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First Trust Mid Cap Value AlphaDEX Fund

28 hedge funds and large institutions have $32.4M invested in First Trust Mid Cap Value AlphaDEX Fund in 2017 Q2 according to their latest regulatory filings, with 4 funds opening new positions, 9 increasing their positions, 9 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 9

3% less funds holding

Funds holding: 2928 (-1)

20% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 5

33% less capital invested

Capital invested by funds: $48M → $32.4M (-$15.6M)

36.95% less ownership

Funds ownership: 95.7%58.74% (-37%)

Holders
28
Holders Change
-1
Holders Change %
-3.45%
% of All Funds
0.7%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
9
Reduced
9
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$8.74M -$3.66M -110,603 -30%
Morgan Stanley
2
Morgan Stanley
New York
$6.85M -$349K -10,548 -5%
LPL Financial
3
LPL Financial
California
$3.18M +$417K +12,621 +15%
BFEC
4
Benjamin F. Edwards & Company
Missouri
$2.32M -$612K -18,508 -21%
Bank of America
5
Bank of America
North Carolina
$2.02M +$238K +7,198 +13%
CS
6
Credit Suisse
Switzerland
$1.86M +$1.85M +55,843 New
Susquehanna International Group
7
Susquehanna International Group
Pennsylvania
$1.62M +$1.61M +48,737 New
UBS Group
8
UBS Group
Switzerland
$772K +$74.5K +2,253 +11%
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$730K -$1.25M -37,683 -63%
KWM
10
Kingsview Wealth Management
Oregon
$727K
Ameriprise
11
Ameriprise
Minnesota
$589K +$311K +9,412 +115%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$551K +$110K +3,316 +25%
CCA
13
Clearwater Capital Advisors
Illinois
$487K +$185K +5,600 +62%
RJA
14
Raymond James & Associates
Florida
$340K -$1.77M -53,501 -84%
Stifel Financial
15
Stifel Financial
Missouri
$314K +$312K +9,439 New
KIA
16
KCM Investment Advisors
California
$293K
Cambridge Investment Research Advisors
17
Cambridge Investment Research Advisors
Iowa
$233K -$169K -5,120 -42%
Jane Street
18
Jane Street
New York
$224K -$3.17M -95,999 -93%
LTFS
19
Ladenburg Thalmann Financial Services
Florida
$172K +$85.7K +2,592 +99%
WA
20
WFG Advisors
Texas
$138K +$12.8K +388 +10%
AG
21
Advisor Group
Arizona
$62K -$4.13K -125 -6%
DADC
22
D.A. Davidson & Co
Montana
$52K -$7.04K -213 -12%
Manulife (Manufacturers Life Insurance)
23
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$31K +$30.8K +933 New
WEC
24
Winslow Evans & Crocker
Massachusetts
$20.7K
PNC Financial Services Group
25
PNC Financial Services Group
Pennsylvania
$16K +$2.84K +86 +22%

FNK Hedge Fund Activity: Q2 2017 in Review

28 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in First Trust Mid Cap Value AlphaDEX Fund (FNK) for Q2 2017, worth a combined $32.4M — down 33% from $48M a quarter earlier.

Sellers outnumbered buyers: 5 funds closed out of FNK and 4 opened new positions — a net loss of 1 holder — while 9 trimmed existing stakes and 9 added.

The largest buyer was Credit Suisse, opening a new position worth an estimated $1.85M. The largest seller was Cetera Advisor Networks, exiting entirely with an estimated $8.65M sold.

  • 28 institutional investors held First Trust Mid Cap Value AlphaDEX Fund (FNK) as of Q2 2017, down from 29 in Q1 2017.
  • Funds reported $32.4M of First Trust Mid Cap Value AlphaDEX Fund stock for Q2 2017, down 33% quarter-over-quarter.
  • 4 funds opened new First Trust Mid Cap Value AlphaDEX Fund positions in Q2 2017 and 5 closed out, a net change of -1 holder.
  • The largest First Trust Mid Cap Value AlphaDEX Fund buyer in Q2 2017 was Credit Suisse, an estimated $1.85M added.
  • The largest First Trust Mid Cap Value AlphaDEX Fund seller in Q2 2017 was Cetera Advisor Networks, an estimated $8.65M sold.

Based on aggregated 13F filings for Q2 2017.