Prospera Financial Services’s First Trust Mid Cap Value AlphaDEX Fund FNK Stock Holding History

Prospera Financial Services’s Portfolio FNK Stock Details FNK Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2024 Q3	–	Sell	-7,410	Closed	-$378K	–	1145
2024 Q2	$378K	Buy	+7,410	New	+$385K	0.01%	822
2023 Q3	–	Sell	-9,703	Closed	-$443K	–	1029
2023 Q2	$443K	Buy	9,703 +4,542	+88%	+$196K	0.02%	655
2023 Q1	$225K	Buy	+5,161	New	+$236K	0.01%	875
2022 Q2	–	Sell	-10,150	Closed	-$473K	–	1965
2022 Q1	$473K	Buy	+10,150	New	+$471K	0.02%	613

Other funds holding FNK

TIM

Total Investment Management Scottsdale, Arizona $858M AUM 9.96% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

GIA

Gladstone Institutional Advisory Palm Beach Gardens, Florida $2.7B AUM 23.82% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $38.8B AUM 21.88% 1-Year Est. Return

KWM

Kingsview Wealth Management Grants Pass, Oregon $7.33B AUM 16.07% 1-Year Est. Return

Prospera Financial Services's FNK Position: Q3 2024 in Review

Prospera Financial Services sold out of First Trust Mid Cap Value AlphaDEX Fund (FNK) in Q3 2024, closing a stake of 7,410 shares — an estimated $378K sold.

Prospera Financial Services first reported a position in FNK in Q1 2022 and held it in 4 quarters. The position peaked at $473K in Q1 2022. 59 funds tracked by Wall St. Rank hold FNK as of Q3 2024.

Prospera Financial Services reported no remaining First Trust Mid Cap Value AlphaDEX Fund position as of Q3 2024 after selling out during the quarter.
Prospera Financial Services sold 7,410 First Trust Mid Cap Value AlphaDEX Fund shares in Q3 2024, an estimated $378K.
Prospera Financial Services first reported a position in First Trust Mid Cap Value AlphaDEX Fund in Q1 2022 and held it in 4 quarters.
Prospera Financial Services's First Trust Mid Cap Value AlphaDEX Fund position peaked at $473K in Q1 2022.
59 funds tracked by Wall St. Rank held First Trust Mid Cap Value AlphaDEX Fund as of Q3 2024.

Based on Prospera Financial Services's 13F filing for Q3 2024, filed 7 Nov 2024.