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First Trust Mid Cap Value AlphaDEX Fund

27 hedge funds and large institutions have $33.3M invested in First Trust Mid Cap Value AlphaDEX Fund in 2019 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 10 increasing their positions, 10 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

67% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 3

14% more capital invested

Capital invested by funds: $29.2M → $33.3M (+$4.03M)

8% more funds holding

Funds holding: 2527 (+2)

1.24% more ownership

Funds ownership: 56.12%57.35% (+1.2%)

0% more repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 10

Holders
27
Holders Change
+2
Holders Change %
+8%
% of All Funds
0.53%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
10
Reduced
10
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$6.93M -$126K -3,639 -2%
Wells Fargo
2
Wells Fargo
California
$4.48M -$764K -21,997 -15%
LPL Financial
3
LPL Financial
California
$2.88M -$161K -4,632 -5%
Bank of America
4
Bank of America
North Carolina
$2.83M +$274K +7,897 +11%
MFG
5
Merit Financial Group
Georgia
$2.81M +$2.71M +77,997 New
BFEC
6
Benjamin F. Edwards & Company
Missouri
$2.52M -$1.14M -32,811 -32%
GIA
7
Gladstone Institutional Advisory
Florida
$2.14M -$856K -24,671 -29%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$1.31M +$903K +26,029 +249%
Susquehanna International Group
9
Susquehanna International Group
Pennsylvania
$1.25M +$580K +16,708 +94%
Citadel Advisors
10
Citadel Advisors
Florida
$986K +$191K +5,506 +25%
Stifel Financial
11
Stifel Financial
Missouri
$935K -$374K -10,773 -29%
UBS Group
12
UBS Group
Switzerland
$844K +$30.9K +890 +4%
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$817K +$3.96K +114 +0.5%
Janney Montgomery Scott
14
Janney Montgomery Scott
Pennsylvania
$565K +$67.1K +1,933 +14%
Jane Street
15
Jane Street
New York
$467K +$450K +12,956 New
KP
16
Keel Point
Alabama
$447K +$181K +5,207 +72%
LTFS
17
Ladenburg Thalmann Financial Services
Florida
$328K -$33.2K -956 -9%
DADC
18
D.A. Davidson & Co
Montana
$262K -$486 -14 -0.2%
Thrivent Financial for Lutherans
19
Thrivent Financial for Lutherans
Minnesota
$216K
AG
20
Advisor Group
Arizona
$104K -$49.6K -1,429 -33%
SFPG
21
Stonebridge Financial Planning Group
Florida
$41K +$39.9K +1,150 New
WC
22
Whitnell & Co
Illinois
$32K +$2.95K +85 +11%
IA
23
IFP Advisors
Florida
$32K +$29.2K +842 New
WEC
24
Winslow Evans & Crocker
Massachusetts
$14K -$5.21K -150 -30%
PNC Financial Services Group
25
PNC Financial Services Group
Pennsylvania
$9K +$35 +1 +0.4%

FNK Hedge Fund Activity: Q4 2019 in Review

27 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in First Trust Mid Cap Value AlphaDEX Fund (FNK) for Q4 2019, worth a combined $33.3M — up 14% from $29.2M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new FNK positions and 3 closed out — a net gain of 2 holders — while 10 added to existing stakes and 10 trimmed.

The largest buyer was Merit Financial Group, opening a new position worth an estimated $2.71M. The largest seller was Benjamin F. Edwards & Company, cutting an estimated $1.14M.

  • 27 institutional investors held First Trust Mid Cap Value AlphaDEX Fund (FNK) as of Q4 2019, up from 25 in Q3 2019.
  • Funds reported $33.3M of First Trust Mid Cap Value AlphaDEX Fund stock for Q4 2019, up 14% quarter-over-quarter.
  • 5 funds opened new First Trust Mid Cap Value AlphaDEX Fund positions in Q4 2019 and 3 closed out, a net change of +2 holders.
  • The largest First Trust Mid Cap Value AlphaDEX Fund buyer in Q4 2019 was Merit Financial Group, an estimated $2.71M added.
  • The largest First Trust Mid Cap Value AlphaDEX Fund seller in Q4 2019 was Benjamin F. Edwards & Company, an estimated $1.14M sold.

Based on aggregated 13F filings for Q4 2019.