We are live on ! Find out more
FNK icon

First Trust Mid Cap Value AlphaDEX Fund

21 hedge funds and large institutions have $44.4M invested in First Trust Mid Cap Value AlphaDEX Fund in 2014 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 7 increasing their positions, 4 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

75% more repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 4

3.15% more ownership

Funds ownership: 57.79%60.94% (+3.1%)

9% less funds holding

Funds holding: 2321 (-2)

13% less first-time investments, than exits

New positions opened: 7 | Existing positions closed: 8

13% less capital invested

Capital invested by funds: $51.1M → $44.4M (-$6.77M)

Holders
21
Holders Change
-2
Holders Change %
-8.7%
% of All Funds
0.56%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
7
Increased
7
Reduced
4
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$20.9M +$9.59M +317,010 +89%
Goldman Sachs
2
Goldman Sachs
New York
$10.6M
Wells Fargo
3
Wells Fargo
California
$7.07M -$465K -15,375 -6%
LPL Financial
4
LPL Financial
California
$1.22M +$214K +7,065 +22%
UBS Group
5
UBS Group
Switzerland
$1.1M +$1.08M +35,557 New
Susquehanna International Group
6
Susquehanna International Group
Pennsylvania
$631K -$1.44M -47,691 -70%
Commonwealth Equity Services
7
Commonwealth Equity Services
Massachusetts
$564K +$19K +629 +4%
Ameriprise
8
Ameriprise
Minnesota
$445K +$303K +10,027 +216%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$378K -$211K -6,969 -36%
BFEC
10
Benjamin F. Edwards & Company
Missouri
$326K +$239K +7,898 +299%
M&T Bank
11
M&T Bank
New York
$297K -$363 -12 -0.1%
KIA
12
KCM Investment Advisors
California
$284K
VFS
13
VSR Financial Services
Kansas
$214K +$209K +6,904 New
Bank of America
14
Bank of America
North Carolina
$171K +$968 +32 +0.6%
AIG
15
American International Group
New York
$72.8K +$26.3K +870 +59%
WA
16
WFG Advisors
Texas
$42K +$40.8K +1,350 New
DADC
17
D.A. Davidson & Co
Montana
$11K +$11.7K +387 New
MFS
18
MSI Financial Services
Massachusetts
$10K
NPC
19
National Planning Corporation
California
$6.89K +$6.96K +230 New
BRWA
20
B. Riley Wealth Advisors
Florida
$2 +$2.42K +80 New
Jane Street
21
Jane Street
New York
-$1.98M -66,498 Closed
BTS
22
BB&T Securities
Virginia
-$12.9M -43,335 Closed
SI
23
Stephens Inc
Arkansas
-$1.05M -35,338 Closed
CS
24
Credit Suisse
Switzerland
-$940K -31,589 Closed
PAG
25
Private Advisor Group
New Jersey
-$588K -19,776 Closed

FNK Hedge Fund Activity: Q4 2014 in Review

21 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in First Trust Mid Cap Value AlphaDEX Fund (FNK) for Q4 2014, worth a combined $44.4M — down 13% from $51.1M a quarter earlier.

Sellers outnumbered buyers: 8 funds closed out of FNK and 7 opened new positions — a net loss of 1 holder — while 4 trimmed existing stakes and 7 added.

The largest buyer was Morgan Stanley, adding an estimated $9.59M. The largest seller was BB&T Securities, exiting entirely with an estimated $12.9M sold.

  • 21 institutional investors held First Trust Mid Cap Value AlphaDEX Fund (FNK) as of Q4 2014, down from 23 in Q3 2014.
  • Funds reported $44.4M of First Trust Mid Cap Value AlphaDEX Fund stock for Q4 2014, down 13% quarter-over-quarter.
  • 7 funds opened new First Trust Mid Cap Value AlphaDEX Fund positions in Q4 2014 and 8 closed out, a net change of -1 holder.
  • The largest First Trust Mid Cap Value AlphaDEX Fund buyer in Q4 2014 was Morgan Stanley, an estimated $9.59M added.
  • The largest First Trust Mid Cap Value AlphaDEX Fund seller in Q4 2014 was BB&T Securities, an estimated $12.9M sold.

Based on aggregated 13F filings for Q4 2014.