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First Trust Mid Cap Value AlphaDEX Fund

28 hedge funds and large institutions have $23.8M invested in First Trust Mid Cap Value AlphaDEX Fund in 2016 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 8 increasing their positions, 10 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

67% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 3

8% more funds holding

Funds holding: 2628 (+2)

4.94% more ownership

Funds ownership: 57.92%62.86% (+4.9%)

8% less capital invested

Capital invested by funds: $26M → $23.8M (-$2.21M)

20% less repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 10

Holders
28
Holders Change
+2
Holders Change %
+7.69%
% of All Funds
0.75%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
8
Reduced
10
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$6.05M -$2.03M -79,593 -27%
Wells Fargo
2
Wells Fargo
California
$5.24M +$311K +12,178 +7%
LPL Financial
3
LPL Financial
California
$2.56M -$89.4K -3,502 -4%
BFEC
4
Benjamin F. Edwards & Company
Missouri
$1.14M +$142K +5,580 +16%
Jane Street
5
Jane Street
New York
$1.12M +$515K +20,193 +103%
UBS Group
6
UBS Group
Switzerland
$933K -$43.5K -1,705 -5%
Bank of America
7
Bank of America
North Carolina
$841K +$548K +21,458 +255%
Ameriprise
8
Ameriprise
Minnesota
$773K -$263K -10,325 -27%
Susquehanna International Group
9
Susquehanna International Group
Pennsylvania
$721K -$2.77M -108,377 -81%
RJA
10
Raymond James & Associates
Florida
$663K +$601K +23,553 New
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$551K -$8.6K -337 -2%
RJFSA
12
Raymond James Financial Services Advisors
Florida
$459K +$416K +16,300 New
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$456K -$104K -4,074 -20%
Goldman Sachs
14
Goldman Sachs
New York
$443K -$10.8K -423 -3%
CWM
15
Cornerstone Wealth Management
Missouri
$325K +$314K +12,301 New
LTFS
16
Ladenburg Thalmann Financial Services
Florida
$294K +$258K +10,103 +3,128%
CIM
17
Confluence Investment Management
Missouri
$262K +$23K +901 +11%
KIA
18
KCM Investment Advisors
California
$258K
LI
19
LVZ Inc
Michigan
$226K +$205K +8,020 New
Cambridge Investment Research Advisors
20
Cambridge Investment Research Advisors
Iowa
$213K -$2.04K -80 -1%
WA
21
WFG Advisors
Texas
$138K +$8.34K +327 +7%
AIG
22
American International Group
New York
$56K -$18.5K -726 -27%
DADC
23
D.A. Davidson & Co
Montana
$42K +$4.92K +193 +15%
Citigroup
24
Citigroup
New York
$12K
MFS
25
MSI Financial Services
Massachusetts
$10K

FNK Hedge Fund Activity: Q1 2016 in Review

28 of the 3,753 institutional investors tracked by Wall St. Rank reported a position in First Trust Mid Cap Value AlphaDEX Fund (FNK) for Q1 2016, worth a combined $23.8M — down 8.5% from $26M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new FNK positions and 3 closed out — a net gain of 2 holders — while 8 added to existing stakes and 10 trimmed.

The largest buyer was Raymond James & Associates, opening a new position worth an estimated $601K. The largest seller was Susquehanna International Group, cutting an estimated $2.77M.

  • 28 institutional investors held First Trust Mid Cap Value AlphaDEX Fund (FNK) as of Q1 2016, up from 26 in Q4 2015.
  • Funds reported $23.8M of First Trust Mid Cap Value AlphaDEX Fund stock for Q1 2016, down 8.5% quarter-over-quarter.
  • 5 funds opened new First Trust Mid Cap Value AlphaDEX Fund positions in Q1 2016 and 3 closed out, a net change of +2 holders.
  • The largest First Trust Mid Cap Value AlphaDEX Fund buyer in Q1 2016 was Raymond James & Associates, an estimated $601K added.
  • The largest First Trust Mid Cap Value AlphaDEX Fund seller in Q1 2016 was Susquehanna International Group, an estimated $2.77M sold.

Based on aggregated 13F filings for Q1 2016.