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First Trust Mid Cap Value AlphaDEX Fund
FNK

Overview Fund Activity

21 hedge funds and large institutions have $44.4M invested in First Trust Mid Cap Value AlphaDEX Fund in 2014 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 7 increasing their positions, 4 reducing their positions, and 8 closing their positions.

Holders
21
Holders Change
-2
Holders Change %
-8.7%
% of All Funds
0.56%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
7
Reduced
4
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$20.9M
2
UBS Group
2
UBS Group
Switzerland
$1.1M
3
Ameriprise
3
Ameriprise
Minnesota
$445K
4
BFEC
4
Benjamin F. Edwards & Company
Missouri
$326K
5
LPL Financial
5
LPL Financial
California
$1.22M

Top Sellers

1
BTS
1
BB&T Securities
Virginia
$0
2
Jane Street
2
Jane Street
New York
$0
3
Susquehanna International Group
3
Susquehanna International Group
Pennsylvania
$631K
4
SI
4
Stephens Inc
Arkansas
$0
5
CS
5
Credit Suisse
Switzerland
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$20.9M 673,971 +317,010 +89%
Goldman Sachs
2
Goldman Sachs
New York
$10.6M 343,167 – –
Wells Fargo
3
Wells Fargo
California
$7.07M 228,149 -15,375 -6%
LPL Financial
4
LPL Financial
California
$1.22M 39,369 +7,065 +22%
UBS Group
5
UBS Group
Switzerland
$1.1M 35,557 +35,557 New
Susquehanna International Group
6
Susquehanna International Group
Pennsylvania
$631K 20,383 -47,691 -70%
Commonwealth Equity Services
7
Commonwealth Equity Services
Massachusetts
$564K 18,210 +629 +4%
Ameriprise
8
Ameriprise
Minnesota
$445K 14,677 +10,027 +216%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$378K 12,205 -6,969 -36%
BFEC
10
Benjamin F. Edwards & Company
Missouri
$326K 10,539 +7,898 +299%
M&T Bank
11
M&T Bank
New York
$297K 9,593 -12 -0.1%
KIA
12
KCM Investment Advisors
California
$284K 9,168 – –
VFS
13
VSR Financial Services
Kansas
$214K 6,904 +6,904 New
Bank of America
14
Bank of America
North Carolina
$171K 5,510 +32 +0.6%
AIG
15
American International Group
New York
$72.8K 2,350 +870 +59%
WA
16
WFG Advisors
Texas
$42K 1,350 +1,350 New
DADC
17
D.A. Davidson & Co
Montana
$11K 387 +387 New
MFS
18
MSI Financial Services
Massachusetts
$10K 320 – –
NPC
19
National Planning Corporation
California
$6.89K 230 +230 New
BRWA
20
B. Riley Wealth Advisors
Florida
$2 80 +80 New
Jane Street
21
Jane Street
New York
– – -66,498 Closed
BTS
22
BB&T Securities
Virginia
– – -43,335 Closed
SI
23
Stephens Inc
Arkansas
– – -35,338 Closed
CS
24
Credit Suisse
Switzerland
– – -31,589 Closed
PAG
25
Private Advisor Group
New Jersey
– – -19,776 Closed
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