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First Trust Mid Cap Value AlphaDEX Fund

29 hedge funds and large institutions have $29.9M invested in First Trust Mid Cap Value AlphaDEX Fund in 2018 Q2 according to their latest regulatory filings, with 4 funds opening new positions, 12 increasing their positions, 3 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

300% more repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 3

100% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 2

18% more capital invested

Capital invested by funds: $25.2M → $29.9M (+$4.62M)

12.05% more ownership

Funds ownership: 53.9%65.95% (+12%)

7% more funds holding

Funds holding: 2729 (+2)

Holders
29
Holders Change
+2
Holders Change %
+7.41%
% of All Funds
0.66%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
12
Reduced
3
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$7.67M +$307K +8,648 +4%
Wells Fargo
2
Wells Fargo
California
$5.6M +$164K +4,614 +3%
CWM
3
Cornerstone Wealth Management
Missouri
$3.37M +$4.3M +120,806 New
LPL Financial
4
LPL Financial
California
$2.94M -$164K -4,610 -5%
Bank of America
5
Bank of America
North Carolina
$2.93M +$552K +15,531 +24%
KWM
6
Kingsview Wealth Management
Oregon
$981K +$178 +5 +0%
Susquehanna International Group
7
Susquehanna International Group
Pennsylvania
$932K -$431K -12,119 -32%
BFEC
8
Benjamin F. Edwards & Company
Missouri
$932K -$360K -10,119 -28%
UBS Group
9
UBS Group
Switzerland
$896K +$81.5K +2,291 +10%
Commonwealth Equity Services
10
Commonwealth Equity Services
Massachusetts
$742K +$27.1K +763 +4%
CCA
11
Clearwater Capital Advisors
Illinois
$584K
RJA
12
Raymond James & Associates
Florida
$452K +$162K +4,569 +57%
LI
13
LVZ Inc
Michigan
$389K +$1.56K +44 +0.4%
KIA
14
KCM Investment Advisors
California
$316K
LTFS
15
Ladenburg Thalmann Financial Services
Florida
$244K
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$236K +$24.8K +697 +12%
Cambridge Investment Research Advisors
17
Cambridge Investment Research Advisors
Iowa
$208K +$205K +5,769 New
CWA
18
Clarus Wealth Advisors
Arizona
$158K +$162K +4,544 New
AG
19
Advisor Group
Arizona
$146K +$24.9K +700 +21%
Manulife (Manufacturers Life Insurance)
20
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$53K
PNC Financial Services Group
21
PNC Financial Services Group
Pennsylvania
$24K +$6.54K +184 +39%
WEC
22
Winslow Evans & Crocker
Massachusetts
$18K
WC
23
Whitnell & Co
Illinois
$11K
Citigroup
24
Citigroup
New York
$8K
FHA
25
First Horizon Advisors
Tennessee
$8K +$36 +1 +0.4%

FNK Hedge Fund Activity: Q2 2018 in Review

29 of the 4,368 institutional investors tracked by Wall St. Rank reported a position in First Trust Mid Cap Value AlphaDEX Fund (FNK) for Q2 2018, worth a combined $29.9M — up 18% from $25.2M a quarter earlier.

Buyers outnumbered sellers: 4 funds opened new FNK positions and 2 closed out — a net gain of 2 holders — while 12 added to existing stakes and 3 trimmed.

The largest buyer was Cornerstone Wealth Management, opening a new position worth an estimated $4.3M. The largest seller was Susquehanna International Group, cutting an estimated $431K.

  • 29 institutional investors held First Trust Mid Cap Value AlphaDEX Fund (FNK) as of Q2 2018, up from 27 in Q1 2018.
  • Funds reported $29.9M of First Trust Mid Cap Value AlphaDEX Fund stock for Q2 2018, up 18% quarter-over-quarter.
  • 4 funds opened new First Trust Mid Cap Value AlphaDEX Fund positions in Q2 2018 and 2 closed out, a net change of +2 holders.
  • The largest First Trust Mid Cap Value AlphaDEX Fund buyer in Q2 2018 was Cornerstone Wealth Management, an estimated $4.3M added.
  • The largest First Trust Mid Cap Value AlphaDEX Fund seller in Q2 2018 was Susquehanna International Group, an estimated $431K sold.

Based on aggregated 13F filings for Q2 2018.