
+39
+1% +$2.81K
OTIS icon
860
Otis Worldwide
OTIS
$28.3B
$235K 0.01%
2,775
-77
-3% -$6.37K
ISCG icon
861
iShares Morningstar Small-Cap Growth ETF
ISCG
$965M
$234K 0.01%
5,997
+23
+0.4% +$895
KRE icon
862
State Street SPDR S&P Regional Banking ETF
KRE
$4.53B
$233K 0.01%
+5,322
New +$302K
PDT
863
John Hancock Premium Dividend Fund
PDT
$637M
$233K 0.01%
18,842
– –
TER icon
864
Teradyne
TER
$48.2B
$233K 0.01%
+2,156
New +$220K
ARCC icon
865
Ares Capital
ARCC
$13.7B
$232K 0.01%
+12,721
New +$240K
RWL icon
866
Invesco S&P 500 Revenue ETF
RWL
$9.64B
$232K 0.01%
3,053
+52
+2% +$3.95K
MRVL icon
867
Marvell Technology
MRVL
$157B
$231K 0.01%
+5,344
New +$225K
IWY icon
868
iShares Russell Top 200 Growth ETF
IWY
$15.5B
$231K 0.01%
1,663
-701
-30% -$91K
ADM icon
869
Archer Daniels Midland
ADM
$40.6B
$231K 0.01%
+2,899
New +$237K
EXAS
870
DELISTED
Exact Sciences
EXAS
$230K 0.01%
+3,391
New +$218K
TFI icon
871
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.06B
$230K 0.01%
4,910
– –
FLO icon
872
Flowers Foods
FLO
$1.66B
$229K 0.01%
+8,372
New +$231K
UFOX
873
Defiance Space and Connective Tech ETF
UFOX
$818M
$228K 0.01%
6,946
-1,343
-16% -$43K
BALL icon
874
Ball Corp
BALL
$17.8B
$226K 0.01%
+4,103
New +$228K
FNK icon
875
First Trust Mid Cap Value AlphaDEX Fund
FNK
$231M
$225K 0.01%
+5,161
New +$236K
33 34
35
36 37

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q1 2023 Portfolio in Review

As of Q1 2023, Prospera Financial Services held 1,015 positions worth $2.43B, up 22% from $2B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Prospera Financial Services deployed $347M of net new capital in Q1 2023, opening 124 new positions and adding to 497 existing holdings. Its largest new stake was State Street SPDR Bloomberg Emerging Markets Local Bond ETF: 362,126 shares worth $7.68M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 11% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P Biotech ETF, an estimated $7.35M trimmed.

  • Prospera Financial Services's largest Q1 2023 buy was State Street SPDR Bloomberg Emerging Markets Local Bond ETF: 362,126 shares worth $7.68M.
  • Prospera Financial Services added most to State Street SPDR S&P MIDCAP 400 ETF Trust in Q1 2023, an estimated $11.4M increase.
  • Prospera Financial Services's biggest Q1 2023 reduction was State Street SPDR S&P Biotech ETF, cutting an estimated $7.35M.
  • Prospera Financial Services fully exited iShares US Basic Materials ETF in Q1 2023, selling an estimated $6.93M.
  • Prospera Financial Services's ten largest holdings make up 19% of its $2.43B portfolio in Q1 2023.
  • Prospera Financial Services opened 124 new positions and closed 58 in Q1 2023.
  • Prospera Financial Services's portfolio value rose 22% quarter-over-quarter to $2.43B.

Based on Prospera Financial Services's 13F filing for Q1 2023, filed 12 May 2023.