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First Trust Mid Cap Value AlphaDEX Fund

31 hedge funds and large institutions have $29M invested in First Trust Mid Cap Value AlphaDEX Fund in 2016 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 11 increasing their positions, 9 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

67% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 3

22% more repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 9

3% more funds holding

Funds holding: 3031 (+1)

2% less capital invested

Capital invested by funds: $29.6M → $29M (-$631K)

5.78% less ownership

Funds ownership: 70.79%65.01% (-5.8%)

Holders
31
Holders Change
+1
Holders Change %
+3.33%
% of All Funds
0.83%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
11
Reduced
9
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$11.9M +$2.3M +78,179 +24%
Morgan Stanley
2
Morgan Stanley
New York
$6.27M +$197K +6,704 +3%
LPL Financial
3
LPL Financial
California
$1.75M +$244K +8,293 +16%
Bank of America
4
Bank of America
North Carolina
$1.37M +$77.5K +2,637 +6%
Susquehanna International Group
5
Susquehanna International Group
Pennsylvania
$1.21M -$1.44M -48,968 -55%
BFEC
6
Benjamin F. Edwards & Company
Missouri
$987K -$188K -6,396 -16%
Ameriprise
7
Ameriprise
Minnesota
$742K -$23.8K -809 -3%
UBS Group
8
UBS Group
Switzerland
$651K -$324K -11,032 -34%
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$564K -$1.65K -56 -0.3%
RJFSA
10
Raymond James Financial Services Advisors
Florida
$514K +$28.5K +969 +6%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$479K +$16.6K +566 +4%
RJA
12
Raymond James & Associates
Florida
$316K +$40K +1,360 +15%
Creative Planning
13
Creative Planning
Kansas
$268K +$264K +9,000 New
CS
14
Credit Suisse
Switzerland
$265K +$262K +8,905 New
KIA
15
KCM Investment Advisors
California
$261K -$11.3K -385 -4%
LI
16
LVZ Inc
Michigan
$243K +$6.08K +207 +3%
Cambridge Investment Research Advisors
17
Cambridge Investment Research Advisors
Iowa
$230K +$3.47K +118 +2%
CCA
18
Clearwater Capital Advisors
Illinois
$216K +$216K +7,335 New
CWM
19
Cornerstone Wealth Management
Missouri
$200K +$200K +6,800 New
LTFS
20
Ladenburg Thalmann Financial Services
Florida
$148K -$42.4K -1,443 -22%
WA
21
WFG Advisors
Texas
$145K +$88 +3 +0.1%
DADC
22
D.A. Davidson & Co
Montana
$52K -$2.26K -77 -4%
AG
23
Advisor Group
Arizona
$51K -$8.82K -300 -15%
IWMPD
24
Integrated Wealth Management (Palm Desert)
California
$45K
MFS
25
MSI Financial Services
Massachusetts
$20K +$9.11K +310 +89%

FNK Hedge Fund Activity: Q3 2016 in Review

31 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in First Trust Mid Cap Value AlphaDEX Fund (FNK) for Q3 2016, worth a combined $29M — down 2.1% from $29.6M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new FNK positions and 3 closed out — a net gain of 2 holders — while 11 added to existing stakes and 9 trimmed.

The largest buyer was Wells Fargo, adding an estimated $2.3M. The largest seller was Susquehanna International Group, cutting an estimated $1.44M.

  • 31 institutional investors held First Trust Mid Cap Value AlphaDEX Fund (FNK) as of Q3 2016, up from 30 in Q2 2016.
  • Funds reported $29M of First Trust Mid Cap Value AlphaDEX Fund stock for Q3 2016, down 2.1% quarter-over-quarter.
  • 5 funds opened new First Trust Mid Cap Value AlphaDEX Fund positions in Q3 2016 and 3 closed out, a net change of +2 holders.
  • The largest First Trust Mid Cap Value AlphaDEX Fund buyer in Q3 2016 was Wells Fargo, an estimated $2.3M added.
  • The largest First Trust Mid Cap Value AlphaDEX Fund seller in Q3 2016 was Susquehanna International Group, an estimated $1.44M sold.

Based on aggregated 13F filings for Q3 2016.