LPL Financial
FNK icon

LPL Financial’s First Trust Mid Cap Value AlphaDEX Fund FNK Stock Holding History

LPL Financial’s Portfolio FNK Stock Details FNK Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		$7.85M Buy
137,586
+5,229
+4% +$306K ﹤0.01% 2209
2025
Q4 		$7.37M Buy
132,357
+1,210
+0.9% +$66.2K ﹤0.01% 2202
2025
Q3 		$7.25M Sell
131,147
-122,440
-48% -$6.66M ﹤0.01% 2170
2025
Q2 		$13.1M Sell
253,587
-1,347
-0.5% -$66.3K ﹤0.01% 1531
2025
Q1 		$12.9M Sell
254,934
-6,833
-3% -$362K 0.01% 1432
2024
Q4 		$14M Sell
261,767
-1,428
-0.5% -$78.5K 0.01% 1302
2024
Q3 		$14.3M Sell
263,195
-5,557
-2% -$295K 0.01% 1225
2024
Q2 		$13.7M Sell
268,752
-13,662
-5% -$709K 0.01% 1167
2024
Q1 		$15.3M Sell
282,414
-28,622
-9% -$1.45M 0.01% 1072
2023
Q4 		$15.9M Buy
311,036
+6,875
+2% +$314K 0.01% 981
2023
Q3 		$13.6M Sell
304,161
-27,562
-8% -$1.29M 0.01% 985
2023
Q2 		$15.2M Sell
331,723
-59,774
-15% -$2.58M 0.01% 914
2023
Q1 		$17.1M Buy
391,497
+15,661
+4% +$717K 0.01% 826
2022
Q4 		$16.1M Sell
375,836
-5,397
-1% -$230K 0.01% 807
2022
Q3 		$14.5M Buy
381,233
+12,767
+3% +$547K 0.01% 783
2022
Q2 		$15M Sell
368,466
-3,718
-1% -$164K 0.01% 761
2022
Q1 		$17.4M Buy
372,184
+184,808
+99% +$8.57M 0.01% 731
2021
Q4 		$8.83M Buy
187,376
+53,977
+40% +$2.51M 0.01% 1094
2021
Q3 		$5.91M Sell
133,399
-115,857
-46% -$5.19M 0.01% 1285
2021
Q2 		$11.1M Buy
249,256
+143,514
+136% +$6.47M 0.01% 847
2021
Q1 		$4.53M Buy
105,742
+50,254
+91% +$2M 0.01% 1298
2020
Q4 		$1.98M Buy
55,488
+21,695
+64% +$704K ﹤0.01% 1679
2020
Q3 		$930K Sell
33,793
-31,463
-48% -$890K ﹤0.01% 2009
2020
Q2 		$1.8M Sell
65,256
-14,019
-18% -$355K ﹤0.01% 1406
2020
Q1 		$1.67M Sell
79,275
-705
-0.9% -$21.7K ﹤0.01% 1304
2019
Q4 		$2.88M Sell
79,980
-4,632
-5% -$161K 0.01% 1127
2019
Q3 		$2.84M Sell
84,612
-978
-1% -$32.6K 0.01% 1047
2019
Q2 		$2.95M Sell
85,590
-1,234
-1% -$42.6K 0.01% 1027
2019
Q1 		$3M Buy
86,824
+4,928
+6% +$168K 0.01% 967
2018
Q4 		$2.49M Sell
81,896
-427
-0.5% -$14.4K 0.01% 966
2018
Q3 		$3.03M Buy
82,323
+758
+0.9% +$28K 0.01% 949
2018
Q2 		$2.94M Sell
81,565
-4,610
-5% -$164K 0.01% 933
2018
Q1 		$2.99M Buy
86,175
+2,798
+3% +$100K 0.01% 916
2017
Q4 		$3.02M Sell
83,377
-2,523
-3% -$88.6K 0.01% 855
2017
Q3 		$2.96M Sell
85,900
-9,292
-10% -$311K 0.01% 807
2017
Q2 		$3.18M Buy
95,192
+12,621
+15% +$417K 0.01% 725
2017
Q1 		$2.73M Buy
82,571
+22,680
+38% +$761K 0.02% 675
2016
Q4 		$1.99M Buy
59,891
+643
+1% +$20.1K 0.02% 801
2016
Q3 		$1.75M Buy
59,248
+8,293
+16% +$244K 0.02% 843
2016
Q2 		$1.41M Sell
50,955
-42,717
-46% -$1.21M 0.01% 949
2016
Q1 		$2.56M Sell
93,672
-3,502
-4% -$89.4K 0.01% 1048
2015
Q4 		$2.54M Buy
97,174
+54,616
+128% +$1.53M 0.01% 1024
2015
Q3 		$1.2M Sell
42,558
-2,143
-5% -$61.9K 0.01% 1128
2015
Q2 		$1.36M Buy
44,701
+1,050
+2% +$33.4K 0.01% 1139
2015
Q1 		$1.36M Buy
43,651
+4,282
+11% +$131K 0.01% 1141
2014
Q4 		$1.22M Buy
39,369
+7,065
+22% +$214K 0.01% 1168
2014
Q3 		$943K Buy
32,304
+9,118
+39% +$284K 0.01% 1308
2014
Q2 		$744K Buy
23,186
+9,201
+66% +$283K ﹤0.01% 1528
2014
Q1 		$427K Buy
13,985
+6,665
+91% +$197K ﹤0.01% 1854
2013
Q4 		$217K Buy
+7,320
New +$208K ﹤0.01% 2374

Other funds holding FNK

TIM
Total Investment Management Scottsdale, Arizona $858M AUM 9.96% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Cetera Investment Advisers
Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return
KWM
Kingsview Wealth Management Grants Pass, Oregon $7.33B AUM 16.07% 1-Year Est. Return
Raymond James Financial
Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
Osaic Holdings
Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return
Jones Financial Companies
Jones Financial Companies Des Peres, Missouri $208B AUM 16.12% 1-Year Est. Return
Susquehanna International Group
Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

LPL Financial's FNK Position: Q1 2026 in Review

LPL Financial increased its First Trust Mid Cap Value AlphaDEX Fund (FNK) stake by 4% in Q1 2026, buying an estimated $306K and bringing the position to 137,586 shares worth $7.85M. The position accounts for ﹤0.01% of the portfolio, ranked #2209.

LPL Financial first reported a position in FNK in Q4 2013 and has held it in 50 quarters since. The position peaked at $17.4M in Q1 2022. 59 funds tracked by Wall St. Rank hold FNK as of Q1 2026.

  • LPL Financial held 137,586 shares of First Trust Mid Cap Value AlphaDEX Fund worth $7.85M as of Q1 2026.
  • LPL Financial bought 5,229 First Trust Mid Cap Value AlphaDEX Fund shares in Q1 2026, an estimated $306K.
  • First Trust Mid Cap Value AlphaDEX Fund made up ﹤0.01% of LPL Financial's portfolio in Q1 2026, its #2209 holding.
  • LPL Financial first reported a position in First Trust Mid Cap Value AlphaDEX Fund in Q4 2013 and has held it in 50 quarters since.
  • LPL Financial's First Trust Mid Cap Value AlphaDEX Fund position peaked at $17.4M in Q1 2022.
  • 59 funds tracked by Wall St. Rank held First Trust Mid Cap Value AlphaDEX Fund as of Q1 2026.

Based on LPL Financial's 13F filing for Q1 2026, filed 6 May 2026.