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First Trust Mid Cap Value AlphaDEX Fund

30 hedge funds and large institutions have $29.6M invested in First Trust Mid Cap Value AlphaDEX Fund in 2016 Q2 according to their latest regulatory filings, with 6 funds opening new positions, 7 increasing their positions, 12 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 3

24% more capital invested

Capital invested by funds: $23.8M → $29.6M (+$5.82M)

7.93% more ownership

Funds ownership: 62.86%70.79% (+7.9%)

7% more funds holding

Funds holding: 2830 (+2)

42% less repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 12

Holders
30
Holders Change
+2
Holders Change %
+7.14%
% of All Funds
0.8%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
7
Reduced
12
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$9.03M +$3.89M +137,566 +74%
Morgan Stanley
2
Morgan Stanley
New York
$5.7M -$306K -10,817 -5%
VFS
3
VSR Financial Services
Kansas
$3.66M +$3.7M +131,055 New
Susquehanna International Group
4
Susquehanna International Group
Pennsylvania
$2.5M +$1.81M +64,195 +251%
LPL Financial
5
LPL Financial
California
$1.41M -$1.21M -42,717 -46%
Bank of America
6
Bank of America
North Carolina
$1.22M +$386K +13,681 +46%
BFEC
7
Benjamin F. Edwards & Company
Missouri
$1.1M -$23K -816 -2%
UBS Group
8
UBS Group
Switzerland
$919K -$5.56K -197 -0.6%
Ameriprise
9
Ameriprise
Minnesota
$718K -$47.9K -1,696 -6%
Commonwealth Equity Services
10
Commonwealth Equity Services
Massachusetts
$531K -$15.1K -536 -3%
RJFSA
11
Raymond James Financial Services Advisors
Florida
$455K +$28 +1 +0%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$434K -$18.4K -651 -4%
RJA
13
Raymond James & Associates
Florida
$259K -$403K -14,283 -61%
KIA
14
KCM Investment Advisors
California
$256K
M&T Bank
15
M&T Bank
New York
$248K +$251K +8,899 New
CIM
16
Confluence Investment Management
Missouri
$240K -$19.9K -705 -8%
LI
17
LVZ Inc
Michigan
$222K -$2K -71 -0.9%
Cambridge Investment Research Advisors
18
Cambridge Investment Research Advisors
Iowa
$213K +$1.86K +66 +0.9%
LTFS
19
Ladenburg Thalmann Financial Services
Florida
$179K -$113K -4,001 -38%
WA
20
WFG Advisors
Texas
$136K +$113 +4 +0.1%
AG
21
Advisor Group
Arizona
$55K +$56.1K +1,987 New
DADC
22
D.A. Davidson & Co
Montana
$51K +$9.74K +345 +23%
IWMPD
23
Integrated Wealth Management (Palm Desert)
California
$42K +$42.4K +1,500 New
HDIM
24
Hanson & Doremus Investment Management
Vermont
$10K
MFS
25
MSI Financial Services
Massachusetts
$10K

FNK Hedge Fund Activity: Q2 2016 in Review

30 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in First Trust Mid Cap Value AlphaDEX Fund (FNK) for Q2 2016, worth a combined $29.6M — up 24% from $23.8M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new FNK positions and 3 closed out — a net gain of 3 holders — while 7 added to existing stakes and 12 trimmed.

The largest buyer was Wells Fargo, adding an estimated $3.89M. The largest seller was LPL Financial, cutting an estimated $1.21M.

  • 30 institutional investors held First Trust Mid Cap Value AlphaDEX Fund (FNK) as of Q2 2016, up from 28 in Q1 2016.
  • Funds reported $29.6M of First Trust Mid Cap Value AlphaDEX Fund stock for Q2 2016, up 24% quarter-over-quarter.
  • 6 funds opened new First Trust Mid Cap Value AlphaDEX Fund positions in Q2 2016 and 3 closed out, a net change of +3 holders.
  • The largest First Trust Mid Cap Value AlphaDEX Fund buyer in Q2 2016 was Wells Fargo, an estimated $3.89M added.
  • The largest First Trust Mid Cap Value AlphaDEX Fund seller in Q2 2016 was LPL Financial, an estimated $1.21M sold.

Based on aggregated 13F filings for Q2 2016.