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First Trust Mid Cap Value AlphaDEX Fund

58 hedge funds and large institutions have $183M invested in First Trust Mid Cap Value AlphaDEX Fund in 2023 Q4 according to their latest regulatory filings, with 9 funds opening new positions, 16 increasing their positions, 19 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 6

19% more capital invested

Capital invested by funds: $153M → $183M (+$29.8M)

5% more funds holding

Funds holding: 5558 (+3)

3.26% more ownership

Funds ownership: 71.41%74.67% (+3.3%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

16% less repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 19

Holders
58
Holders Change
+3
Holders Change %
+5.45%
% of All Funds
0.85%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.01%
New
9
Increased
16
Reduced
19
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
TIM
1
Total Investment Management
Arizona
$67.2M +$491K +10,759 +0.8%
Morgan Stanley
2
Morgan Stanley
New York
$21.5M +$9.1M +199,205 +90%
LPL Financial
3
LPL Financial
California
$15.9M +$314K +6,875 +2%
Wells Fargo
4
Wells Fargo
California
$15.1M -$3.64M -79,684 -21%
RJFSA
5
Raymond James Financial Services Advisors
Florida
$9.77M +$8.75M +191,494 New
KAS
6
Kestra Advisory Services
Texas
$7.63M +$6.83M +149,621 New
Janney Montgomery Scott
7
Janney Montgomery Scott
Pennsylvania
$4.45M +$204K +4,469 +5%
UBS Group
8
UBS Group
Switzerland
$4.21M -$1.15M -25,232 -23%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$4.21M -$614K -13,434 -14%
RJA
10
Raymond James & Associates
Florida
$3.54M -$340K -7,452 -10%
GIA
11
Gladstone Institutional Advisory
Florida
$3.16M -$23.4K -513 -0.8%
BFEC
12
Benjamin F. Edwards & Company
Missouri
$3.08M -$2.39M -52,218 -46%
Cambridge Investment Research Advisors
13
Cambridge Investment Research Advisors
Iowa
$2.92M -$146K -3,188 -5%
KWM
14
Kingsview Wealth Management
Oregon
$2.77M +$652K +14,280 +36%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$1.81M +$144K +3,154 +10%
Stifel Financial
16
Stifel Financial
Missouri
$1.79M -$1.05M -22,917 -39%
Baird Financial Group
17
Baird Financial Group
Wisconsin
$1.44M -$210K -4,595 -14%
SWP
18
Stratos Wealth Partners
Ohio
$1.25M -$110K -2,401 -9%
GSC
19
G&S Capital
Colorado
$1.11M -$64.4K -1,411 -6%
DAS
20
Dynamic Advisor Solutions
Arizona
$1.1M -$5.75K -126 -0.6%
Osaic Holdings
21
Osaic Holdings
Arizona
$1.03M -$739K -16,179 -44%
WP
22
WealthSource Partners
California
$996K -$54.8K -1,200 -6%
EH
23
Equitable Holdings
New York
$929K
Citadel Advisors
24
Citadel Advisors
Florida
$915K +$377K +8,244 +85%
AWAG
25
ARS Wealth Advisors Group
Florida
$691K +$137 +3 +0%

FNK Hedge Fund Activity: Q4 2023 in Review

58 of the 6,859 institutional investors tracked by Wall St. Rank reported a position in First Trust Mid Cap Value AlphaDEX Fund (FNK) for Q4 2023, worth a combined $183M — up 19% from $153M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new FNK positions and 6 closed out — a net gain of 3 holders — while 16 added to existing stakes and 19 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $9.1M. The largest seller was First Trust Advisors, exiting entirely with an estimated $4.43M sold.

  • 58 institutional investors held First Trust Mid Cap Value AlphaDEX Fund (FNK) as of Q4 2023, up from 55 in Q3 2023.
  • Funds reported $183M of First Trust Mid Cap Value AlphaDEX Fund stock for Q4 2023, up 19% quarter-over-quarter.
  • 9 funds opened new First Trust Mid Cap Value AlphaDEX Fund positions in Q4 2023 and 6 closed out, a net change of +3 holders.
  • The largest First Trust Mid Cap Value AlphaDEX Fund buyer in Q4 2023 was Morgan Stanley, an estimated $9.1M added.
  • The largest First Trust Mid Cap Value AlphaDEX Fund seller in Q4 2023 was First Trust Advisors, an estimated $4.43M sold.

Based on aggregated 13F filings for Q4 2023.