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First Trust Mid Cap Value AlphaDEX Fund

27 hedge funds and large institutions have $54.1M invested in First Trust Mid Cap Value AlphaDEX Fund in 2014 Q2 according to their latest regulatory filings, with 18 funds opening new positions, 8 increasing their positions, 1 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

1,700% more first-time investments, than exits

New positions opened: 18 | Existing positions closed: 1

700% more repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 1

269% more capital invested

Capital invested by funds: $14.7M → $54.1M (+$39.4M)

170% more funds holding

Funds holding: 1027 (+17)

15.27% more ownership

Funds ownership: 40%55.27% (+15%)

Holders
27
Holders Change
+17
Holders Change %
+170%
% of All Funds
0.78%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
18
Increased
8
Reduced
1
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
HA
1
Hays Advisory
Tennessee
$22.1M +$21.2M +690,026 New
Morgan Stanley
2
Morgan Stanley
New York
$12.6M +$6.46M +210,065 +114%
Wells Fargo
3
Wells Fargo
California
$8.75M +$4.52M +147,060 +117%
Susquehanna International Group
4
Susquehanna International Group
Pennsylvania
$2.91M +$339K +11,035 +14%
Jane Street
5
Jane Street
New York
$1.83M +$1.76M +57,102 New
LPL Financial
6
LPL Financial
California
$744K +$283K +9,201 +66%
VAM
7
Visionary Asset Management
Texas
$630K +$604K +19,637 New
SI
8
Stephens Inc
Arkansas
$602K +$577K +18,757 New
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$516K +$12.2K +397 +3%
DS
10
DRW Securities
Illinois
$454K +$435K +14,148 New
Stifel Financial
11
Stifel Financial
Missouri
$452K +$433K +14,071 New
PAG
12
Private Advisor Group
New Jersey
$423K +$405K +13,182 New
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$403K -$734K -23,886 -66%
FHA
14
First Horizon Advisors
Tennessee
$387K +$371K +12,082 New
KIA
15
KCM Investment Advisors
California
$294K +$11.8K +385 +4%
Bank of America
16
Bank of America
North Carolina
$261K +$92.7K +3,015 +59%
Ameriprise
17
Ameriprise
Minnesota
$217K +$124K +4,048 +149%
PI
18
Placemark Investments
Illinois
$126K +$121K +3,938 New
U
19
UBS
Switzerland
$82K +$79.3K +2,579 New
BRWM
20
B. Riley Wealth Management
Tennessee
$73K +$70.8K +2,304 New
AIG
21
American International Group
New York
$47.5K +$45.5K +1,480 New
GSC
22
Ground Swell Capital
South Carolina
$40K +$38.4K +1,249 New
Envestnet Asset Management
23
Envestnet Asset Management
Illinois
$32K +$30.9K +1,006 New
BFEC
24
Benjamin F. Edwards & Company
Missouri
$17K +$16.4K +532 New
MFS
25
MSI Financial Services
Massachusetts
$10K +$9.84K +320 New

FNK Hedge Fund Activity: Q2 2014 in Review

27 of the 3,479 institutional investors tracked by Wall St. Rank reported a position in First Trust Mid Cap Value AlphaDEX Fund (FNK) for Q2 2014, worth a combined $54.1M — up 269% from $14.7M a quarter earlier.

Buyers outnumbered sellers: 18 funds opened new FNK positions and 1 closed out — a net gain of 17 holders — while 8 added to existing stakes and 1 trimmed.

The largest buyer was Hays Advisory, opening a new position worth an estimated $21.2M. The largest seller was Royal Bank of Canada, cutting an estimated $734K.

  • 27 institutional investors held First Trust Mid Cap Value AlphaDEX Fund (FNK) as of Q2 2014, up from 10 in Q1 2014.
  • Funds reported $54.1M of First Trust Mid Cap Value AlphaDEX Fund stock for Q2 2014, up 269% quarter-over-quarter.
  • 18 funds opened new First Trust Mid Cap Value AlphaDEX Fund positions in Q2 2014 and 1 closed out, a net change of +17 holders.
  • The largest First Trust Mid Cap Value AlphaDEX Fund buyer in Q2 2014 was Hays Advisory, an estimated $21.2M added.
  • The largest First Trust Mid Cap Value AlphaDEX Fund seller in Q2 2014 was Royal Bank of Canada, an estimated $734K sold.

Based on aggregated 13F filings for Q2 2014.