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First Trust Mid Cap Value AlphaDEX Fund

51 hedge funds and large institutions have $138M invested in First Trust Mid Cap Value AlphaDEX Fund in 2021 Q4 according to their latest regulatory filings, with 14 funds opening new positions, 18 increasing their positions, 10 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

250% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 4

86% more capital invested

Capital invested by funds: $74M → $138M (+$63.6M)

80% more repeat investments, than reductions

Existing positions increased: 18 | Existing positions reduced: 10

24% more funds holding

Funds holding: 4151 (+10)

8.89% more ownership

Funds ownership: 59.51%68.4% (+8.9%)

Holders
51
Holders Change
+10
Holders Change %
+24.39%
% of All Funds
0.78%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
14
Increased
18
Reduced
10
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
TIM
1
Total Investment Management
Arizona
$48M +$47.3M +1,018,151 New
Morgan Stanley
2
Morgan Stanley
New York
$17.8M -$1.04M -22,474 -6%
Wells Fargo
3
Wells Fargo
California
$9.64M +$5.73M +123,379 +152%
LPL Financial
4
LPL Financial
California
$8.83M +$2.51M +53,977 +40%
RJFSA
5
Raymond James Financial Services Advisors
Florida
$6.94M +$1.87M +40,163 +38%
First Trust Advisors
6
First Trust Advisors
Illinois
$6.08M +$6M +129,123 New
UBS Group
7
UBS Group
Switzerland
$4.15M -$535K -11,523 -12%
Cambridge Investment Research Advisors
8
Cambridge Investment Research Advisors
Iowa
$3.57M +$1.97M +42,321 +126%
KWM
9
Kingsview Wealth Management
Oregon
$3.42M +$168K +3,612 +5%
BFEC
10
Benjamin F. Edwards & Company
Missouri
$3.09M -$67.4K -1,451 -2%
Janney Montgomery Scott
11
Janney Montgomery Scott
Pennsylvania
$2.73M +$409K +8,804 +18%
PAG
12
Private Advisory Group
Washington
$2.68M +$2.64M +56,803 New
HIS
13
Harvest Investment Services
Illinois
$2.36M +$577K +12,426 +33%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$1.99M +$882K +18,986 +82%
Citadel Advisors
15
Citadel Advisors
Florida
$1.74M +$1.05M +22,651 +158%
Stifel Financial
16
Stifel Financial
Missouri
$1.68M +$598K +12,883 +57%
HWM
17
Holloway Wealth Management
Florida
$1.33M
GSC
18
G&S Capital
Colorado
$1.25M +$81.4K +1,752 +7%
Susquehanna International Group
19
Susquehanna International Group
Pennsylvania
$1.12M -$141K -3,038 -11%
RJA
20
Raymond James & Associates
Florida
$906K +$133K +2,866 +18%
TCM
21
Triumph Capital Management
Colorado
$877K +$864K +18,607 New
ARC
22
Advisor Resource Council
Texas
$790K +$778K +16,761 New
PAG
23
Private Advisor Group
New Jersey
$642K +$72K +1,551 +13%
TA
24
TKG Advisors
Indiana
$626K +$617K +13,292 New
Osaic Holdings
25
Osaic Holdings
Arizona
$594K -$399K -8,588 -41%

FNK Hedge Fund Activity: Q4 2021 in Review

51 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in First Trust Mid Cap Value AlphaDEX Fund (FNK) for Q4 2021, worth a combined $138M — up 86% from $74M a quarter earlier.

Buyers outnumbered sellers: 14 funds opened new FNK positions and 4 closed out — a net gain of 10 holders — while 18 added to existing stakes and 10 trimmed.

The largest buyer was Total Investment Management, opening a new position worth an estimated $47.3M. The largest seller was Stratos Wealth Partners, exiting entirely with an estimated $2.62M sold.

  • 51 institutional investors held First Trust Mid Cap Value AlphaDEX Fund (FNK) as of Q4 2021, up from 41 in Q3 2021.
  • Funds reported $138M of First Trust Mid Cap Value AlphaDEX Fund stock for Q4 2021, up 86% quarter-over-quarter.
  • 14 funds opened new First Trust Mid Cap Value AlphaDEX Fund positions in Q4 2021 and 4 closed out, a net change of +10 holders.
  • The largest First Trust Mid Cap Value AlphaDEX Fund buyer in Q4 2021 was Total Investment Management, an estimated $47.3M added.
  • The largest First Trust Mid Cap Value AlphaDEX Fund seller in Q4 2021 was Stratos Wealth Partners, an estimated $2.62M sold.

Based on aggregated 13F filings for Q4 2021.